13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-16, with 178 holding rows worth $697,845,000.
- Accession
- 0001548916-17-000007
- Filer
- CIK 1548916
- Filed
- 2017-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 178 entries on the cover page, a total value of $697,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $697,845,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 269,020 | $36,815,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 841,271 | $26,281,000 | thousands by filing date | |
| IJH | 464287507 | COM | 132,592 | $23,064,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 184,151 | $19,632,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 380,921 | $18,745,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 266,939 | $18,715,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 213,187 | $17,210,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 103,008 | $15,552,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 174,739 | $14,298,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 167,860 | $11,570,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 110,230 | $11,500,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 188,266 | $11,463,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 277,194 | $11,151,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 313,210 | $10,602,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 213,466 | $10,444,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 200,008 | $10,188,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 367,644 | $10,176,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 109,697 | $10,115,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 92,819 | $9,909,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 70,506 | $9,327,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 242,911 | $9,165,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 36,771 | $8,950,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 95,252 | $8,827,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 174,268 | $8,720,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 59,397 | $8,554,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 56,921 | $7,231,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 287,901 | $6,984,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 63,458 | $6,966,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 46,684 | $6,575,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 59,033 | $6,272,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 41,951 | $6,231,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 218,251 | $5,910,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 39,446 | $5,562,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 36,417 | $5,366,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 198,312 | $5,356,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 45,417 | $5,287,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 81,311 | $5,086,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 42,056 | $5,005,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 110,675 | $4,942,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 59,922 | $4,780,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 50,177 | $4,705,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 387,109 | $4,630,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 136,993 | $4,601,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 47,639 | $4,600,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 71,634 | $4,591,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 52,238 | $4,552,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 26,975 | $4,484,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 70,068 | $4,428,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 130,381 | $4,399,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 87,197 | $4,377,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 39,101 | $4,282,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,809 | $4,282,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 133,295 | $4,172,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,153 | $4,147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 268,473 | $4,094,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 45,802 | $4,053,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 76,738 | $3,847,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 109,238 | $3,785,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 57,817 | $3,769,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 46,266 | $3,703,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 128,934 | $3,626,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,408 | $3,625,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 73,429 | $3,514,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 27,163 | $3,488,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 116,153 | $3,397,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 112,807 | $3,386,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 138,848 | $3,368,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 58,453 | $3,239,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 21,444 | $3,044,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 21,903 | $2,962,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 28,725 | $2,938,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 23,124 | $2,857,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 23,503 | $2,854,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 34,252 | $2,850,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 70,629 | $2,766,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 76,313 | $2,590,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 69,019 | $2,538,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 70,538 | $2,534,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 16,042 | $2,524,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 47,921 | $2,497,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 56,042 | $2,438,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 98,477 | $2,429,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 53,268 | $2,389,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 15,298 | $2,385,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 45,974 | $2,310,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 47,815 | $2,300,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 149,505 | $2,290,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,996 | $2,238,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 17,753 | $2,161,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 15,547 | $2,139,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 31,828 | $2,112,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,588 | $2,090,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 14,386 | $2,071,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 49,185 | $2,032,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 27,740 | $2,011,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 19,669 | $2,007,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,760 | $1,967,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 43,275 | $1,935,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 20,709 | $1,840,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 29,812 | $1,777,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 122,006 | $1,754,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 22,596 | $1,738,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 77,601 | $1,736,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 51,141 | $1,601,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 31,938 | $1,597,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 19,168 | $1,593,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 55,945 | $1,589,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 17,158 | $1,567,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,179 | $1,527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 17,658 | $1,502,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10,654 | $1,488,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,822 | $1,486,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 29,380 | $1,473,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 33,212 | $1,460,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,207 | $1,409,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 23,392 | $1,367,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 11,123 | $1,352,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,746 | $1,351,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,436 | $1,321,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 28,561 | $1,300,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 52,087 | $1,293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 24,589 | $1,278,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11,099 | $1,268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 20,900 | $1,253,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,516 | $1,252,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 32,162 | $1,251,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 11,660 | $1,223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 12,381 | $1,210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 51,080 | $1,180,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 10,196 | $1,175,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 125,997 | $1,152,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 103,816 | $1,048,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 11,105 | $992,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 14,820 | $935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 20,275 | $923,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 15,066 | $897,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 16,474 | $884,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 14,316 | $882,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,794 | $880,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 27,286 | $818,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,632 | $755,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 30,638 | $734,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 29,985 | $727,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 69,652 | $652,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 12,539 | $630,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,471 | $625,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 25,196 | $618,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 76,025 | $618,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 33,692 | $594,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 18,718 | $576,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,019 | $575,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 10,634 | $568,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 21,714 | $554,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 42,272 | $547,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 18,561 | $529,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 19,529 | $521,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 28,357 | $518,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 12,394 | $514,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15,874 | $504,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,402 | $487,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,263 | $458,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 33,500 | $449,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,088 | $438,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 28,559 | $431,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 13,998 | $409,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 16,210 | $402,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 17,961 | $390,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 78,600 | $381,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 44,306 | $377,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,333 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,101 | $346,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 29,800 | $309,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 17,700 | $301,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 14,323 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,382 | $296,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,944 | $295,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 14,140 | $294,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,745 | $220,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-17-000007 | this filing | 2017-08-16 | acceptance time not in the bulk data set |