13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 159 holding rows worth $616,273,000.
- Accession
- 0001548916-17-000002
- Filer
- CIK 1548916
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 159 entries on the cover page, a total value of $616,273,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $616,270,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 301,410 | $34,909,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 282,589 | $31,658,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 209,423 | $25,506,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,239,263 | $23,064,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 209,882 | $18,944,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 643,134 | $17,210,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 182,960 | $14,781,000 | thousands by filing date | |
| IJH | 464287507 | COM | 88,264 | $14,594,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 299,561 | $14,496,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 17,516 | $13,135,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 93,101 | $12,803,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 109,570 | $12,606,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 108,880 | $11,578,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 127,071 | $11,255,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 276,774 | $10,844,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 203,745 | $10,631,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 86,762 | $10,280,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 203,966 | $10,023,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 73,282 | $8,443,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 102,285 | $8,442,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 70,422 | $8,252,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 86,709 | $7,512,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 70,642 | $7,405,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 297,644 | $7,251,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 68,460 | $7,135,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 147,464 | $7,092,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 206,641 | $7,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 250,676 | $6,959,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 63,256 | $6,835,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 206,335 | $6,520,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 119,241 | $6,365,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 74,358 | $6,362,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 40,661 | $5,904,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 55,110 | $5,781,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 91,726 | $5,615,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 106,417 | $5,458,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 143,342 | $5,358,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 94,092 | $5,253,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 143,301 | $4,654,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 83,584 | $4,606,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 162,914 | $4,566,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 42,871 | $4,488,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 75,234 | $4,465,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 34,006 | $4,311,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,519 | $4,248,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 190,747 | $4,216,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 15,762 | $4,183,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 34,950 | $4,157,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 273,230 | $4,055,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,736 | $3,965,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 51,710 | $3,461,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,231 | $3,460,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 21,590 | $3,361,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 13,404 | $3,350,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 78,588 | $3,342,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 378,433 | $3,160,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 28,276 | $3,099,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 27,569 | $3,039,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 113,827 | $2,944,000 | thousands by filing date | |
| UNITED STATES OIL ETF | 92132N108 | COMMON STOCK | 240,592 | $2,820,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,408 | $2,792,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20,855 | $2,538,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 31,571 | $2,392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 47,006 | $2,372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 25,246 | $2,357,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 155,013 | $2,348,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 15,488 | $2,323,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,453 | $2,314,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 42,728 | $2,157,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 50,115 | $2,078,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 49,950 | $2,050,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 56,103 | $2,009,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 14,971 | $2,006,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,583 | $1,918,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 68,942 | $1,895,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 87,472 | $1,889,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 17,755 | $1,800,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 35,437 | $1,777,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,026 | $1,760,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 31,533 | $1,758,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 59,497 | $1,719,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 31,237 | $1,692,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,273 | $1,692,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 64,848 | $1,501,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13,305 | $1,439,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 26,491 | $1,426,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,482 | $1,411,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,053 | $1,389,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 19,629 | $1,350,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 31,793 | $1,322,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 14,431 | $1,229,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 46,599 | $1,110,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 29,990 | $1,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 21,039 | $1,026,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,558 | $1,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 47,107 | $1,017,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 17,896 | $973,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 11,440 | $951,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 13,758 | $948,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 18,674 | $942,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 45,512 | $939,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 34,430 | $931,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 14,820 | $915,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 17,263 | $893,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 19,658 | $892,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 17,985 | $891,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 10,198 | $878,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 15,066 | $868,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 10,117 | $822,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,650 | $819,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 22,980 | $816,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 52,910 | $811,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 14,316 | $803,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 24,195 | $796,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 90,116 | $762,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,828 | $755,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 13,899 | $745,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 36,596 | $699,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 18,293 | $681,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 11,337 | $639,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,725 | $626,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 11,025 | $553,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 48,502 | $550,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 32,840 | $519,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 11,594 | $514,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 18,753 | $507,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 19,277 | $504,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 12,464 | $499,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10,941 | $495,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 11,191 | $486,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 21,084 | $482,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 18,863 | $472,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 16,936 | $469,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 35,750 | $458,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,402 | $437,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 14,668 | $415,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 22,097 | $410,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,982 | $371,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,841 | $363,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,471 | $362,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 44,306 | $356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,084 | $355,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 24,213 | $345,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 10,471 | $343,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,440 | $336,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 15,460 | $331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,038 | $317,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,670 | $316,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 20,787 | $294,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 11,415 | $277,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 21,231 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 11,551 | $266,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 13,455 | $260,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 12,686 | $256,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 14,140 | $254,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,012 | $224,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 26,337 | $211,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 13,298 | $202,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 6,603 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-17-000002 | this filing | 2017-02-15 | acceptance time not in the bulk data set |