13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 89 holding rows worth $158,946,000.
- Accession
- 0001549408-21-000005
- Filer
- CIK 1549408
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 90 entries on the cover page, a total value of $158,946,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $158,946,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,010,945 | $68,198,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 1,166,747 | $28,830,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 108,084 | $9,886,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,649,315 | $6,185,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,172,044 | $2,368,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,553 | $1,694,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 16,363 | $1,547,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,085 | $1,258,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 34,616 | $1,139,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 24,456 | $1,035,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 50,876 | $964,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,987 | $946,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 22,689 | $914,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 355 | $890,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 31,405 | $855,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,538 | $795,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,454 | $790,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,189 | $789,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 12,684 | $766,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,715 | $757,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 35,611 | $742,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 4,063 | $739,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,807 | $726,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 30,897 | $707,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,504 | $696,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,169 | $695,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,451 | $689,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,471 | $689,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,000 | $685,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,513 | $681,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,965 | $672,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,062 | $669,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,002 | $658,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,300 | $623,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,461 | $623,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,520 | $615,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 14,000 | $603,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,958 | $596,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,400 | $585,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 4,814 | $583,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,301 | $580,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,900 | $573,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,200 | $562,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 21,049 | $561,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,150 | $560,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,700 | $548,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,900 | $546,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,500 | $543,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 620 | $542,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,500 | $525,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,600 | $510,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,215 | $495,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,000 | $445,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,000 | $442,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $434,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 42,664 | $414,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,350 | $375,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,500 | $366,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,500 | $352,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,000 | $337,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,300 | $335,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,300 | $334,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,702 | $323,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,010 | $306,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,450 | $306,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,019 | $298,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 3,500 | $280,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,300 | $275,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,500 | $272,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,700 | $249,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 2,783 | $245,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,128 | $244,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,500 | $235,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,600 | $229,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,500 | $215,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 4,400 | $204,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,100 | $204,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,600 | $202,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 34,052 | $193,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,871 | $185,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,579 | $162,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 12,320 | $54,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $2,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,200 | $1,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 300 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NETAPP INC COM | 64110D104 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549408-21-000005 | this filing | 2021-08-16 | acceptance time not in the bulk data set |