13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-17, with 160 holding rows worth $695,627,000.
- Accession
- 0001548916-16-000038
- Filer
- CIK 1548916
- Filed
- 2016-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 159 entries on the cover page, a total value of $695,627,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $701,660,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 339,568 | $38,388,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 306,457 | $34,286,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 279,587 | $29,530,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 211,301 | $25,707,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 263,540 | $22,174,000 | thousands by filing date | |
| POWERSHARES S&P 500 LOW VOLAT ETF | 7393B779 | COMMON STOCK | 515,571 | $21,391,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,241,129 | $21,223,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 215,869 | $18,841,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 642,973 | $18,344,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 137,115 | $15,397,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 129,298 | $15,350,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 164,575 | $14,318,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 273,392 | $13,722,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 57,839 | $12,511,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 283,663 | $11,520,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 263,550 | $10,255,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 79,831 | $10,030,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 112,852 | $9,670,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 79,644 | $9,408,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 64,077 | $9,257,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 101,984 | $8,846,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 71,197 | $8,770,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 170,213 | $8,431,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 137,045 | $7,894,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 72,200 | $7,521,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 87,436 | $7,043,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 75,380 | $7,000,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 275,789 | $6,928,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 84,176 | $6,842,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 80,060 | $6,692,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 241,940 | $6,598,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 124,872 | $6,491,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 56,914 | $6,398,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 100,208 | $6,254,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 204,511 | $6,058,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 129,905 | $5,902,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 42,232 | $5,807,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 209,398 | $5,654,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 40,080 | $5,331,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 154,720 | $5,240,000 | thousands by filing date | |
| IJH | 464287507 | COM | 31,946 | $4,942,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 54,505 | $4,892,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 80,154 | $4,804,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 54,434 | $4,502,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 56,289 | $4,454,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 15,279 | $4,423,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 290,590 | $4,385,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 93,229 | $4,128,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 23,637 | $4,120,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 50,873 | $4,102,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 53,371 | $4,097,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 59,101 | $3,998,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 37,594 | $3,938,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 124,094 | $3,936,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 26,331 | $3,921,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 49,303 | $3,686,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 15,460 | $3,594,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,795 | $3,547,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 57,538 | $3,522,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,426 | $3,518,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 23,237 | $3,490,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 27,755 | $3,464,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 14,906 | $3,189,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 26,730 | $3,116,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,370 | $3,109,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 25,030 | $3,015,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 76,079 | $3,005,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50,277 | $2,973,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 29,332 | $2,785,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,058 | $2,616,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,546 | $2,512,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 54,563 | $2,486,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 108,114 | $2,476,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19,308 | $2,397,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 10,176 | $2,282,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 22,585 | $2,257,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 16,236 | $2,222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 22,790 | $2,219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 46,679 | $2,126,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 38,899 | $2,097,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 73,291 | $2,019,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 14,688 | $2,014,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 87,822 | $1,966,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 36,464 | $1,908,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 20,842 | $1,902,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,435 | $1,893,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21,118 | $1,843,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,193 | $1,761,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 31,627 | $1,755,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 106,058 | $1,660,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 14,728 | $1,640,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 21,204 | $1,496,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 49,167 | $1,358,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 15,856 | $1,331,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,900 | $1,271,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 10,245 | $1,271,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 32,332 | $1,270,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 18,356 | $1,216,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 46,799 | $1,161,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 14,865 | $1,150,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,952 | $1,125,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,376 | $1,071,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,831 | $1,058,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,339 | $1,051,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 56,388 | $1,051,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 18,569 | $1,024,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,213 | $1,004,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 45,707 | $975,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 19,099 | $959,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11,056 | $955,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,570 | $892,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 18,680 | $886,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 10,198 | $883,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,299 | $858,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,412 | $833,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 19,476 | $831,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 14,820 | $822,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 22,988 | $808,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 15,269 | $800,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 15,066 | $797,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,147 | $790,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 17,966 | $771,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 13,962 | $742,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,800 | $711,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,246 | $686,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,816 | $667,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,237 | $662,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 20,116 | $616,000 | thousands by filing date | |
| UNITED STATES OIL ETF | 92132N108 | COMMON STOCK | 52,200 | $571,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 22,418 | $537,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 33,153 | $534,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,549 | $498,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 16,936 | $488,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12,131 | $477,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 16,647 | $472,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 13,064 | $465,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10,380 | $445,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 23,407 | $443,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,402 | $441,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,341 | $436,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 22,097 | $428,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 12,071 | $418,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,602 | $393,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 44,306 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,778 | $374,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,480 | $372,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,982 | $358,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,670 | $338,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 19,803 | $300,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 50,948 | $296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,025 | $291,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 18,200 | $286,000 | thousands by filing date | |
| NUVEEN ENHNCD AMT FREE M | 6707IL106 | COMMON STOCK | 17,630 | $283,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 18,001 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 11,189 | $271,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 11,160 | $259,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 14,140 | $249,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 12,686 | $246,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 16,800 | $232,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,675 | $210,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-16-000038 | this filing | 2016-11-17 | acceptance time not in the bulk data set |