13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 168 holding rows worth $215,861,268.
- Accession
- 0001548916-15-000001
- Filer
- CIK 1548916
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 168 entries on the cover page, a total value of $215,861,268 stated on the cover page (in dollars after the unit check, H1), rows summing to $215,848,365 with VALUE read as dollars, detected, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 232,078 | $12,750,164 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 158,077 | $12,651,064 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 240,361 | $11,974,785 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 144,605 | $11,068,067 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 78,753 | $8,221,813 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 83,179 | $7,452,825 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 67,727 | $6,992,765 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 68,752 | $6,581,028 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 64,920 | $5,347,460 | dollars, detected | |
| APPLE INC | 37833100 | COM | 41,102 | $4,536,831 | dollars, detected | The CUSIP as filed is malformed. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 71,814 | $4,430,924 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,648 | $4,256,728 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 47,761 | $3,868,608 | dollars, detected | |
| SPY | 78462F103 | SHS | 1,817 | $3,735,895 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,560 | $3,457,261 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 36,097 | $3,281,242 | dollars, detected | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 26,449 | $3,221,491 | dollars, detected | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 122,261 | $3,099,327 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 23,442 | $2,451,380 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 44,270 | $2,440,162 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,559 | $2,339,648 | dollars, detected | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,537 | $2,253,512 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 50,615 | $2,232,122 | dollars, detected | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 42,625 | $2,207,549 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 53,985 | $2,196,110 | dollars, detected | |
| FS KKR CAPITAL CORP | 302635107 | COM | 208,670 | $2,072,095 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 17,034 | $1,910,922 | dollars, detected | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 70,988 | $1,882,957 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 15,111 | $1,732,174 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,519 | $1,729,578 | dollars, detected | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 13,075 | $1,637,513 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,982 | $1,566,124 | dollars, detected | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 61,480 | $1,546,222 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,090 | $1,544,052 | dollars, detected | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 26,892 | $1,534,458 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 24,298 | $1,478,290 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 43,841 | $1,472,623 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,322 | $1,438,036 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 35,704 | $1,402,793 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,444 | $1,360,981 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,444 | $1,333,143 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 6,775 | $1,304,589 | dollars, detected | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 22,593 | $1,279,442 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 10,461 | $1,246,261 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 31,385 | $1,237,824 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 15,147 | $1,229,331 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 47,483 | $1,199,901 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 21,571 | $1,182,522 | dollars, detected | |
| IJH | 464287507 | COM | 8,093 | $1,171,866 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 6,345 | $1,018,063 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 13,361 | $1,011,057 | dollars, detected | |
| Intel Corp | 458140100 | COM | 27,374 | $993,418 | dollars, detected | |
| ISHARES TR | 464287105 | COM | 10,266 | $963,874 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 21,361 | $901,841 | dollars, detected | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 33,964 | $878,988 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 18,562 | $862,196 | dollars, detected | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,922 | $755,426 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 8,177 | $744,837 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 10,771 | $743,845 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 11,086 | $731,782 | dollars, detected | |
| Boeing Company | 097023105 | COM | 5,579 | $725,112 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,446 | $714,607 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 8,119 | $697,260 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 14,810 | $692,832 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 22,486 | $650,070 | dollars, detected | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 22,980 | $647,117 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 15,846 | $617,202 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 13,531 | $608,474 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,408 | $588,753 | dollars, detected | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,251 | $581,282 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,095 | $574,515 | dollars, detected | |
| DTE ENERGY CO COM | 233331107 | Stock | 6,589 | $569,092 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,770 | $541,777 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 22,603 | $540,212 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,742 | $538,427 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 5,572 | $522,072 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 16,589 | $516,739 | dollars, detected | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,057 | $508,683 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 5,296 | $500,790 | dollars, detected | |
| ALTRIA GROUP INC | 022095103 | COM | 9,931 | $489,316 | dollars, detected | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,921 | $476,704 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,897 | $474,225 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,964 | $473,262 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 10,784 | $471,476 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 10,121 | $470,222 | dollars, detected | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,437 | $466,735 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 4,349 | $456,515 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,938 | $452,504 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,282 | $450,454 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,568 | $449,283 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,794 | $445,439 | dollars, detected | |
| SCHD | 808524797 | COM | 11,046 | $440,183 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 38,443 | $439,788 | dollars, detected | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,265 | $427,310 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,149 | $421,370 | dollars, detected | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8,542 | $418,729 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 23,359 | $417,884 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 3,829 | $399,709 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,161 | $396,911 | dollars, detected | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,224 | $382,108 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,468 | $381,896 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,742 | $375,433 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 4,419 | $373,185 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,353 | $344,583 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 5,252 | $343,878 | dollars, detected | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 6,981 | $342,069 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,176 | $337,487 | dollars, detected | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,343 | $335,101 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 9,046 | $327,733 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,424 | $327,013 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,661 | $320,444 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,048 | $318,211 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 7,719 | $309,763 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 4,078 | $309,561 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,170 | $307,598 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 3,606 | $304,761 | dollars, detected | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 6,705 | $300,317 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,073 | $299,478 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 3,458 | $297,941 | dollars, detected | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,707 | $295,559 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 13,400 | $295,202 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 7,947 | $294,679 | dollars, detected | |
| PG&E CORP COM | 69331C108 | Stock | 5,523 | $294,067 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 3,684 | $292,510 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,090 | $292,211 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,469 | $275,540 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,667 | $274,486 | dollars, detected | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,426 | $274,405 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,187 | $271,919 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 5,378 | $271,643 | dollars, detected | |
| AVISTA CORP COM | 05379B107 | Stock | 7,623 | $269,473 | dollars, detected | |
| KBHOME | 48666K109 | COM | 15,887 | $262,930 | dollars, detected | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 7,200 | $257,256 | dollars, detected | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,610 | $256,601 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 13,990 | $256,017 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,701 | $255,957 | dollars, detected | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2,233 | $254,817 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 2,770 | $253,538 | dollars, detected | |
| STANCORP FINL GROUP INC | 852891100 | COM | 3,628 | $253,452 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 1,572 | $250,404 | dollars, detected | |
| VWO | 922042858 | SHS | 6,188 | $247,644 | dollars, detected | |
| VTI | 922908769 | COM | 2,332 | $247,192 | dollars, detected | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,927 | $238,100 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 4,228 | $237,275 | dollars, detected | |
| GOOGLE INC | 38259P706 | CL C | 448 | $235,827 | dollars, detected | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,188 | $235,392 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,501 | $234,392 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,843 | $234,229 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,198 | $232,966 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,988 | $231,920 | dollars, detected | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,033 | $226,923 | dollars, detected | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 63,437 | $223,448 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 1,873 | $209,514 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,936 | $208,842 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 1,268 | $208,358 | dollars, detected | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,788 | $207,140 | dollars, detected | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,011 | $205,752 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,961 | $204,283 | dollars, detected | |
| NOBLE ENERGY INC | 655044105 | COM | 4,259 | $202,004 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 29,414 | $196,190 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 11,194 | $168,582 | dollars, detected | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 13,905 | $155,875 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,525 | $76,832 | dollars, detected | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 47,778 | $69,756 | dollars, detected | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 10,000 | $68,700 | dollars, detected | |
| HECLA MNG CO | 422704106 | COM | 11,974 | $33,407 | dollars, detected | |
| LIFEVANTAGE CORP | 53222K106 | COM | 21,485 | $27,931 | dollars, detected | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 36,650 | $17,845 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-15-000001 | this filing | 2015-02-12 | acceptance time not in the bulk data set |