13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-03-08, with 73 holding rows worth $148,660,000.
- Accession
- 0001548916-16-000008
- Filer
- CIK 1548916
- Filed
- 2016-03-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 81 entries on the cover page, a total value of $148,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,023,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 117,432 | $13,136,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 116,244 | $10,598,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 187,106 | $9,176,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 72,719 | $8,291,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 58,547 | $6,229,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 73,244 | $5,613,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 68,576 | $5,590,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 114,959 | $5,587,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 26,107 | $5,322,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 40,435 | $4,355,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50,853 | $3,975,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 92,666 | $3,574,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 28,362 | $3,140,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 22,705 | $2,931,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 29,906 | $2,740,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 30,518 | $2,373,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 53,386 | $2,266,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 26,815 | $2,255,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 35,085 | $2,132,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 26,498 | $2,093,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 37,013 | $2,012,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,596 | $1,995,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 55,487 | $1,910,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 35,452 | $1,873,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,923 | $1,700,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 31,145 | $1,641,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,490 | $1,592,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 15,251 | $1,484,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,747 | $1,484,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 22,144 | $1,478,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 35,855 | $1,393,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,128 | $1,300,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 40,700 | $1,184,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,564 | $1,159,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,655 | $1,100,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 19,540 | $1,056,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 22,119 | $1,020,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 23,878 | $999,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 11,636 | $982,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,789 | $936,000 | thousands by filing date | |
| ALTRIA GROUP INC | 022095103 | COM | 15,881 | $924,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,096 | $907,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 22,461 | $900,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 33,575 | $861,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 16,711 | $834,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 27,955 | $770,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,478 | $749,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 28,542 | $734,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,930 | $726,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 102,992 | $719,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 48,303 | $713,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 9,633 | $706,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,664 | $674,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 23,457 | $641,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 32,285 | $630,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 12,827 | $621,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12,289 | $613,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 17,669 | $599,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,727 | $587,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 15,570 | $564,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 70,192 | $528,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 12,678 | $503,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,159 | $480,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,152 | $444,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,423 | $405,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 12,283 | $397,000 | thousands by filing date | |
| KINDER MORGAN INC | 4946B101 | COMMON STOCK | 25,615 | $382,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,756 | $377,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,637 | $348,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,407 | $347,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 46,068 | $287,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 15,903 | $271,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 36,177 | $108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-16-000008 | this filing | 2016-03-08 | acceptance time not in the bulk data set |