13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 81 holding rows worth $157,933,000.
- Accession
- 0001549408-19-000008
- Filer
- CIK 1549408
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 81 entries on the cover page, a total value of $157,933,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $157,933,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 826,812 | $75,728,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,302,346 | $26,359,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 115,676 | $10,524,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 266,527 | $4,043,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 7,521 | $1,166,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,431 | $1,156,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 564,313 | $1,126,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,931 | $1,090,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,741 | $1,062,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,502 | $1,016,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,623 | $958,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,311 | $939,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,513 | $925,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 16,511 | $870,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,690 | $849,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 971 | $816,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 15,161 | $808,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 6,713 | $784,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,122 | $767,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,819 | $760,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,844 | $759,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,093 | $758,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,854 | $741,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 525,680 | $736,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,655 | $716,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,150 | $702,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 573 | $698,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,945 | $694,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,257 | $639,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,300 | $610,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,800 | $595,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,000 | $582,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,500 | $569,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,400 | $559,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,974 | $554,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,900 | $542,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,383 | $520,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,150 | $516,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,672 | $511,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,600 | $503,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,018 | $500,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,090 | $499,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,100 | $483,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,000 | $479,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,000 | $464,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,664 | $448,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,558 | $435,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,301 | $430,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,842 | $425,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,809 | $419,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,334 | $405,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,634 | $400,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 14,394 | $383,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,241 | $382,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $380,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 15,429 | $380,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,763 | $369,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,770 | $368,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,454 | $364,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,759 | $357,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 13,857 | $333,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,500 | $318,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,167 | $316,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,164 | $314,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 700 | $312,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,805 | $300,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,210 | $295,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,308 | $294,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,000 | $293,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,776 | $287,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,041 | $281,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 7,640 | $257,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,000 | $253,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 4,886 | $253,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,502 | $245,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,000 | $221,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,500 | $218,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 34,177 | $188,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,516 | $180,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,579 | $154,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 200 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549408-19-000008 | this filing | 2019-11-14 | acceptance time not in the bulk data set |