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Disclosery

13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC

ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 43 holding rows worth $104,311,893.

Accession
0001549408-23-000002
Filer
CIK 1549408
Filed
2023-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2022

A holdings report, 43 entries on the cover page, a total value of $104,311,893 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,311,893 with VALUE read as dollars as filed, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AXSOME THERAPEUTICS INC. COM05464T104Stock785,683$60,599,730dollars as filed
AVIDITY BIOSCIENCES INC COM05370A108Stock825,473$18,317,246dollars as filed
SPDR Bloomberg 1-3 Month T-Bill ETF78468R663SHS63,166$5,777,794dollars as filed
KURA ONCOLOGY INC COM50127T109Stock363,773$4,514,423dollars as filed
ISHARES TR46428743220 YR TR BD ETF24,700$2,459,132dollars as filed
CIDARA THERAPEUTICS INC COM NEW171757107Stock1,677,194$1,268,462dollars as filed
KIMBERLY-CLARK CORP COM494368103Stock3,751$509,198dollars as filed
Honeywell Technologies438516106COM2,110$452,173dollars as filed
Merck & Co.,Inc.58933Y105COM4,000$443,800dollars as filed
EXXON MOBIL CORP30231G102COM4,000$441,200dollars as filed
Procter & Gamble Co742718109COM2,700$409,212dollars as filed
PepsiCo,Inc.713448108COM2,200$397,452dollars as filed
ILLINOIS TOOL WKS INC452308109COM1,750$385,525dollars as filed
Eaton Corp. PlcG29183103COM2,450$384,528dollars as filed
Pfizer Inc.717081103COM7,189$368,364dollars as filed
CUMMINS INC COM231021106Stock1,500$363,435dollars as filed
Home Depot, Inc437076102COM1,150$363,239dollars as filed
Bank of America Corp060505104COM10,600$351,072dollars as filed
Waste Management, Inc.94106L109COM2,200$345,136dollars as filed
Coca-Cola Company191216100COM5,350$340,314dollars as filed
Berkshire Hathaway Inc084670702COM1,100$339,790dollars as filed
JPMorgan Chase & Co46625H100COM2,500$335,250dollars as filed
Alphabet Inc. Reg. Shares C02079K107COM3,500$310,555dollars as filed
Duke Energy Corporation26441C204COM3,000$308,970dollars as filed
Amgen Inc.031162100COM1,175$308,602dollars as filed
CVS Health Corporation126650100COM3,300$307,527dollars as filed
Apple Inc037833100COM2,350$305,376dollars as filed
BLACKROCK INC CL A COM09247X101COM425$301,168dollars as filed
SPECTRUM PHARMACEUTICALS INC84763A108COM787,973$290,368dollars as filed
NATIONAL FUEL GAS CO COM636180101Stock4,500$284,850dollars as filed
WISDOMTREE EUROPE HEDGED EQUITY FUND97717X701ETF4,010$280,540dollars as filed
Medtronic PlcG5960L103COM3,500$272,020dollars as filed
DOW HLDGS INC COM260557103Stock5,300$267,067dollars as filed
Microsoft Corp594918104COM1,075$257,807dollars as filed
Walt Disney Co254687106COM2,901$252,039dollars as filed
Qualcomm Incorporated747525103COM2,231$245,276dollars as filed
Intel Corp458140100COM8,200$216,726dollars as filed
Verizon Communications Inc92343V104COM5,489$216,267dollars as filed
BLACKSTONE INC09260D107COM2,900$215,151dollars as filed
SPDR GOLD TR78463V107GOLD SHS1,200$203,568dollars as filed
EATON VANCE CALIFORNIA MUNI BO27828A100COM13,129$113,435dollars as filed
ROBINHOOD MKTS INC770700102COM13,158$107,106dollars as filed
OPEN LENDING CORP68373J104COM12,000$81,000dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001549408-23-000002this filing2023-02-14acceptance time not in the bulk data set