13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-07, with 153 holding rows worth $615,026,000.
- Accession
- 0001548916-17-000010
- Filer
- CIK 1548916
- Filed
- 2017-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 153 entries on the cover page, a total value of $615,026,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $615,026,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 384,084 | $40,913,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 948,726 | $31,744,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 200,827 | $28,803,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 235,500 | $27,909,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 91,853 | $23,233,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 337,392 | $21,650,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 146,205 | $21,266,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 246,255 | $20,183,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 660,954 | $18,753,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 361,753 | $17,824,000 | thousands by filing date | |
| IJH | 464287507 | COM | 79,355 | $14,197,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 111,066 | $13,890,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 179,198 | $13,348,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 248,842 | $12,527,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 385,199 | $11,175,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 196,099 | $10,593,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 136,584 | $10,137,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 95,503 | $9,124,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 58,904 | $9,078,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 974,141 | $8,231,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 36,285 | $8,121,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 296,042 | $7,502,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 74,457 | $6,973,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 42,934 | $6,557,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,605 | $6,165,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 201,574 | $4,890,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 61,034 | $4,875,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 80,776 | $4,655,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 26,586 | $4,569,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 68,624 | $4,534,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 86,317 | $4,473,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,377 | $4,463,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 21,678 | $4,274,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,563 | $4,161,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 264,062 | $4,045,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,963 | $3,843,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 21,049 | $3,767,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,820 | $3,728,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 28,291 | $3,512,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 41,345 | $3,511,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 24,932 | $3,488,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 26,387 | $3,431,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 114,050 | $3,393,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 65,026 | $3,387,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 67,437 | $3,366,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 18,762 | $3,340,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11,355 | $3,267,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 21,658 | $3,233,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,210 | $3,168,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 13,769 | $3,118,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 159,623 | $3,100,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 37,242 | $3,094,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 34,170 | $3,063,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 78,721 | $3,004,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,815 | $2,949,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 23,632 | $2,947,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 15,491 | $2,890,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 77,128 | $2,818,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 29,644 | $2,818,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 54,235 | $2,602,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 69,603 | $2,508,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 39,163 | $2,496,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 73,900 | $2,400,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 14,188 | $2,334,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 147,660 | $2,300,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 67,493 | $2,279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 52,390 | $2,114,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 18,542 | $2,001,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 42,096 | $1,928,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,871 | $1,875,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 13,475 | $1,867,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 34,084 | $1,772,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 15,949 | $1,757,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 26,950 | $1,617,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10,581 | $1,586,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 17,199 | $1,509,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 69,006 | $1,502,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 16,701 | $1,436,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 23,142 | $1,410,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,774 | $1,400,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 18,995 | $1,350,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 51,459 | $1,347,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,003 | $1,332,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 24,248 | $1,326,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 20,392 | $1,310,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,610 | $1,294,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,316 | $1,262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 12,371 | $1,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 50,563 | $1,231,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 25,369 | $1,198,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 47,616 | $1,146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E108 | CAP STRENGTH ETF | 21,925 | $1,039,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 23,476 | $1,030,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,824 | $983,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,052 | $962,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 14,693 | $951,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 14,316 | $939,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 15,066 | $927,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 31,678 | $917,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 16,472 | $916,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 21,883 | $907,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,055 | $903,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 27,164 | $788,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 30,622 | $739,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 18,766 | $738,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 24,271 | $735,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 10,442 | $712,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 26,912 | $694,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,430 | $676,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,562 | $674,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,388 | $662,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 68,350 | $645,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 12,812 | $644,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 20,841 | $638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 25,732 | $638,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 15,285 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 22,450 | $625,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 75,387 | $625,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 11,173 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 15,963 | $620,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 33,812 | $612,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 18,116 | $606,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 35,922 | $605,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,093 | $604,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 12,961 | $601,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,240 | $576,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 30,420 | $574,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 19,523 | $559,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,373 | $557,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 25,545 | $554,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 12,394 | $512,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,402 | $506,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 14,140 | $495,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 17,651 | $475,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,340 | $462,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,127 | $461,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,367 | $460,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 20,824 | $457,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 33,500 | $456,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,495 | $453,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,890 | $441,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 18,268 | $437,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 26,871 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,711 | $379,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 44,306 | $375,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,782 | $320,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 29,800 | $315,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 54,348 | $297,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,938 | $283,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,835 | $261,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,783 | $225,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,742 | $187,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 6,304 | $146,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-17-000010 | this filing | 2017-11-07 | acceptance time not in the bulk data set |