13F-HR filed by Mariner Managed Account Solutions, LLC
Mariner Managed Account Solutions, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-05, with 436 holding rows worth $502,935,000.
- Accession
- 0001546408-17-000001
- Filer
- CIK 1546408
- Filed
- 2017-01-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 437 entries on the cover page, a total value of $502,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,935,000 with VALUE read as thousands by filing date, 13F file number 028-15106. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDW | 78463X889 | COM | 3,981,129 | $104,067,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 383,514 | $47,153,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 328,703 | $45,289,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 414,680 | $41,953,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 216,121 | $39,457,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,072,997 | $39,273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 965,036 | $29,443,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,003,680 | $28,876,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 683,490 | $25,146,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 652,164 | $23,804,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 170,500 | $20,726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 109,459 | $4,767,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,393 | $3,168,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 52,951 | $2,887,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 61,147 | $2,683,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 23,709 | $2,287,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 26,068 | $2,256,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 43,808 | $1,985,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 13,810 | $1,523,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 36,017 | $1,437,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 49,301 | $1,396,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,087 | $1,356,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,162 | $1,212,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 18,454 | $1,006,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 30,105 | $1,002,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,589 | $886,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,263 | $843,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,859 | $825,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 7,237 | $770,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,492 | $742,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 18,622 | $665,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,017 | $599,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,136 | $562,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,061 | $548,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 10,254 | $515,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $493,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 14,212 | $478,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 13,440 | $469,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,605 | $415,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,739 | $412,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,350 | $386,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,231 | $375,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,939 | $346,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,054 | $325,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,978 | $310,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,470 | $303,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,019 | $300,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,544 | $267,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,199 | $259,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,830 | $252,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,927 | $243,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,492 | $237,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,736 | $235,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,078 | $226,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,668 | $223,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,042 | $220,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,862 | $218,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,506 | $215,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,342 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,527 | $212,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,947 | $209,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 914 | $207,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,725 | $205,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 205 | $205,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,897 | $204,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 262 | $198,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,554 | $197,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,400 | $183,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,167 | $183,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,652 | $183,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,053 | $182,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,891 | $181,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,687 | $175,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,578 | $171,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 3,025 | $168,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 206 | $166,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,352 | $164,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,882 | $161,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 203 | $160,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,176 | $159,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,013 | $158,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 9,141 | $153,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,085 | $148,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,840 | $146,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,590 | $145,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 12,865 | $145,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,128 | $139,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 8,115 | $136,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,259 | $134,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 482 | $133,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,829 | $131,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,738 | $130,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,399 | $126,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,044 | $125,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,409 | $123,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 999 | $119,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,291 | $116,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 6,063 | $116,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 892 | $106,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 882 | $105,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,852 | $104,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 878 | $100,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,390 | $99,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,225 | $97,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,000 | $97,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,500 | $97,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,060 | $97,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 664 | $96,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,200 | $95,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,269 | $93,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,256 | $90,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,352 | $89,000 | thousands by filing date | |
| VTI | 922908769 | COM | 751 | $88,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 6,026 | $87,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,534 | $86,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,039 | $85,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,460 | $82,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 501 | $80,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 595 | $80,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 678 | $80,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,127 | $80,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,058 | $78,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 629 | $77,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,392 | $77,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,376 | $77,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 600 | $73,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,171 | $72,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 600 | $70,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,560 | $70,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 270 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 764 | $68,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 6,030 | $68,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,749 | $68,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 402 | $65,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 169 | $65,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 869 | $64,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,397 | $63,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,743 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,202 | $62,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 804 | $61,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,058 | $61,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 455 | $60,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 683 | $59,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 365 | $56,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 848 | $56,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,500 | $56,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 890 | $55,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,202 | $52,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 704 | $51,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 349 | $51,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 920 | $50,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 450 | $48,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 594 | $48,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 259 | $48,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 373 | $46,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 953 | $45,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 375 | $44,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,100 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 150 | $42,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 277 | $42,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,069 | $41,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 431 | $41,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 545 | $40,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 515 | $39,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,500 | $39,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 552 | $39,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 500 | $39,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,250 | $38,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 174 | $38,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 179 | $37,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 613 | $36,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 745 | $36,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 300 | $36,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 651 | $35,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 293 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 917 | $35,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 212 | $34,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 432 | $34,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 87 | $33,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 750 | $33,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 185 | $33,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 251 | $32,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 903 | $32,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 605 | $32,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,324 | $32,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 410 | $31,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 564 | $31,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 658 | $31,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 125 | $30,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 376 | $30,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 344 | $30,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 411 | $30,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 507 | $30,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 700 | $29,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 401 | $29,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 500 | $29,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 560 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 533 | $29,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 3,000 | $29,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,130 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 338 | $28,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 450 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 149 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 202 | $27,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,125 | $27,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,162 | $27,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 357 | $26,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 336 | $26,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 502 | $26,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 150 | $26,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 700 | $26,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,500 | $25,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 177 | $24,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 307 | $24,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,000 | $24,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 220 | $23,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,077 | $23,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 448 | $22,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 350 | $22,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 750 | $22,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $21,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 602 | $21,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 700 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 136 | $21,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,000 | $21,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,321 | $20,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 650 | $20,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 660 | $20,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 284 | $20,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 95 | $20,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 144 | $20,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 250 | $19,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 458 | $19,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 410 | $19,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 734 | $19,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 460 | $19,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 526 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 400 | $19,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,500 | $19,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,100 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 400 | $18,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 104 | $18,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 250 | $17,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 100 | $17,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,000 | $17,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 174 | $16,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 150 | $16,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 150 | $16,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 137 | $16,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 745 | $16,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,000 | $16,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,000 | $16,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 170 | $15,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 260 | $15,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,105 | $15,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 169 | $15,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 250 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 394 | $15,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,072 | $15,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $15,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 234 | $14,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 310 | $14,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $14,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 194 | $14,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 190 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 500 | $14,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,750 | $14,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,000 | $14,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 117 | $14,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,000 | $14,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 509 | $14,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 231 | $13,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 149 | $13,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 123 | $13,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 251 | $13,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 361 | $13,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 267 | $13,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 350 | $13,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 1,203 | $13,000 | thousands by filing date | |
| IJH | 464287507 | COM | 70 | $12,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 450 | $12,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 100 | $12,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 118 | $12,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 110 | $11,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 175 | $11,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 160 | $11,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 208 | $11,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 340 | $11,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 160 | $11,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $11,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 230 | $11,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 78 | $11,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 119 | $11,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 200 | $11,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 640 | $11,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 50 | $11,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 71 | $10,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 212 | $10,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 304 | $10,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 379 | $10,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 285 | $10,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 65 | $10,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,250 | $10,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $10,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 189 | $10,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 291 | $9,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 137 | $9,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 161 | $9,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 55 | $9,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 140 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $9,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 68 | $9,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 233 | $9,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 121 | $9,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 750 | $9,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 100 | $9,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 331 | $9,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 500 | $9,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 170 | $9,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 137 | $9,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 55 | $8,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 105 | $8,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 111 | $8,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 40 | $8,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 100 | $8,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 80 | $8,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 72 | $8,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 90 | $8,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 553 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 230 | $8,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 151 | $7,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 120 | $7,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 84 | $7,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 110 | $7,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 87 | $7,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 146 | $7,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 129 | $7,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,250 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 13,233 | $7,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9 | $6,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100 | $6,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 127 | $6,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 33 | $6,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,500 | $6,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 305 | $6,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 41 | $5,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 101 | $5,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 87 | $5,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 120 | $5,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 102 | $5,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 26 | $5,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 117 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 254 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 505 | $5,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 265 | $5,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 31 | $5,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 500 | $5,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 192 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 186 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 100 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 397 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 239 | $4,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 22 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 105 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 109 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 65 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 180 | $4,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 300 | $4,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 98 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 57 | $4,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 273 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 120 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 161 | $4,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $4,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 124 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 500 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 115 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 973 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 11 | $3,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 44 | $3,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 23 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 44 | $3,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 26 | $3,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 69 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 130 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 69 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 180 | $3,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 100 | $3,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 155 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 109 | $3,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 482 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 52 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,397 | $3,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 27 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 47 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 35 | $2,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 56 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 57 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 29 | $2,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 140 | $2,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 20 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,158 | $2,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 100 | $2,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 60 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,046 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 12 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 33 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 106 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 51 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 16 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 13 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 29 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 215 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 11 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 12 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6 | $1,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 18 | $1,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 226 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 32 | $1,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 13 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,500 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 8 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 4 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 25 | $1,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001546408-17-000001 | this filing | 2017-01-05 | acceptance time not in the bulk data set |