13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-30, with 306 holding rows worth $1,206,959,000.
- Accession
- 0001548916-20-000004
- Filer
- CIK 1548916
- Filed
- 2020-11-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 306 entries on the cover page, a total value of $1,206,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,206,959,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 517,670 | $59,951,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 18,722 | $58,951,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 197,872 | $54,977,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 746,495 | $47,574,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 107,249 | $35,917,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 313,370 | $28,830,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 127,910 | $26,903,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 353,459 | $24,053,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 46,217 | $19,828,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 56,329 | $18,930,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 429,182 | $16,888,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 362,049 | $14,974,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 80,792 | $14,310,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 387,825 | $12,201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 232,952 | $11,547,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 50,459 | $11,485,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 52,127 | $11,100,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 354,431 | $10,881,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 55,947 | $10,536,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 81,120 | $10,437,000 | thousands by filing date | |
| VTI | 922908769 | COM | 60,845 | $10,363,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 122,727 | $10,251,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 240,139 | $10,004,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 31,686 | $9,869,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 195,099 | $9,776,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 40,836 | $9,436,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 95,790 | $8,804,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 260,744 | $8,550,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 32,572 | $8,531,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 41,599 | $8,319,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 101,340 | $8,309,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25,875 | $7,961,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 52,792 | $7,860,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14,145 | $7,656,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 36,916 | $7,531,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 148,959 | $7,028,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 117,873 | $7,012,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 138,972 | $6,844,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 48,372 | $6,723,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,621 | $6,650,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 76,333 | $6,601,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 13,106 | $6,553,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 79,676 | $6,448,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 101,797 | $6,441,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 291,113 | $6,288,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 263,481 | $6,155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 180,321 | $5,992,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16,699 | $5,928,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 46,873 | $5,816,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 239,511 | $5,765,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 152,924 | $5,612,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 52,919 | $5,531,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 210,575 | $5,450,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 181,089 | $5,424,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 17,532 | $5,418,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 152,691 | $5,308,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 183,800 | $5,240,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 227,156 | $5,211,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 36,206 | $5,066,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 54,726 | $5,057,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 76,138 | $4,851,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 228,008 | $4,838,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 44,922 | $4,738,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 143,644 | $4,687,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 89,245 | $4,621,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 13,284 | $4,492,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 144,128 | $4,353,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 84,510 | $4,211,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 31,134 | $4,156,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 26,992 | $4,151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 113,416 | $4,148,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,272 | $4,136,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 19,187 | $4,130,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 298,477 | $4,128,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 77,230 | $4,007,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 86,772 | $3,992,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 58,391 | $3,978,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 24,042 | $3,921,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 49,887 | $3,916,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 12,822 | $3,906,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 76,074 | $3,832,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 53,107 | $3,824,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 61,299 | $3,819,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 22,277 | $3,681,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 59,745 | $3,601,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 129,306 | $3,570,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,819 | $3,560,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 370,239 | $3,377,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 54,415 | $3,376,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,159 | $3,359,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 67,977 | $3,356,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 173,705 | $3,340,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 11,141 | $3,338,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 31,393 | $3,319,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 84,816 | $3,311,000 | thousands by filing date | |
| IJH | 464287507 | COM | 17,866 | $3,311,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 118,421 | $3,308,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 37,194 | $3,276,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 169,131 | $3,242,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 40,066 | $3,225,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 12,669 | $3,184,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 102,540 | $3,154,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,346 | $3,149,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17,867 | $3,149,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 30,627 | $3,120,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 15,781 | $3,109,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 135,095 | $3,088,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 51,713 | $3,071,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 102,964 | $3,053,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 35,340 | $3,036,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 56,096 | $3,009,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 36,853 | $3,005,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 22,172 | $2,983,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,577 | $2,935,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 11,962 | $2,892,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,854 | $2,874,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 19,481 | $2,863,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 16,143 | $2,751,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 26,974 | $2,749,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 23,003 | $2,696,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,438 | $2,691,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 211,670 | $2,637,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 16,158 | $2,626,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 31,535 | $2,616,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 11,758 | $2,578,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 41,983 | $2,537,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 54,072 | $2,501,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 32,659 | $2,465,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 19,155 | $2,451,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 31,837 | $2,451,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 49,959 | $2,427,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 86,449 | $2,367,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 97,426 | $2,327,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 108,137 | $2,305,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 37,892 | $2,298,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 35,002 | $2,244,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 41,279 | $2,180,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 133,933 | $2,124,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 31,824 | $2,099,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 20,755 | $2,060,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,286 | $2,038,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,725 | $2,003,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,593 | $1,979,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 12,465 | $1,920,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 15,701 | $1,912,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 77,366 | $1,898,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 30,487 | $1,880,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 21,062 | $1,865,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,541 | $1,860,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,072 | $1,858,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 59,645 | $1,825,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 35,171 | $1,818,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 54,605 | $1,814,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 120,706 | $1,795,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 66,545 | $1,789,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 79,458 | $1,787,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,222 | $1,785,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 23,130 | $1,763,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 15,939 | $1,757,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 32,642 | $1,757,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,671 | $1,756,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 18,534 | $1,741,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 28,885 | $1,734,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,627 | $1,710,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,638 | $1,704,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,431 | $1,692,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 45,385 | $1,647,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 32,872 | $1,647,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,025 | $1,637,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,142 | $1,625,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 17,518 | $1,613,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 46,917 | $1,601,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 38,834 | $1,588,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 74,111 | $1,573,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 36,033 | $1,558,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 13,705 | $1,541,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,259 | $1,533,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 84,231 | $1,515,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 295,326 | $1,485,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 59,217 | $1,427,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 25,502 | $1,415,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 12,576 | $1,401,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 23,581 | $1,400,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 49,601 | $1,396,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 24,446 | $1,349,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 22,604 | $1,319,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 37,476 | $1,304,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,221 | $1,292,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 31,247 | $1,278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 43,498 | $1,258,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 42,339 | $1,236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 19,781 | $1,236,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,472 | $1,218,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 22,034 | $1,208,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 194,975 | $1,201,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 21,677 | $1,194,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 23,415 | $1,189,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 15,602 | $1,186,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 20,463 | $1,163,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 53,026 | $1,158,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 14,186 | $1,155,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 100,445 | $1,116,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 12,201 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 24,863 | $1,096,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 14,025 | $1,088,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,471 | $1,079,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 34,156 | $1,070,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 22,712 | $1,057,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 61,078 | $1,037,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 30,218 | $1,020,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,451 | $1,013,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 17,029 | $1,008,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 140,971 | $1,004,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 30,067 | $992,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 12,089 | $979,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,042 | $978,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,381 | $978,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 17,533 | $976,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 55,285 | $975,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 51,284 | $943,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 16,050 | $923,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 32,887 | $917,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 17,600 | $916,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 31,885 | $893,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 16,457 | $892,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 14,462 | $879,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 13,450 | $869,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 19,871 | $846,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 15,229 | $838,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 21,067 | $825,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 48,640 | $809,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,086 | $803,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 36,689 | $794,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,478 | $791,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,446 | $787,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 11,907 | $776,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 21,751 | $775,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 44,470 | $763,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 17,246 | $755,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,037 | $753,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 11,818 | $750,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,693 | $738,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 12,286 | $730,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 13,901 | $725,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 12,874 | $712,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 19,410 | $710,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,190 | $680,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 18,083 | $678,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,238 | $639,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 14,820 | $638,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 24,612 | $624,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 16,790 | $615,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,302 | $612,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 20,145 | $602,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 22,383 | $601,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,825 | $599,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,400 | $597,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 23,850 | $595,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 30,851 | $580,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 13,638 | $543,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 40,887 | $534,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 15,830 | $526,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 18,803 | $526,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,395 | $510,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 18,500 | $491,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,278 | $469,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 40,701 | $468,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,016 | $467,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 13,890 | $463,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,603 | $460,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,712 | $457,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 14,338 | $444,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 32,159 | $444,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 138,350 | $432,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 11,721 | $414,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 27,461 | $404,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,076 | $401,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 22,608 | $392,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 18,306 | $389,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 21,866 | $387,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 20,000 | $381,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 15,080 | $366,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 16,762 | $365,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 58,376 | $364,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,036 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 14,772 | $360,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 11,787 | $353,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 56,175 | $352,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,787 | $350,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,826 | $318,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 11,398 | $309,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 12,019 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 19,760 | $291,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,365 | $280,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 110,600 | $265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,825 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 12,000 | $248,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,825 | $244,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,843 | $236,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,373 | $229,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 15,558 | $227,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 12,526 | $227,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,762 | $215,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 42,155 | $214,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 19,173 | $212,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,432 | $204,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-20-000004 | this filing | 2020-11-30 | acceptance time not in the bulk data set |