13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 86 holding rows worth $117,831,000.
- Accession
- 0001549408-22-000002
- Filer
- CIK 1549408
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 108 entries on the cover page, a total value of $117,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,831,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,123,929 | $42,462,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 889,537 | $21,144,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 99,334 | $9,082,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 57,954 | $8,588,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,937,044 | $2,460,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,177,115 | $1,495,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 85,800 | $1,201,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 370 | $1,071,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,700 | $765,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 2,500 | $735,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,250 | $695,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,500 | $690,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,800 | $675,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,000 | $673,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,600 | $664,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,786 | $639,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,663 | $604,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,600 | $595,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,500 | $577,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 620 | $568,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,302 | $562,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,350 | $559,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,215 | $547,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,602 | $543,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,400 | $540,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,936 | $537,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 834 | $536,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,528 | $533,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,381 | $528,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,616 | $526,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,349 | $525,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,873 | $522,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,000 | $521,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,000 | $518,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,428 | $517,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,903 | $516,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,314 | $516,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,250 | $515,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,301 | $511,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 28,715 | $510,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 785 | $496,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,100 | $495,000 | thousands by filing date | call |
| EVERGY INC COM | 30034W106 | Stock | 7,219 | $495,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,266 | $472,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,200 | $457,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,722 | $449,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,795 | $433,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,000 | $428,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,350 | $404,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,500 | $385,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $362,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,300 | $340,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,317 | $334,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,500 | $327,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,500 | $325,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,010 | $321,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,000 | $309,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,000 | $307,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,300 | $301,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,600 | $293,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 800 | $288,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 800 | $288,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,500 | $288,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,500 | $275,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 12,000 | $270,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 3,500 | $251,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 6,345 | $227,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,750 | $205,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,500 | $200,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,100 | $188,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,666 | $180,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 200 | $176,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,579 | $158,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $126,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 600 | $122,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 600 | $122,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 800 | $110,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 800 | $110,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 600 | $105,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 600 | $105,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $88,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 400 | $68,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 400 | $68,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 600 | $48,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 600 | $48,000 | thousands by filing date | call |
| RA MED SYS INC | 74933X203 | COM | 12,320 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549408-22-000002 | this filing | 2022-02-14 | acceptance time not in the bulk data set |