13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-17, with 139 holding rows worth $191,478,949.
- Accession
- 0001548916-14-000004
- Filer
- CIK 1548916
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 140 entries on the cover page, a total value of $191,478,949 stated on the cover page (in dollars after the unit check, H1), rows summing to $191,470,949 with VALUE read as dollars, detected, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 12,004 | $16,421,427 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 152,587 | $11,562,569 | dollars, detected | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 209,529 | $11,077,798 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 220,025 | $10,462,189 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 79,491 | $7,956,254 | dollars, detected | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 31,155 | $7,767,586 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 79,649 | $7,490,993 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 74,416 | $6,849,891 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 70,277 | $6,439,482 | dollars, detected | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 75,090 | $5,796,948 | dollars, detected | |
| ISHARES CORE HIGH DIVIDEND | 464298663 | CORE HIGH DV ETF | 68,195 | $5,130,992 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 43,579 | $4,305,169 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 36,097 | $4,267,387 | dollars, detected | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 67,173 | $4,207,338 | dollars, detected | |
| APPLE INC | 37833100 | COM | 36,922 | $3,719,961 | dollars, detected | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 15,617 | $3,076,861 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 41,679 | $2,994,636 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 37,398 | $2,984,360 | dollars, detected | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 123,682 | $2,952,279 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 49,185 | $2,442,035 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 39,634 | $2,037,188 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,572 | $2,030,848 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 46,138 | $1,967,381 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 47,339 | $1,832,011 | dollars, detected | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 37,024 | $1,820,840 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 14,673 | $1,612,123 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 11,766 | $1,403,889 | dollars, detected | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 10,122 | $1,398,253 | dollars, detected | The CUSIP as filed is malformed. |
| AT&T Inc | 00206R102 | COM | 37,672 | $1,327,574 | dollars, detected | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 10,917 | $1,282,748 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,357 | $1,266,028 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,186 | $1,245,513 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 29,936 | $1,244,121 | dollars, detected | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 20,666 | $1,235,827 | dollars, detected | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 23,495 | $1,218,615 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 30,576 | $1,208,364 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,473 | $1,184,489 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 10,180 | $1,085,040 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 18,918 | $981,277 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,480 | $952,232 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 35,005 | $896,827 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 72,982 | $853,889 | dollars, detected | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,645 | $835,409 | dollars, detected | |
| Intel Corp | 458140100 | COM | 23,436 | $816,040 | dollars, detected | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 25,859 | $735,947 | dollars, detected | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 32,604 | $733,264 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 8,880 | $679,500 | dollars, detected | |
| VTI | 922908769 | COM | 6,476 | $655,630 | dollars, detected | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,882 | $627,336 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,646 | $626,437 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 19,423 | $602,501 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 6,859 | $574,373 | dollars, detected | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 4,718 | $557,153 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 8,741 | $545,159 | dollars, detected | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,640 | $538,065 | dollars, detected | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 8,171 | $536,508 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,528 | $526,199 | dollars, detected | |
| SCHD | 808524797 | COM | 13,383 | $516,048 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 14,776 | $503,271 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 2,642 | $501,603 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 19,739 | $501,371 | dollars, detected | |
| DTE ENERGY CO COM | 233331107 | Stock | 6,589 | $501,291 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,214 | $494,811 | dollars, detected | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 14,060 | $481,477 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,412 | $472,203 | dollars, detected | |
| ETFS Gold Trust | 26922Y105 | ETF | 3,824 | $453,068 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,449 | $446,271 | dollars, detected | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,945 | $444,939 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 29,133 | $430,877 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,820 | $427,089 | dollars, detected | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 8,078 | $412,786 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 9,705 | $412,152 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,879 | $412,129 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 9,395 | $408,870 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,016 | $407,851 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 8,576 | $397,593 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 10,306 | $394,514 | dollars, detected | |
| FS KKR CAPITAL CORP | 302635107 | COM | 33,679 | $362,720 | dollars, detected | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,199 | $360,783 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,836 | $359,105 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 7,075 | $353,678 | dollars, detected | |
| BOEING CO. | 97023105 | COM | 2,602 | $331,553 | dollars, detected | The CUSIP as filed is malformed. |
| Altria Group Inc | 02209S103 | COM | 6,939 | $318,759 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 3,739 | $315,983 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,308 | $309,792 | dollars, detected | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4,207 | $308,836 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,348 | $294,251 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 17,046 | $290,634 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,870 | $289,158 | dollars, detected | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,727 | $287,553 | dollars, detected | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 6,376 | $286,155 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,832 | $285,352 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,792 | $283,563 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 4,506 | $282,436 | dollars, detected | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2,890 | $279,058 | dollars, detected | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,545 | $276,336 | dollars, detected | |
| KBHOME | 48666K109 | COM | 18,291 | $273,262 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,871 | $271,753 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,770 | $267,555 | dollars, detected | |
| DISNEY WALT CO | 245687106 | COMMON STOCK | 3,001 | $267,201 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 3,490 | $266,880 | dollars, detected | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,810 | $265,866 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 22,465 | $265,312 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,544 | $262,588 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 6,086 | $259,629 | dollars, detected | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 63,437 | $253,114 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 7,808 | $250,324 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 15,207 | $248,634 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 3,337 | $246,671 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 3,304 | $244,033 | dollars, detected | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 7,225 | $241,597 | dollars, detected | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,426 | $241,144 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,141 | $240,991 | dollars, detected | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,023 | $238,087 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 4,135 | $234,165 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 7,810 | $230,942 | dollars, detected | |
| STANCORP FINL GROUP INC | 852891100 | COM | 3,628 | $229,217 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,968 | $225,954 | dollars, detected | |
| GENCORP INC | 368682100 | COM | 13,990 | $223,420 | dollars, detected | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 6,062 | $222,178 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,885 | $219,169 | dollars, detected | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,688 | $218,086 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 6,324 | $215,596 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 2,293 | $210,360 | dollars, detected | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,647 | $210,323 | dollars, detected | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 11,730 | $209,850 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 5,122 | $208,722 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,150 | $207,545 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,693 | $206,257 | dollars, detected | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,642 | $202,097 | dollars, detected | |
| American Express | 25816109 | COM | 2,207 | $193,201 | dollars, detected | The CUSIP as filed is malformed. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,615 | $193,197 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,547 | $184,948 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 20,217 | $131,614 | dollars, detected | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 47,778 | $80,745 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,718 | $54,856 | dollars, detected | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 36,650 | $32,714 | dollars, detected | |
| LIFEVANTAGE CORP | 53222K106 | COM | 21,485 | $24,493 | dollars, detected | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 20,000 | $19,987 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-14-000004 | this filing | 2014-11-17 | acceptance time not in the bulk data set |