13F-HR filed by Iowa State Bank
Iowa State Bank filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-06, with 427 holding rows worth $226,469,000.
- Accession
- 0001546967-16-000007
- Filer
- CIK 1546967
- Filed
- 2016-07-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 427 entries on the cover page, a total value of $226,469,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $226,471,000 with VALUE read as thousands by filing date, 13F file number 028-14934. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Charles Gabus Ford Inc Class B | 00GABUSNV | Com | 97,000 | $11,564,000 | thousands by filing date | |
| Charles Gabus Motors Inc Class B | 00CGMTONV | Com | 97,000 | $9,897,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 80,637 | $8,686,000 | thousands by filing date | |
| Charles Gabus Ford Inc Class A | 00GABUSV1 | Com | 3,000 | $5,506,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 172,955 | $5,445,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 44,007 | $5,338,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 94,796 | $5,294,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 103,252 | $4,887,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 96,135 | $4,878,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 45,719 | $4,843,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 110,799 | $4,787,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 61,299 | $4,778,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 93,257 | $4,772,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,630 | $4,746,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 295,975 | $4,511,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 37,729 | $4,491,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 120,757 | $4,252,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,223 | $4,252,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 23,720 | $4,246,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 68,092 | $4,231,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 68,264 | $4,227,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 28,826 | $4,174,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 144,292 | $4,140,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 97,657 | $4,015,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 53,197 | $3,913,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 40,478 | $3,870,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 48,495 | $3,851,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 51,242 | $3,578,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 34,020 | $3,566,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 38,782 | $3,327,000 | thousands by filing date | |
| Gabus Automotive Class B | 00GABATNV | Com | 97,000 | $3,236,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 60,053 | $3,133,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 21,785 | $2,995,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40,920 | $2,918,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 54,353 | $2,912,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 43,563 | $2,823,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 23,141 | $2,785,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 82,805 | $2,716,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,536 | $2,623,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 28,601 | $2,262,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 36,600 | $2,186,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 17,230 | $2,043,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 42,406 | $1,838,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,668 | $1,787,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 20,535 | $1,703,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 57,531 | $1,563,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 50,295 | $1,556,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 19,450 | $1,517,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 42,848 | $1,441,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 31,933 | $1,255,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 19,438 | $1,181,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14,081 | $1,133,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 16,005 | $858,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,590 | $756,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,591 | $733,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,005 | $717,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,308 | $642,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 21,655 | $599,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,575 | $594,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 11,302 | $587,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 13,684 | $543,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,600 | $535,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,346 | $461,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 13,593 | $455,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 16,460 | $448,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,913 | $441,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,313 | $435,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,630 | $412,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 15,500 | $411,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 15,000 | $394,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,900 | $381,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,587 | $362,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,346 | $357,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,197 | $349,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 12,880 | $346,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,688 | $340,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 18,163 | $338,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 17,704 | $337,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,804 | $327,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,421 | $325,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 14,085 | $324,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 24,211 | $321,000 | thousands by filing date | |
| Charles Gabus Motors Inc Class A | 00CGMTOV1 | Com | 3,000 | $306,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,390 | $291,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 10,900 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,000 | $255,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,120 | $253,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,195 | $252,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,258 | $238,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 7,500 | $236,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,927 | $234,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,119 | $228,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,400 | $225,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 7,000 | $220,000 | thousands by filing date | |
| GraniteShares 2x Long AMD Dail | 431643105 | EXCHANGE TRADED F | 4,752 | $214,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,770 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,240 | $209,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,093 | $205,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,200 | $199,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 7,436 | $185,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,946 | $169,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,576 | $166,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,067 | $166,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,584 | $163,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,162 | $163,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,473 | $159,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,297 | $152,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,869 | $151,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,400 | $148,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 4,100 | $145,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 6,000 | $141,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 808 | $137,000 | thousands by filing date | |
| BB&T Corp | 054937875 | Preferred Stock | 5,000 | $132,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,460 | $129,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 4,676 | $126,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,800 | $125,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,483 | $122,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 4,088 | $122,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,480 | $120,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 7,170 | $117,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,400 | $114,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 3,109 | $114,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,495 | $111,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 2,360 | $110,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,324 | $104,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,269 | $103,000 | thousands by filing date | |
| Gabus Automotive Class A | 00GABATV1 | Com | 3,000 | $100,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,800 | $99,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,800 | $96,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,432 | $95,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 8,950 | $95,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,540 | $92,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 850 | $91,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 649 | $88,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 8,266 | $85,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,050 | $83,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,000 | $82,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 719 | $81,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 20,171 | $80,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 3,000 | $77,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,635 | $73,000 | thousands by filing date | |
| INVESCO CHARTER A | 001413103 | Mutual Fund | 4,014 | $72,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 625 | $71,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,412 | $70,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 565 | $69,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 600 | $69,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,600 | $69,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,871 | $68,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,643 | $67,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,400 | $67,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 520 | $66,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 2,000 | $66,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 365 | $64,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 5,510 | $64,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 449 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,134 | $63,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 950 | $62,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,500 | $62,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 869 | $61,000 | thousands by filing date | |
| Singapore Exchange Ltd | Y79946102 | Com | 11,250 | $61,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 787 | $58,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,919 | $58,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,290 | $57,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 551 | $57,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 428 | $56,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 400 | $55,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,296 | $55,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,750 | $53,000 | thousands by filing date | |
| PUBLIC STO | 74460W750 | Preferred Stock | 2,000 | $52,000 | thousands by filing date | |
| VTI | 922908769 | COM | 479 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 500 | $50,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 615 | $49,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,092 | $49,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 400 | $48,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 717 | $47,000 | thousands by filing date | |
| FEDERATED KAUFMAN LARGE CAP FU | 314172446 | MUT | 2,554 | $47,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 300 | $46,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 618 | $46,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 495 | $45,000 | thousands by filing date | |
| IJH | 464287507 | COM | 300 | $45,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 748 | $44,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 954 | $43,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 350 | $41,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 600 | $41,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 418 | $41,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 411 | $41,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 500 | $40,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 3,000 | $38,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 930 | $38,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 150 | $37,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 640 | $37,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 290 | $37,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 587 | $37,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 822 | $37,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 409 | $36,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 650 | $36,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 400 | $34,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 850 | $33,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 320 | $32,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 580 | $31,000 | thousands by filing date | |
| Franklin High Yield Tax Free A | 354723702 | Com | 2,826 | $31,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,080 | $30,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 850 | $30,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 955 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 325 | $28,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 407 | $28,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,900 | $28,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,760 | $28,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE TERM CORP BOND FUND ADMIRAL SHARES | 922031810 | SHS | 2,800 | $28,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 160 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,200 | $27,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,000 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,900 | $27,000 | thousands by filing date | |
| JENSEN QUALITY GROWTH I | 476313309 | EQUITY FUNDS | 677 | $27,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 619 | $26,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 220 | $26,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 603 | $26,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 315 | $26,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 725 | $26,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,470 | $26,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,750 | $26,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 500 | $26,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 713 | $25,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 600 | $25,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD BOND F2 | 140541822 | COM | 1,256 | $25,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 272 | $24,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,000 | $24,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 200 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 545 | $23,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 500 | $23,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 591 | $21,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,500 | $21,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 200 | $21,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,300 | $21,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 119 | $20,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,900 | $20,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 190 | $20,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 190 | $19,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,000 | $19,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 300 | $19,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,437 | $19,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 900 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 600 | $19,000 | thousands by filing date | |
| MUTUAL SER FD INC | 628380107 | SHS FD CL Z | 704 | $19,000 | thousands by filing date | |
| GS MID CAP EQTY FD IN | 38141W398 | MUTUAL | 551 | $19,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 250 | $18,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 750 | $18,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 231 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 675 | $18,000 | thousands by filing date | |
| FIDELITY PURITAN TR VALU DISCO | 316345503 | MUTUAL | 793 | $18,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 705 | $18,000 | thousands by filing date | |
| J P Morgan International Value Cl I | 4812A0573 | Com | 1,493 | $18,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 207 | $17,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,500 | $17,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 350 | $17,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 130 | $17,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,411 | $17,000 | thousands by filing date | |
| PARTNERRE 6.5 SERIES G CUM RE | G68603136 | PREFERR | 600 | $17,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 300 | $16,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 350 | $16,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 300 | $16,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 500 | $16,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 550 | $16,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 200 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 385 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,700 | $15,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 825 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 425 | $15,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 300 | $15,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 500 | $15,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 900 | $15,000 | thousands by filing date | |
| Corporate Ppty Assoc17 Glbal I | 22003d102 | LTD | 1,500 | $15,000 | thousands by filing date | |
| Eventide Gilead Fund | 62827L682 | COM | 652 | $15,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 350 | $14,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 500 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 500 | $14,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 270 | $14,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 300 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,124 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 333 | $14,000 | thousands by filing date | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 434 | $14,000 | thousands by filing date | |
| Nationwide Geneva Mid Ca P Gr Instl Svc | 63868B690 | MF | 554 | $14,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $14,000 | thousands by filing date | |
| UPM-KYMMENE OYJ-SPONS ADR | 915436109 | ADR | 750 | $14,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 18 | $13,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 280 | $13,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,334 | $13,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 400 | $13,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 500 | $13,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,500 | $13,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18 | $12,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 200 | $12,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 525 | $12,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 625 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,175 | $12,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,500 | $12,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 897 | $12,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 550 | $12,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 162 | $12,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,764 | $12,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 438 | $12,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES OPPS INV A | 091937573 | NTF EQUITY FUNDS | 250 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 600 | $12,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 600 | $12,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,100 | $12,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 492 | $12,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 136 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 400 | $11,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,000 | $11,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 120 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 500 | $11,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 400 | $11,000 | thousands by filing date | |
| VANGUARD STRATEGIC EQUITY INV | 922038104 | VSEQX | 376 | $11,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 400 | $10,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 783 | $10,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 760 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 350 | $10,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 250 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 400 | $10,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 750 | $10,000 | thousands by filing date | |
| VORNADO REALTY TRUST * | 929042802 | PRF | 380 | $10,000 | thousands by filing date | |
| Henderson European Focus | 425067709 | ETF | 336 | $10,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,500 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 171 | $9,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,500 | $9,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 500 | $9,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 500 | $9,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 204 | $9,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 600 | $9,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $9,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,004 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 90 | $8,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 217 | $8,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 184 | $8,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 42 | $8,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,476 | $8,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 985 | $8,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,825 | $8,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 468 | $8,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 409 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 656 | $7,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 300 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 700 | $7,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 265 | $7,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 181 | $7,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 123 | $7,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 300 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 452 | $7,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 149 | $6,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 688 | $6,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 25 | $6,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 100 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 203 | $6,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,000 | $6,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 407 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200 | $5,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 40 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 41 | $5,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 72 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 800 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 120 | $5,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 689 | $5,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 55 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,000 | $5,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 35 | $4,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 118 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 66 | $4,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 50 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 120 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 400 | $4,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 98 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 673 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 117 | $4,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 200 | $4,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 30 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 65 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 40 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 31 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,025 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 110 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $3,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 228 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 44 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 118 | $3,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 300 | $3,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 46 | $3,000 | thousands by filing date | |
| ASX Limited | Q0604U105 | COM | 100 | $3,000 | thousands by filing date | |
| Wells Fargo Advantage Short Dur Govt Bd | 949917595 | Com | 315 | $3,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 100 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 170 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 30 | $2,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 106 | $2,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| MFS VALUE I | 552983694 | NTF EQUITY FUNDS | 47 | $2,000 | thousands by filing date | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 115 | $2,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC | 47103C746 | ETF | 183 | $2,000 | thousands by filing date | |
| AMERICAN CENTURY GROWTH | 025083205 | MFC | 53 | $2,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 220 | $2,000 | thousands by filing date | |
| OPPENHEIMER INTERNATIONAL | 68380T509 | MUTUAL FUNDS - | 284 | $2,000 | thousands by filing date | |
| BLACKROCK FUNDS II, STRATEGIC | 09256h286 | MUT | 196 | $2,000 | thousands by filing date | |
| BROOKFIELD GLOBAL LISTED REAL ESTATE Y | 112740303 | Mutual Fund | 124 | $2,000 | thousands by filing date | |
| AMG Managers Bond Fund | 00170L834 | Com | 61 | $2,000 | thousands by filing date | |
| Blackrock Core Bond Instl | 091928747 | Com | 243 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 33 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 13 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 126 | $1,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 50 | $1,000 | thousands by filing date | |
| Harbor High Yield Bond | 411511553 | Com | 101 | $1,000 | thousands by filing date | |
| Voya Small Company | 92913R566 | Com | 42 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS CAP TR PFD SER M 6 | 52520E200 | Preferred | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 21,565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 6,794 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA RES INC | 803521103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M-Wise Inc | 554042101 | Com | 6,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Appalachian Bancshares Inc | 037675105 | Com | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001546967-16-000007 | this filing | 2016-07-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001546967-16-000009 | base | 2016-10-24 | acceptance time not in the bulk data set |