13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 86 holding rows worth $170,996,000.
- Accession
- 0001549408-20-000005
- Filer
- CIK 1549408
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 86 entries on the cover page, a total value of $170,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,996,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,008,508 | $82,980,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 352,478 | $32,262,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,134,271 | $3,834,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,028,389 | $3,795,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 57,837 | $3,620,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 216,171 | $3,524,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 20,534 | $2,274,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,793 | $1,517,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 14,484 | $1,206,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,052 | $1,138,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,424 | $998,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 23,884 | $982,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,049 | $962,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 16,178 | $945,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,311 | $914,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 5,736 | $887,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 9,426 | $884,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,668 | $745,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,734 | $700,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,898 | $688,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,416 | $650,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,677 | $647,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,004 | $625,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,700 | $620,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,000 | $611,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 430 | $608,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 14,054 | $602,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,734 | $597,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,071 | $592,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 33,430 | $583,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,127 | $572,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,770 | $572,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 12,147 | $572,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,400 | $566,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,638 | $555,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,206 | $515,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 14,536 | $511,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,179 | $504,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,000 | $501,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,400 | $492,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,706 | $491,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 18,641 | $487,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,266 | $480,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,308 | $477,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,374 | $474,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,450 | $467,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 7,412 | $463,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,261 | $461,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,605 | $460,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,100 | $459,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,697 | $454,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,159 | $450,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,761 | $448,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,717 | $445,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,500 | $439,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,000 | $437,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,500 | $437,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,271 | $424,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,595 | $402,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,000 | $397,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 700 | $381,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,301 | $368,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,700 | $348,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,000 | $347,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,978 | $341,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $321,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,521 | $320,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,500 | $313,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,000 | $299,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,818 | $293,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,805 | $293,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $268,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,551 | $260,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 525,680 | $259,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,732 | $217,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,698 | $202,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,500 | $201,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,516 | $160,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,703 | $153,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,579 | $151,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 34,052 | $93,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 300 | $2,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $2,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,500 | $1,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 800 | $1,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549408-20-000005 | this filing | 2020-08-11 | acceptance time not in the bulk data set |