13F-HR filed by MARINER INDEPENDENT ADVISOR NETWORK, LLC
MARINER INDEPENDENT ADVISOR NETWORK, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-09-26, with 143 holding rows worth $203,131,494.
- Accession
- 0001548916-14-000003
- Filer
- CIK 1548916
- Filed
- 2014-09-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 143 entries on the cover page, a total value of $203,131,494 stated on the cover page (in dollars after the unit check, H1), rows summing to $203,131,494 with VALUE read as dollars, detected, 13F file number 028-16275. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 152,438 | $11,693,519 | dollars, detected | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 209,415 | $11,379,611 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 199,198 | $9,505,729 | dollars, detected | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 31,793 | $8,233,355 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 85,032 | $8,095,056 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 79,574 | $8,011,479 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 66,384 | $7,535,912 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 70,630 | $7,152,700 | dollars, detected | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 74,628 | $5,769,491 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 73,273 | $5,711,630 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 57,799 | $5,255,663 | dollars, detected | |
| VTI | 922908769 | COM | 49,449 | $5,032,425 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 36,121 | $4,307,790 | dollars, detected | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 64,416 | $4,211,518 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 49,504 | $4,108,832 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 43,348 | $4,070,811 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 73,823 | $3,267,406 | dollars, detected | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 109,691 | $3,198,590 | dollars, detected | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 115,385 | $3,001,156 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 39,759 | $2,975,564 | dollars, detected | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 103,351 | $2,724,332 | dollars, detected | |
| SPY | 78462F103 | SHS | 13,862 | $2,713,071 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 22,605 | $2,685,700 | dollars, detected | |
| APPLE INC | 37833100 | COM | 27,464 | $2,552,246 | dollars, detected | The CUSIP as filed is malformed. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 49,368 | $2,493,084 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 55,162 | $2,384,642 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 88,875 | $2,210,321 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 39,737 | $2,177,985 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 23,329 | $2,037,322 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 48,183 | $1,938,884 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,035 | $1,925,081 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 13,754 | $1,796,143 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 41,275 | $1,767,808 | dollars, detected | |
| IJH | 464287507 | COM | 11,417 | $1,633,472 | dollars, detected | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 33,261 | $1,613,824 | dollars, detected | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 11,409 | $1,443,923 | dollars, detected | The CUSIP as filed is malformed. |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 22,885 | $1,288,426 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 31,528 | $1,258,282 | dollars, detected | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 20,344 | $1,222,064 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 23,127 | $1,215,555 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,976 | $1,213,469 | dollars, detected | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9,840 | $1,139,866 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 31,932 | $1,129,128 | dollars, detected | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 38,812 | $1,096,051 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 9,171 | $959,425 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,529 | $924,978 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,352 | $919,639 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,668 | $919,596 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,733 | $904,564 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 24,349 | $861,224 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 32,586 | $848,214 | dollars, detected | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 32,015 | $793,972 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 8,790 | $753,537 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,926 | $752,070 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 25,427 | $668,234 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 20,100 | $662,898 | dollars, detected | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,682 | $646,043 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,646 | $628,654 | dollars, detected | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 8,702 | $626,196 | dollars, detected | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 4,790 | $600,474 | dollars, detected | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,639 | $598,942 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,772 | $592,506 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 3,077 | $557,680 | dollars, detected | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,840 | $548,721 | dollars, detected | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,598 | $532,356 | dollars, detected | |
| Intel Corp | 458140100 | COM | 17,002 | $525,348 | dollars, detected | |
| SCHD | 808524797 | COM | 13,177 | $504,284 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,060 | $487,444 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,704 | $481,280 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,312 | $478,937 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,055 | $473,517 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 5,997 | $471,304 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 4,370 | $440,234 | dollars, detected | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,761 | $437,781 | dollars, detected | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 8,078 | $433,627 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 10,290 | $417,054 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,936 | $378,987 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,690 | $378,733 | dollars, detected | |
| BOEING CO. | 97023105 | COM | 2,975 | $378,511 | dollars, detected | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 8,685 | $378,145 | dollars, detected | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 4,201 | $374,477 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 8,505 | $372,774 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 20,441 | $352,403 | dollars, detected | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 6,421 | $345,386 | dollars, detected | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2,950 | $326,906 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 7,765 | $323,794 | dollars, detected | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4,207 | $315,988 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 3,719 | $314,478 | dollars, detected | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,665 | $310,476 | dollars, detected | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 6,705 | $310,307 | dollars, detected | |
| KBHOME | 48666K109 | COM | 16,107 | $300,879 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 2,724 | $296,017 | dollars, detected | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 6,330 | $289,661 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 4,978 | $288,475 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,992 | $284,848 | dollars, detected | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,763 | $283,136 | dollars, detected | |
| DISNEY WALT CO | 245687106 | COMMON STOCK | 3,296 | $282,620 | dollars, detected | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,263 | $281,307 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 7,943 | $279,038 | dollars, detected | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,545 | $277,405 | dollars, detected | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 11,695 | $276,002 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,832 | $274,364 | dollars, detected | |
| GENCORP INC | 368682100 | COM | 13,990 | $267,209 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 5,447 | $266,501 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,218 | $265,067 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,161 | $261,027 | dollars, detected | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 71,687 | $260,224 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 3,304 | $254,342 | dollars, detected | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,426 | $247,501 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 3,337 | $245,169 | dollars, detected | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 7,200 | $245,160 | dollars, detected | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,688 | $245,089 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,101 | $241,951 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 7,839 | $241,529 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 6,590 | $238,558 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 8,019 | $238,004 | dollars, detected | |
| STANCORP FINL GROUP INC | 852891100 | COM | 3,628 | $232,192 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,375 | $230,849 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 3,063 | $229,939 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 6,193 | $225,932 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 5,255 | $222,602 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,672 | $212,210 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 4,174 | $208,950 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 2,110 | $208,679 | dollars, detected | |
| American Express | 25816109 | COM | 2,194 | $208,145 | dollars, detected | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,874 | $206,368 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 2,526 | $204,505 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 4,853 | $203,531 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 3,500 | $203,385 | dollars, detected | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,692 | $202,025 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,575 | $201,597 | dollars, detected | |
| Bank of America | 60505104 | COM | 12,728 | $195,624 | dollars, detected | The CUSIP as filed is malformed. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,153 | $192,428 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,111 | $191,359 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,840 | $180,750 | dollars, detected | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,790 | $179,242 | dollars, detected | |
| FS KKR CAPITAL CORP | 302635107 | COM | 14,600 | $155,490 | dollars, detected | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 47,778 | $149,067 | dollars, detected | |
| IAMGOLD CORP COM | 450913108 | Stock | 28,875 | $118,965 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,818 | $44,350 | dollars, detected | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 36,650 | $43,258 | dollars, detected | |
| LIFEVANTAGE CORP | 53222K106 | COM | 25,685 | $36,986 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 241 | $20,969 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001548916-14-000003 | this filing | 2014-09-26 | acceptance time not in the bulk data set |