13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-16, with 139 holding rows worth $530,117,000 by the sum of the rows.
- Accession
- 0001548916-16-000030
- Filer
- CIK 1548916
- Filed
- 2016-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 138 entries on the cover page, a total value of $10,387,008,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $530,117,000 with VALUE read as thousands by filing date, 13F file number 028-16275. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $10,387,008,000, 1859% more than the sum of the rows, $530,117,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 305,296 | $31,515,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 247,318 | $27,935,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 223,000 | $25,997,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 250,919 | $23,988,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,198,967 | $19,901,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 204,520 | $19,172,000 | thousands by filing date | |
| POWERSHARES S&P 500 LOW VOLAT ETF | 7393B779 | COMMON STOCK | 381,816 | $16,334,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 601,710 | $15,945,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 123,620 | $12,959,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 54,214 | $11,357,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 94,640 | $10,815,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 230,139 | $9,944,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 189,731 | $9,845,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 77,221 | $9,478,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 64,803 | $8,196,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 78,016 | $7,830,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 123,645 | $6,904,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 80,789 | $6,890,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 134,235 | $6,869,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 54,705 | $6,636,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 62,874 | $6,150,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 72,311 | $6,096,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 49,096 | $5,399,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 47,231 | $5,319,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,535 | $5,109,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 53,848 | $4,897,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 37,841 | $4,846,000 | thousands by filing date | |
| VTI | 922908769 | COM | 44,025 | $4,718,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 51,864 | $4,673,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 54,909 | $4,580,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 94,626 | $4,507,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 32,071 | $4,455,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 25,829 | $4,344,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 58,327 | $4,333,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 64,585 | $4,288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 159,029 | $4,267,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 84,116 | $4,199,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 277,689 | $4,104,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 47,680 | $4,037,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 48,512 | $3,997,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 40,717 | $3,961,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 28,213 | $3,870,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 79,199 | $3,748,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 291,703 | $3,710,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 17,566 | $3,698,000 | thousands by filing date | |
| IJH | 464287507 | COM | 24,513 | $3,662,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 111,423 | $3,655,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 47,499 | $3,618,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 73,681 | $3,607,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 76,664 | $3,543,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 37,172 | $3,453,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 59,645 | $3,329,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 29,887 | $3,325,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 107,709 | $3,090,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 36,674 | $3,013,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 67,184 | $3,009,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 23,816 | $2,742,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 17,544 | $2,669,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288687 | COM | 62,462 | $2,492,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 47,321 | $2,380,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 16,706 | $2,359,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 40,465 | $2,311,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 24,536 | $2,161,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,268 | $2,084,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 39,631 | $2,079,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 32,313 | $2,065,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 20,482 | $2,036,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,496 | $2,033,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 41,484 | $1,939,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 89,644 | $1,918,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 16,306 | $1,897,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,384 | $1,884,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,968 | $1,863,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21,611 | $1,830,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,703 | $1,750,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,634 | $1,699,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 35,927 | $1,676,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,257 | $1,630,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 66,770 | $1,601,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 145,098 | $1,507,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 64,824 | $1,449,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 40,117 | $1,413,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,186 | $1,368,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,957 | $1,364,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,178 | $1,347,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 98,732 | $1,310,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 23,481 | $1,296,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 25,036 | $1,292,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 17,757 | $1,286,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,850 | $1,276,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,427 | $1,119,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,849 | $1,098,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 38,424 | $1,036,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,075 | $1,007,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 35,940 | $994,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,754 | $962,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 11,011 | $931,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 24,988 | $912,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32,050 | $907,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G794M107 | COMMON STOCK | 36,788 | $896,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 17,032 | $854,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,640 | $831,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 27,148 | $736,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 16,694 | $725,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 9,828 | $723,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 11,189 | $701,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 16,685 | $698,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,604 | $662,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 15,740 | $661,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,009 | $649,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 21,160 | $626,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,334 | $615,000 | thousands by filing date | |
| UNITED STATES OIL ETF | 92132N108 | COMMON STOCK | 52,200 | $604,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 10,000 | $599,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,552 | $591,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 31,692 | $579,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 22,418 | $547,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,149 | $530,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 12,756 | $529,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,926 | $513,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 13,195 | $464,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,150 | $454,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 34,164 | $429,000 | thousands by filing date | |
| EATON VANCE TAX MGD BUY | 27828Y100 | COMMON STOCK | 25,075 | $408,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 44,306 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,759 | $364,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 16,970 | $361,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 15,460 | $361,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 11,131 | $360,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,956 | $347,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,561 | $271,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 17,483 | $266,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 12,742 | $264,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 13,990 | $256,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,290 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 11,535 | $232,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,312 | $228,000 | thousands by filing date | |
| NUVEEN ENHNCD AMT FREE M | 6707IL106 | COMMON STOCK | 14,024 | $228,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 43,664 | $216,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-16-000030 | this filing | 2016-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001548916-16-000035 | base | 2016-08-17 | acceptance time not in the bulk data set |