13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 229 holding rows worth $799,344,000.
- Accession
- 0001548916-18-000005
- Filer
- CIK 1548916
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 253 entries on the cover page, a total value of $799,344,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $799,344,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 20,944 | $41,950,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 495,566 | $28,266,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 208,127 | $26,352,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 140,728 | $26,145,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 164,350 | $25,634,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 861,147 | $24,938,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 265,970 | $23,202,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 78,773 | $23,059,000 | thousands by filing date | |
| IJH | 464287507 | COM | 113,085 | $22,762,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 688,425 | $21,265,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 114,984 | $20,371,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 394,398 | $18,567,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 149,052 | $15,016,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 126,641 | $14,483,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 186,298 | $10,728,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 37,948 | $10,047,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 134,415 | $10,019,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 32,748 | $8,658,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 51,810 | $8,520,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 14,993 | $8,504,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 173,980 | $7,978,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 47,189 | $7,953,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 64,900 | $7,935,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 43,064 | $7,205,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 35,200 | $7,130,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 39,381 | $7,104,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 129,387 | $6,831,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 124,847 | $6,747,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 57,255 | $6,699,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 105,677 | $6,564,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 64,003 | $6,384,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 33,888 | $6,115,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 74,431 | $6,104,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 206,627 | $6,087,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 83,386 | $6,071,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 113,835 | $6,020,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 100,391 | $5,629,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 92,737 | $5,413,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 114,138 | $5,397,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 48,376 | $5,166,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 19,588 | $4,969,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 97,388 | $4,968,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 32,972 | $4,948,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 49,422 | $4,839,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,443 | $4,627,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 20,560 | $4,147,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 123,229 | $4,077,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 573,485 | $4,043,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 28,909 | $4,027,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 82,192 | $3,971,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 44,895 | $3,944,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 51,683 | $3,893,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,907 | $3,848,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 132,189 | $3,588,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 43,072 | $3,553,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,433 | $3,531,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 230,714 | $3,520,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 48,840 | $3,388,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,797 | $3,274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 104,009 | $3,115,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 45,718 | $2,940,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 33,527 | $2,881,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 25,146 | $2,871,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 85,583 | $2,854,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 52,879 | $2,841,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 13,012 | $2,816,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 39,475 | $2,800,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 124,303 | $2,766,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,669 | $2,764,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 11,904 | $2,646,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 61,546 | $2,641,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 53,179 | $2,628,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 49,884 | $2,621,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 53,502 | $2,594,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 43,272 | $2,502,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 151,952 | $2,429,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 26,766 | $2,423,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,174 | $2,389,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 76,170 | $2,339,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 75,083 | $2,247,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 20,920 | $2,244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 55,983 | $2,230,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 21,187 | $2,221,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 46,030 | $2,179,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,031 | $2,073,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 61,771 | $2,065,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 14,945 | $2,051,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 34,756 | $2,007,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 60,797 | $1,944,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 30,441 | $1,936,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 33,951 | $1,924,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,443 | $1,919,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 35,934 | $1,915,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 66,443 | $1,914,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 51,242 | $1,913,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 40,259 | $1,900,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 51,295 | $1,893,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 75,828 | $1,841,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 250,410 | $1,817,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 55,553 | $1,812,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 57,581 | $1,779,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 29,182 | $1,748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 21,749 | $1,726,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 24,195 | $1,703,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 21,963 | $1,695,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 24,750 | $1,682,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 46,863 | $1,656,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 17,224 | $1,651,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 37,487 | $1,634,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 12,865 | $1,628,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,123 | $1,610,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 27,666 | $1,572,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 84,639 | $1,559,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 24,565 | $1,517,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 15,246 | $1,515,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 29,783 | $1,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 47,035 | $1,484,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 18,987 | $1,477,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 23,204 | $1,445,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 197,464 | $1,433,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 12,149 | $1,407,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 37,837 | $1,393,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 26,640 | $1,376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 19,065 | $1,372,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 40,582 | $1,360,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 92,069 | $1,334,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,443 | $1,322,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 33,318 | $1,316,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 18,276 | $1,308,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 22,004 | $1,304,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 23,366 | $1,270,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 12,564 | $1,264,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 18,967 | $1,219,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 19,958 | $1,210,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 36,798 | $1,188,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,389 | $1,187,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 13,139 | $1,175,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 23,768 | $1,164,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 40,040 | $1,139,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 14,942 | $1,138,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 26,256 | $1,083,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 18,025 | $1,062,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 41,500 | $1,045,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 17,328 | $1,043,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 11,502 | $1,038,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 42,713 | $1,034,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 81,449 | $990,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 53,754 | $974,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,730 | $942,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,093 | $939,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 24,958 | $924,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 28,435 | $903,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 28,493 | $902,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 33,779 | $881,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,368 | $866,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 10,906 | $862,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 40,369 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 11,396 | $846,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 46,876 | $840,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 17,199 | $835,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 15,894 | $808,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 16,945 | $806,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 32,921 | $796,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 10,584 | $744,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 18,654 | $720,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,441 | $709,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11,412 | $705,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 26,445 | $668,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 11,616 | $654,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 14,607 | $641,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 17,338 | $625,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 249,150 | $620,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L307 | US DIV COR ETF | 17,597 | $594,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 18,258 | $586,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 11,296 | $584,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 25,541 | $584,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 27,922 | $577,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,450 | $574,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 11,371 | $565,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,760 | $564,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 42,862 | $552,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 20,696 | $532,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 22,899 | $523,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,889 | $510,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 55,065 | $500,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,369 | $493,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 14,325 | $486,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 27,030 | $483,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,077 | $475,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 33,314 | $474,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 22,518 | $474,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 23,368 | $444,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 30,210 | $438,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 12,844 | $436,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 31,300 | $434,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,942 | $420,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 15,020 | $418,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 37,038 | $410,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 26,990 | $402,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 12,684 | $399,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,873 | $392,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 12,587 | $385,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 13,866 | $372,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 14,237 | $366,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 17,978 | $363,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 28,039 | $359,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 10,780 | $356,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 17,111 | $344,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,699 | $339,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 11,653 | $329,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 13,459 | $321,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 29,948 | $319,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,609 | $317,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,249 | $290,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 100,027 | $279,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 28,392 | $279,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 14,565 | $277,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 264,400 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 11,701 | $261,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,473 | $246,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,604 | $246,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 26,171 | $244,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 19,150 | $242,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 57,726 | $240,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 10,829 | $233,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,530 | $229,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 32,680 | $228,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 10,249 | $211,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 10,144 | $204,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-18-000005 | this filing | 2018-11-07 | acceptance time not in the bulk data set |