13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 368 holding rows worth $1,387,874,000.
- Accession
- 0001548916-20-000001
- Filer
- CIK 1548916
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 368 entries on the cover page, a total value of $1,387,874,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,387,874,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 174,465 | $51,545,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 617,741 | $40,523,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 21,814 | $40,417,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 1,046,436 | $36,637,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 112,441 | $36,533,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 1,215,064 | $35,712,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 766,056 | $35,134,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 911,267 | $31,393,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 441,003 | $28,520,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 126,361 | $27,081,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 68,731 | $22,155,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 131,260 | $20,788,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 478,764 | $18,692,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 41,638 | $17,423,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 94,561 | $16,689,000 | thousands by filing date | |
| IJH | 464287507 | COM | 77,108 | $15,875,000 | thousands by filing date | |
| VTI | 922908769 | COM | 94,784 | $15,538,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 127,927 | $15,334,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 121,772 | $15,208,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 109,280 | $14,925,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 151,126 | $12,039,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 226,652 | $11,353,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 59,443 | $11,207,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 57,612 | $11,156,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 115,379 | $11,057,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 46,787 | $10,597,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 210,809 | $10,330,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 56,157 | $10,245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 179,176 | $9,641,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 69,979 | $9,491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 195,369 | $9,469,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 109,974 | $9,223,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 29,526 | $8,863,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 104,297 | $8,827,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 59,225 | $8,640,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 60,518 | $8,413,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 57,176 | $8,296,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 68,376 | $8,245,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 48,055 | $8,204,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 33,062 | $8,102,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 81,222 | $7,613,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 191,168 | $7,462,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 129,905 | $7,405,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,415 | $7,280,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 118,520 | $7,274,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 37,813 | $7,251,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 95,635 | $7,129,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 23,873 | $7,068,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 52,310 | $7,007,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 55,333 | $6,900,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 189,997 | $6,845,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 71,240 | $6,682,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 107,589 | $6,493,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 63,167 | $6,441,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 59,888 | $6,324,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 29,185 | $6,206,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 18,629 | $6,105,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 71,007 | $5,754,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 34,381 | $5,696,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 52,873 | $5,688,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 33,873 | $5,613,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 44,082 | $5,554,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 16,935 | $5,488,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 83,656 | $5,477,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 53,602 | $5,369,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 87,704 | $5,264,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 84,460 | $5,172,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 197,481 | $5,129,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 121,437 | $5,091,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 20,838 | $5,046,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 35,202 | $5,032,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,024 | $5,000,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 127,434 | $4,992,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 59,251 | $4,969,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 81,905 | $4,944,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 42,620 | $4,941,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 18,213 | $4,829,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 29,221 | $4,694,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 62,075 | $4,523,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,089 | $4,360,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 60,167 | $4,216,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 85,477 | $4,105,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 44,387 | $4,080,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 69,083 | $4,027,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 650,220 | $3,996,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 31,483 | $3,959,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 71,507 | $3,952,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 76,783 | $3,919,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 250,264 | $3,741,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 68,622 | $3,716,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 45,099 | $3,688,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 28,882 | $3,623,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,843 | $3,609,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 18,064 | $3,578,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 39,092 | $3,567,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 31,707 | $3,499,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 61,595 | $3,312,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 64,909 | $3,273,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 136,203 | $3,259,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27,380 | $3,254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 21,875 | $3,247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 116,678 | $3,190,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 68,907 | $3,102,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 16,007 | $3,094,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 98,833 | $3,054,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 97,634 | $3,042,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 123,214 | $3,040,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,886 | $3,034,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 30,707 | $3,012,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 25,931 | $2,918,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 33,018 | $2,908,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 12,333 | $2,883,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 61,987 | $2,878,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 30,122 | $2,829,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 37,950 | $2,829,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,532 | $2,786,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 25,654 | $2,774,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 76,654 | $2,708,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,240 | $2,649,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,830 | $2,599,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 67,765 | $2,560,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 36,710 | $2,552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 41,891 | $2,517,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,693 | $2,494,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 32,344 | $2,488,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 13,817 | $2,466,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 71,486 | $2,415,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 19,057 | $2,394,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 10,746 | $2,389,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 53,388 | $2,376,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 52,643 | $2,365,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,798 | $2,341,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 95,327 | $2,331,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 159,578 | $2,315,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 12,972 | $2,313,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 38,014 | $2,287,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 15,966 | $2,281,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 51,681 | $2,278,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 19,179 | $2,245,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 151,406 | $2,214,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 11,644 | $2,208,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 103,363 | $2,201,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 28,844 | $2,200,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 37,648 | $2,195,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 30,248 | $2,193,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 43,973 | $2,181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 25,760 | $2,169,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 14,049 | $2,164,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 21,162 | $2,144,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,638 | $2,133,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,066 | $2,126,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 56,201 | $2,116,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 40,616 | $2,104,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 93,098 | $2,093,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20,596 | $2,092,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 35,979 | $2,090,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 34,724 | $2,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 28,431 | $2,074,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 61,735 | $2,069,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 23,253 | $2,062,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 40,830 | $2,058,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 25,029 | $2,041,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 36,356 | $2,035,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 111,885 | $2,020,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 39,926 | $2,006,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 21,801 | $1,988,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 92,462 | $1,964,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 23,202 | $1,919,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 17,784 | $1,877,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 61,935 | $1,874,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 31,045 | $1,872,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 21,969 | $1,870,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21,086 | $1,861,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 60,038 | $1,857,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,224 | $1,848,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,368 | $1,839,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 57,560 | $1,821,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 22,561 | $1,819,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 12,217 | $1,802,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 17,935 | $1,795,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,946 | $1,792,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 44,933 | $1,787,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 23,085 | $1,773,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 21,170 | $1,715,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 28,515 | $1,701,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 31,683 | $1,697,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 39,698 | $1,697,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 44,380 | $1,688,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 183,102 | $1,677,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 12,533 | $1,671,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 59,785 | $1,667,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 13,057 | $1,644,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 254,148 | $1,637,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 50,814 | $1,629,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 26,120 | $1,621,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 18,121 | $1,617,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,352 | $1,605,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 32,129 | $1,601,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 32,325 | $1,590,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 14,778 | $1,570,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 59,558 | $1,557,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 21,184 | $1,541,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 74,772 | $1,537,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 12,889 | $1,531,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 45,316 | $1,522,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 12,604 | $1,514,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 11,542 | $1,502,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 33,802 | $1,487,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 157,739 | $1,486,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 88,835 | $1,482,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 11,487 | $1,468,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 26,454 | $1,413,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 39,823 | $1,404,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 44,715 | $1,377,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,813 | $1,374,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 64,906 | $1,368,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,129 | $1,354,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 17,836 | $1,349,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 20,700 | $1,346,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 22,915 | $1,344,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,587 | $1,341,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,279 | $1,315,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 20,910 | $1,310,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 22,545 | $1,308,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 16,133 | $1,288,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 11,778 | $1,265,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,274 | $1,259,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 71,340 | $1,246,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 24,613 | $1,242,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 16,929 | $1,227,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 13,280 | $1,213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 23,584 | $1,200,000 | thousands by filing date | |
| MGC | 921910873 | COM | 10,726 | $1,198,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 20,785 | $1,197,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 57,991 | $1,164,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 77,458 | $1,150,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,662 | $1,118,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 74,920 | $1,115,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 18,171 | $1,105,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 12,516 | $1,097,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 67,046 | $1,093,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,974 | $1,066,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 17,262 | $1,051,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 48,640 | $1,050,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 21,812 | $1,044,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 26,435 | $1,043,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 28,642 | $1,041,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 19,129 | $1,032,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,056 | $1,014,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 15,730 | $960,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 14,035 | $960,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 49,659 | $950,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 59,107 | $943,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 28,676 | $919,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 27,227 | $916,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 80,903 | $909,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 43,465 | $900,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 17,582 | $889,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,677 | $875,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 39,692 | $872,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 15,642 | $869,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 13,425 | $860,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 32,526 | $831,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 87,566 | $822,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 21,238 | $817,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 30,534 | $812,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 53,289 | $794,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 15,529 | $784,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 12,366 | $780,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 13,771 | $779,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 29,033 | $771,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 12,139 | $770,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 14,715 | $769,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,302 | $758,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 15,655 | $755,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 21,511 | $751,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11,239 | $741,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 19,638 | $728,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,811 | $723,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 21,597 | $717,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,650 | $703,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 12,385 | $698,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 10,830 | $693,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 27,545 | $687,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 12,689 | $681,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 16,514 | $680,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,508 | $679,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,262 | $675,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 21,809 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 14,931 | $662,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 15,599 | $660,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 25,118 | $652,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 10,320 | $619,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 28,673 | $617,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 16,081 | $605,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 31,837 | $602,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 17,671 | $596,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 19,604 | $595,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,908 | $590,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 11,962 | $587,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 13,851 | $576,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 18,801 | $565,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,720 | $555,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 19,937 | $551,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 10,426 | $545,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 25,365 | $541,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 25,321 | $535,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,279 | $525,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 12,093 | $510,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 12,994 | $510,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 11,857 | $506,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 16,483 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,357 | $496,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 26,205 | $493,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 10,305 | $481,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 33,605 | $477,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 11,130 | $475,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 25,031 | $474,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 11,168 | $473,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,337 | $471,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 20,005 | $469,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 35,501 | $468,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 41,089 | $463,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 12,566 | $455,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 29,854 | $454,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 15,313 | $453,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 25,293 | $450,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 26,004 | $450,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 11,825 | $425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 26,915 | $406,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,147 | $394,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,990 | $386,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 113,813 | $386,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 10,022 | $382,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 94,827 | $381,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 114,460 | $379,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 13,749 | $374,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 14,121 | $366,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,962 | $357,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,953 | $354,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 11,125 | $352,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 15,983 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 12,454 | $351,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,104 | $336,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,965 | $332,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 38,400 | $326,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,435 | $319,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 16,721 | $301,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,360 | $293,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 13,754 | $283,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 13,000 | $273,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,981 | $269,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,052 | $264,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 13,821 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,151 | $248,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,244 | $248,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,097 | $247,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 56,175 | $237,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,700 | $234,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 27,539 | $234,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,411 | $231,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 10,064 | $223,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 10,481 | $223,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,556 | $220,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 49,006 | $216,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,350 | $216,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 16,060 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 13,238 | $203,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-20-000001 | this filing | 2020-02-10 | acceptance time not in the bulk data set |