13F-HR filed by Mariner Managed Account Solutions, LLC
Mariner Managed Account Solutions, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-05, with 294 holding rows worth $203,254,000.
- Accession
- 0001546408-13-000006
- Filer
- CIK 1546408
- Filed
- 2013-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 294 entries on the cover page, a total value of $203,254,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $203,254,000 with VALUE read as thousands by filing date, 13F file number 028-15106. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 979,108 | $43,296,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 302,938 | $20,466,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 682,039 | $18,872,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 99,979 | $12,986,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 174,723 | $12,580,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 152,305 | $12,504,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 115,005 | $11,155,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 204,486 | $10,224,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 226,608 | $8,949,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 115,502 | $7,937,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 201,172 | $7,804,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 77,722 | $4,158,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 38,938 | $2,773,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 75,939 | $2,771,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 60,346 | $2,457,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 19,362 | $1,507,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,733 | $1,443,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 41,261 | $1,418,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 46,643 | $1,166,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 10,901 | $1,145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 24,532 | $1,082,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,283 | $852,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,954 | $809,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,574 | $766,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,291 | $699,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 63,976 | $598,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,725 | $590,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,149 | $542,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,759 | $514,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 15,000 | $487,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,243 | $429,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 10,185 | $416,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $337,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 8,353 | $305,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,084 | $297,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,634 | $252,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 18,000 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 13,333 | $203,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 9,323 | $176,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 16,115 | $171,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,000 | $165,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,878 | $161,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,350 | $151,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,867 | $149,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,603 | $146,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,385 | $143,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,500 | $134,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 819 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,168 | $127,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,595 | $123,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 579 | $122,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,032 | $113,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 500 | $113,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,166 | $109,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 491 | $106,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,000 | $103,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $102,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,339 | $101,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 951 | $94,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,150 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 815 | $88,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,500 | $86,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,654 | $83,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 19,100 | $83,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 208 | $82,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 947 | $82,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,304 | $81,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 995 | $81,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 29,300 | $79,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,215 | $78,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,000 | $77,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,150 | $77,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,200 | $77,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,171 | $75,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,800 | $75,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,200 | $73,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 500 | $73,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,009 | $72,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,973 | $70,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 747 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 6,500 | $67,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,250 | $66,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 5,500 | $66,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,600 | $63,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,000 | $63,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,500 | $63,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 565 | $62,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 500 | $61,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 508 | $60,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,337 | $60,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,200 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 900 | $58,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,100 | $58,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 900 | $57,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 900 | $56,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,591 | $56,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 850 | $55,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 6,960 | $55,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,500 | $54,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 703 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 776 | $52,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 1,200 | $52,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 768 | $51,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 700 | $50,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,653 | $50,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 800 | $46,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $45,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 534 | $44,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 4,934 | $43,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,000 | $41,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 575 | $41,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 800 | $40,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 650 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,408 | $39,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 400 | $37,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 891 | $36,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 772 | $36,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 850 | $36,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,000 | $36,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 550 | $36,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 540 | $33,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 740 | $31,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,000 | $31,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 265 | $30,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 325 | $30,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 370 | $30,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 562 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 499 | $29,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 700 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 555 | $27,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 450 | $27,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,858 | $27,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 740 | $26,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 172 | $26,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 150 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 150 | $26,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 580 | $26,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 251 | $25,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 350 | $25,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,000 | $25,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 500 | $25,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 150 | $24,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 794 | $24,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 350 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 214 | $24,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 358 | $23,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $23,000 | thousands by filing date | |
| 38259p508 | COM | 26 | $23,000 | thousands by filing date | ||
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,000 | $22,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 300 | $22,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 750 | $21,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 202 | $20,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 650 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,500 | $19,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 3,000 | $19,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 216 | $18,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 341 | $18,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 244 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 456 | $18,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $18,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 320 | $18,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 258 | $17,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 468 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 142 | $16,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 800 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 142 | $15,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 498 | $15,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 50 | $14,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 186 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 166 | $14,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 5,000 | $14,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 484 | $14,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 436 | $14,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 467 | $13,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 222 | $13,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 107 | $13,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 68 | $12,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 250 | $12,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 431 | $12,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 150 | $12,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 455 | $11,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 142 | $10,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 250 | $10,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,000 | $10,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 100 | $10,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 886 | $10,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,000 | $10,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 195 | $10,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 145 | $10,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 178 | $10,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 1,000 | $10,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 190 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 229 | $9,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 181 | $8,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $8,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 140 | $8,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 90 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 600 | $8,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 176 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 184 | $8,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 181 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 320 | $8,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 186 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 266 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 317 | $8,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 104 | $7,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 75 | $7,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,300 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 205 | $7,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 133 | $7,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $7,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 123 | $7,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 60 | $6,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 33 | $6,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 132 | $6,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,397 | $6,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 145 | $6,000 | thousands by filing date | |
| IJH | 464287507 | COM | 45 | $5,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 56 | $5,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 75 | $5,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 42 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100 | $5,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 70 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 505 | $5,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 65 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 66 | $5,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 25 | $5,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 81 | $5,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 154 | $5,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 167 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 537 | $5,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 75 | $4,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 50 | $4,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 53 | $4,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 80 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 60 | $4,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 80 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $4,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 39 | $4,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,000 | $4,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 162 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 59 | $3,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $3,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 34 | $3,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 62 | $3,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 90 | $3,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 30 | $3,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 36 | $3,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 26 | $3,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,369 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 46 | $3,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 28 | $3,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 25 | $3,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 35 | $3,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 60 | $3,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 20 | $3,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 50 | $3,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 60 | $3,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 60 | $3,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 42 | $3,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 52 | $2,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3 | $2,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 23 | $2,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 29 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 42 | $2,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 27 | $2,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 30 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 44 | $2,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 53 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 29 | $2,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 23 | $2,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 18 | $2,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 55 | $2,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 16 | $1,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 12 | $1,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 50 | $1,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 11 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 137 | $1,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT BASIN GOLD COM NPV ISIN #CA3901241057 SEDOL #B1GC868 | 390124105 | Equities | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001546408-13-000006 | this filing | 2013-08-05 | acceptance time not in the bulk data set |