13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 85 holding rows worth $233,157,000.
- Accession
- 0001549408-20-000003
- Filer
- CIK 1549408
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 85 entries on the cover page, a total value of $233,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $233,157,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,000,580 | $103,420,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 733,894 | $67,100,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 115,676 | $11,904,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 266,527 | $3,665,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 564,313 | $2,167,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,591 | $1,348,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 16,968 | $1,280,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 90,247 | $1,276,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 8,589 | $1,232,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 10,960 | $1,158,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 21,083 | $1,134,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 5,454 | $1,079,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 13,508 | $1,018,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,687 | $1,007,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,999 | $967,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,488 | $955,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 3,746 | $903,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 6,420 | $900,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7,207 | $882,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,176 | $877,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 18,361 | $877,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,827 | $856,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,932 | $837,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,207 | $831,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 12,406 | $802,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,575 | $756,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,134 | $696,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,900 | $688,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 470 | $628,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,525 | $624,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,500 | $619,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,900 | $615,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,020 | $599,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 525,680 | $594,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,474 | $578,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,018 | $578,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,200 | $575,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,100 | $572,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,672 | $571,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,700 | $540,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,150 | $518,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,500 | $513,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,664 | $509,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,301 | $477,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,515 | $477,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 14,394 | $471,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 15,429 | $470,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,520 | $463,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,000 | $456,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,334 | $454,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,000 | $410,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,634 | $407,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,842 | $404,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,759 | $402,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,809 | $397,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,763 | $390,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,454 | $368,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,613 | $365,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,241 | $361,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,210 | $360,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,000 | $358,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 700 | $352,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,670 | $345,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,270 | $340,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,000 | $336,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 830 | $330,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,500 | $328,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,167 | $316,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,308 | $315,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,500 | $314,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $297,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,060 | $296,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,963 | $274,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,000 | $273,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,502 | $249,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,000 | $238,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,632 | $224,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,000 | $219,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,500 | $209,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,500 | $209,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,525 | $209,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 34,177 | $203,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,500 | $201,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,516 | $189,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,579 | $153,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549408-20-000003 | this filing | 2020-02-10 | acceptance time not in the bulk data set |