13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-29, with 73 holding rows worth $66,710,000.
- Accession
- 0001549408-18-000006
- Filer
- CIK 1549408
- Filed
- 2018-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 73 entries on the cover page, a total value of $66,710,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,710,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL ONE FINL CORP | 14040H105 | COM | 151,194 | $14,353,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 215,662 | $3,774,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 68,927 | $2,562,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 58,485 | $2,490,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 22,036 | $2,484,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 437,357 | $1,924,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 16,719 | $1,902,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 547,443 | $1,889,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 9,013 | $1,817,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,578 | $1,155,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 14,089 | $1,143,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 38,216 | $1,029,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,593 | $955,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 25,589 | $889,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 720 | $859,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,000 | $843,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,000 | $832,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 31,569 | $813,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 19,567 | $774,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,275 | $739,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,253 | $728,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,995 | $713,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,501 | $643,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,000 | $607,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,951 | $602,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,000 | $589,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 10,620 | $583,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,677 | $580,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,997 | $578,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,139 | $576,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 7,407 | $569,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,586 | $565,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,860 | $564,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,058 | $564,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,900 | $557,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 20,636 | $557,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,643 | $551,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 11,512 | $542,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,600 | $539,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,181 | $531,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,162 | $529,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,600 | $508,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,000 | $499,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,664 | $499,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,150 | $491,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 17,256 | $482,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,073 | $479,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 9,777 | $475,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,100 | $463,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,000 | $452,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 7,000 | $450,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,900 | $446,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,291 | $423,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 34,177 | $404,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,000 | $400,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,789 | $383,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,500 | $383,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,397 | $374,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,000 | $355,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $344,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,852 | $344,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,517 | $337,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,000 | $336,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 15,888 | $310,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,500 | $280,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,000 | $228,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,648 | $207,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,000 | $202,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 164,394 | $176,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,516 | $171,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,882 | $166,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,839 | $148,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,000 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549408-18-000006 | this filing | 2018-10-29 | acceptance time not in the bulk data set |