13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-08, with 326 holding rows worth $1,625,249,000.
- Accession
- 0001548916-18-000003
- Filer
- CIK 1548916
- Filed
- 2018-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 326 entries on the cover page, a total value of $1,625,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,625,249,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 430,084 | $72,159,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 634,895 | $65,514,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 1,611,507 | $58,997,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 39,900 | $57,748,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 349,757 | $54,236,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 294,485 | $47,155,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 371,483 | $44,563,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 1,280,880 | $37,427,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 125,824 | $33,389,000 | thousands by filing date | |
| IJH | 464287507 | COM | 152,341 | $28,574,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 589,834 | $28,294,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 363,350 | $27,109,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 497,319 | $25,825,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 178,325 | $24,268,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 263,940 | $24,089,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 118,535 | $23,645,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 76,814 | $22,687,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 138,979 | $22,207,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 285,353 | $21,975,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 182,908 | $20,858,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 312,403 | $20,581,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 438,571 | $19,148,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 638,825 | $19,062,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 236,138 | $18,874,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 144,336 | $16,943,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 276,005 | $16,118,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 360,773 | $15,087,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 482,248 | $14,462,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 245,314 | $13,337,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 254,152 | $12,504,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 46,845 | $12,327,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 122,681 | $12,204,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 76,808 | $11,866,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 99,184 | $11,065,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 71,796 | $10,900,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 204,670 | $10,659,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 38,279 | $10,187,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 40,823 | $9,854,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 82,139 | $9,825,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 257,734 | $9,188,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 69,007 | $9,171,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 204,270 | $9,149,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 71,369 | $9,145,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 180,800 | $8,645,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 84,819 | $8,519,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 83,531 | $8,440,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 216,803 | $7,694,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 178,818 | $7,669,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 108,524 | $7,563,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 94,270 | $7,473,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 141,422 | $7,411,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 50,262 | $7,407,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 116,836 | $7,063,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 38,473 | $7,061,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 63,914 | $6,854,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 132,096 | $6,680,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 67,015 | $6,374,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 117,839 | $6,293,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18,464 | $6,239,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 99,318 | $6,020,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 100,487 | $5,971,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 383,755 | $5,714,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 51,598 | $5,507,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 754,129 | $5,467,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,916 | $5,377,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 15,232 | $5,317,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 68,590 | $5,171,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 71,244 | $5,108,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 367,859 | $5,096,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 91,801 | $5,000,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 94,271 | $4,981,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 28,993 | $4,957,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 44,560 | $4,900,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 93,164 | $4,857,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 103,205 | $4,828,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 53,283 | $4,740,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 60,053 | $4,709,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 155,726 | $4,654,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 149,321 | $4,634,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 50,224 | $4,580,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 82,096 | $4,565,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 19,707 | $4,563,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 59,316 | $4,367,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 419,401 | $4,214,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,762 | $4,184,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,297 | $4,152,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 39,898 | $4,145,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 28,918 | $4,102,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100,266 | $4,064,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 172,140 | $4,064,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 22,836 | $3,893,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 172,622 | $3,847,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 14,610 | $3,765,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 78,683 | $3,695,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 44,251 | $3,650,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 62,454 | $3,615,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 23,395 | $3,591,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 26,343 | $3,585,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 522,743 | $3,575,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 89,528 | $3,535,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 53,334 | $3,373,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 22,958 | $3,317,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 20,483 | $3,312,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,839 | $3,297,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 13,380 | $3,152,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 24,984 | $3,142,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 45,145 | $3,136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 41,223 | $3,133,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 17,909 | $3,113,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 112,408 | $3,069,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 61,029 | $2,867,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 15,809 | $2,769,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 171,000 | $2,736,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 67,535 | $2,725,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 53,736 | $2,651,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 190,918 | $2,573,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 48,861 | $2,534,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 82,060 | $2,532,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 24,379 | $2,515,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 40,399 | $2,504,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 29,034 | $2,486,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 22,218 | $2,353,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 37,002 | $2,332,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,896 | $2,331,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 36,576 | $2,330,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 141,602 | $2,296,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 20,021 | $2,258,000 | thousands by filing date | |
| VTI | 922908769 | COM | 16,586 | $2,251,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 14,066 | $2,231,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 33,370 | $2,183,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 66,384 | $2,181,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,755 | $2,156,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 21,226 | $2,149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 17,703 | $2,133,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 43,969 | $2,122,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 74,390 | $2,050,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 68,535 | $2,036,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,982 | $2,012,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 20,000 | $2,010,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 27,069 | $1,994,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 31,609 | $1,969,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 12,723 | $1,962,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 56,880 | $1,943,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,038 | $1,891,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,401 | $1,862,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,295 | $1,854,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 109,414 | $1,849,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 54,129 | $1,834,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 46,185 | $1,734,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 12,337 | $1,716,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 26,834 | $1,711,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 51,855 | $1,709,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,921 | $1,707,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 69,384 | $1,678,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 26,052 | $1,664,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 67,245 | $1,660,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 23,456 | $1,643,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 15,050 | $1,639,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 28,025 | $1,635,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 37,425 | $1,625,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,569 | $1,621,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 52,695 | $1,618,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 23,289 | $1,616,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 65,871 | $1,612,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 55,991 | $1,608,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 70,893 | $1,605,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 23,128 | $1,585,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 77,112 | $1,577,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 19,537 | $1,561,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 82,035 | $1,554,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 139,439 | $1,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 43,130 | $1,541,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 19,756 | $1,528,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,693 | $1,511,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 29,985 | $1,485,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 223,897 | $1,466,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 20,376 | $1,463,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 117,410 | $1,461,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 22,132 | $1,442,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 31,472 | $1,439,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 15,166 | $1,434,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 28,374 | $1,432,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 28,232 | $1,422,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 27,720 | $1,390,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 23,358 | $1,377,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 78,290 | $1,375,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 64,052 | $1,375,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 12,542 | $1,371,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 17,580 | $1,326,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,994 | $1,289,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,938 | $1,286,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,944 | $1,280,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,193 | $1,265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 47,118 | $1,258,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 43,163 | $1,239,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 17,128 | $1,231,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 20,315 | $1,204,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 40,202 | $1,188,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 20,426 | $1,187,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 28,388 | $1,184,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 35,822 | $1,176,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,762 | $1,162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 33,243 | $1,134,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 21,962 | $1,118,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 27,578 | $1,113,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 33,016 | $1,112,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 21,075 | $1,109,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,139 | $1,108,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 15,966 | $1,031,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 11,198 | $982,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,365 | $981,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 16,775 | $981,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19,593 | $977,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 33,650 | $976,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 17,577 | $973,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,311 | $965,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 11,155 | $964,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 29,226 | $964,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 25,200 | $962,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 21,319 | $957,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 12,642 | $954,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 13,585 | $947,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 10,119 | $934,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 14,594 | $932,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 22,925 | $922,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,825 | $918,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 32,288 | $918,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 16,855 | $917,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 10,218 | $910,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 15,838 | $901,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 18,706 | $895,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,218 | $891,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 17,024 | $874,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 26,971 | $861,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,538 | $845,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 38,590 | $845,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 10,000 | $843,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 37,087 | $841,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 18,925 | $831,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 13,479 | $813,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 22,343 | $811,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,056 | $806,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 54,916 | $801,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,252 | $799,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 41,098 | $799,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 13,324 | $798,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 88,099 | $792,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 16,069 | $783,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,440 | $769,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14,673 | $758,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 35,688 | $758,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 15,383 | $757,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 47,327 | $753,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 13,836 | $731,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 104,640 | $728,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,031 | $703,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 249,204 | $687,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 13,761 | $674,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 88,612 | $674,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 37,892 | $664,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 51,911 | $664,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 29,003 | $651,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 12,792 | $650,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18,494 | $646,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 75,877 | $644,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 23,083 | $642,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 23,068 | $641,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 24,882 | $640,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 26,770 | $632,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,017 | $619,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 18,100 | $619,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 25,466 | $619,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,657 | $610,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 12,927 | $600,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 30,334 | $589,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 33,417 | $581,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 20,772 | $579,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 18,556 | $579,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 10,162 | $559,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 18,827 | $555,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 13,760 | $542,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,262 | $540,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 23,197 | $536,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 12,368 | $536,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 11,146 | $530,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 17,314 | $527,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 12,093 | $524,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,989 | $524,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18,485 | $520,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 13,975 | $510,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 33,858 | $509,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 12,376 | $507,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,432 | $494,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 12,127 | $491,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 22,293 | $488,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 28,862 | $478,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 15,758 | $472,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,468 | $461,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 16,240 | $454,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 16,460 | $453,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 35,101 | $438,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,005 | $437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 10,282 | $433,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 19,929 | $433,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,867 | $403,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 10,235 | $371,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 13,059 | $370,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 11,600 | $359,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,971 | $354,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,764 | $338,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 25,100 | $319,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 12,992 | $316,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 30,355 | $316,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 58,112 | $314,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 19,222 | $296,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,495 | $293,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 15,020 | $265,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 13,379 | $262,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 25,000 | $249,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 15,831 | $247,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 25,417 | $238,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,432 | $233,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 17,580 | $223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,104 | $222,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,413 | $217,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 39,978 | $208,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-18-000003 | this filing | 2018-05-08 | acceptance time not in the bulk data set |