13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-18, with 128 holding rows worth $260,884,000.
- Accession
- 0001548916-15-000006
- Filer
- CIK 1548916
- Filed
- 2015-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 129 entries on the cover page, a total value of $260,884,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,884,000 with VALUE read as thousands by filing date, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 150,087 | $14,000,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 91,364 | $9,849,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 198,639 | $9,213,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 109,078 | $8,937,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 906,916 | $8,452,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 82,206 | $8,365,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 96,688 | $8,053,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 71,485 | $7,885,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Russell 2000 ETF | 464287655 | SHS | 75,242 | $7,203,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 59,192 | $6,872,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 108,771 | $5,744,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 35,529 | $5,581,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 74,408 | $5,473,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 42,845 | $5,147,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 113,854 | $4,542,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 56,301 | $4,526,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 44,922 | $4,505,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,459 | $4,112,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 57,553 | $4,005,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 49,864 | $3,827,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 33,496 | $3,672,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 48,530 | $3,604,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 136,225 | $3,346,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 64,856 | $3,212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 34,002 | $2,930,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 32,449 | $2,917,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 31,141 | $2,728,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 110,747 | $2,569,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 30,375 | $2,552,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 20,505 | $2,486,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 39,446 | $2,461,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,063 | $2,371,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 26,342 | $2,235,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 86,681 | $2,203,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 52,296 | $2,082,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 18,826 | $2,062,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 40,610 | $2,030,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,813 | $1,952,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 17,275 | $1,876,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,994 | $1,858,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 17,201 | $1,841,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,713 | $1,788,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 53,762 | $1,752,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 24,115 | $1,711,000 | thousands by filing date | |
| IJH | 464287507 | COM | 12,146 | $1,659,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,481 | $1,630,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,662 | $1,626,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 108,597 | $1,542,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26,576 | $1,523,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,739 | $1,518,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 49,644 | $1,517,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 20,953 | $1,406,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 10,042 | $1,405,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 35,721 | $1,379,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,007 | $1,375,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 15,240 | $1,373,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 10,108 | $1,354,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 52,192 | $1,316,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,762 | $1,285,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 17,553 | $1,277,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,214 | $1,269,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,176 | $1,267,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,523 | $1,228,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 24,385 | $1,191,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 23,548 | $1,173,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,780 | $1,147,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 34,276 | $1,124,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 49,726 | $1,090,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10,694 | $1,084,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,207 | $1,078,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,089 | $1,027,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 31,064 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 38,326 | $1,000,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 35,299 | $989,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,830 | $969,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,185 | $965,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,309 | $929,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,652 | $914,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,135 | $862,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,426 | $844,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 53,411 | $753,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,592 | $748,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 19,193 | $747,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,322 | $743,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 30,140 | $731,000 | thousands by filing date | |
| ALTRIA GROUP INC | 022095103 | COM | 13,381 | $728,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,981 | $722,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 24,409 | $671,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 82,574 | $669,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24,243 | $664,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 12,894 | $646,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,004 | $640,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 16,043 | $635,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 85,890 | $612,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,409 | $579,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 45,430 | $567,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 11,122 | $508,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,318 | $502,000 | thousands by filing date | |
| KINDER MORGAN INC | 4946B101 | COMMON STOCK | 18,142 | $502,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schwab US REIT ETF | 808524847 | SHS | 12,705 | $472,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 23,002 | $465,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 10,267 | $449,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,363 | $446,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,599 | $436,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,021 | $434,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,522 | $414,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,110 | $407,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 15,878 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 10,683 | $403,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10,253 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 11,357 | $383,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 45,303 | $383,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 20,165 | $352,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 25,316 | $344,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 25,848 | $319,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 12,086 | $305,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,061 | $300,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,156 | $298,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 10,258 | $287,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 29,561 | $261,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,682 | $246,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 17,143 | $229,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 13,990 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID | 33743X200 | ETF | 10,353 | $224,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 15,701 | $213,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 27,387 | $208,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 22,965 | $171,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,283 | $159,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-15-000006 | this filing | 2015-11-18 | acceptance time not in the bulk data set |