13F-HR filed by WESTERLY CAPITAL MANAGEMENT, LLC
WESTERLY CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 58 holding rows worth $202,344,846.
- Accession
- 0001546172-24-000002
- Filer
- CIK 1546172
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 58 entries on the cover page, a total value of $202,344,846 stated on the cover page (in dollars after the unit check, H1), rows summing to $202,344,846 with VALUE read as dollars as filed, 13F file number 028-16658. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOCUSIGN INC COM | 256163106 | Stock | 290,000 | $17,240,500 | dollars as filed | |
| Intel Corp | 458140100 | COM | 175,000 | $8,793,750 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 3,475,000 | $8,652,750 | dollars as filed | |
| PUT SMH 168 02/16/24 | 9EGOX2O97 | EQUITY OPTION | 50,000 | $8,400,000 | dollars as filed | put |
| XPERI INC | 98423J101 | COMMON STOCK | 745,000 | $8,209,900 | dollars as filed | |
| CALL NVDA 500 02/16/24 | 9EGP22IA2 | EQUITY OPTION | 15,000 | $7,500,000 | dollars as filed | call |
| CSG SYSTEMS | 126349109 | COM | 131,344 | $6,988,814 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 650,000 | $6,357,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 463,000 | $6,245,870 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 250,000 | $6,077,500 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 100,000 | $6,031,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 652,000 | $5,946,240 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 870,000 | $5,594,100 | dollars as filed | |
| COMSCORE INC | 20564W204 | COM NEW | 310,000 | $5,177,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 65,000 | $5,063,500 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 697,100 | $4,733,309 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 100,000 | $4,716,000 | dollars as filed | |
| CORNING INC | 219350105 | COM | 150,000 | $4,567,500 | dollars as filed | |
| PUT QQQ 405.78 02/16/24 | 9EGRKQTL9 | EQUITY OPTION | 10,000 | $4,057,800 | dollars as filed | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,000 | $3,685,250 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 13,000 | $3,588,780 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 525,000 | $3,244,500 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 67,000 | $3,203,940 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 140,000 | $3,154,200 | dollars as filed | |
| PUT AVGO 1000 06/21/24 | 9EGOJJR85 | EQUITY OPTION | 3,000 | $3,000,000 | dollars as filed | put |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,500,000 | $2,835,000 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 17,000 | $2,802,450 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 650,000 | $2,548,000 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 80,000 | $2,420,800 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 22,000 | $2,398,880 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 235,000 | $2,366,450 | dollars as filed | |
| PUT AMAT 155 03/15/24 | 9EGPJ2BZ6 | EQUITY OPTION | 15,000 | $2,325,000 | dollars as filed | put |
| CEPTON INC | 15673X200 | COM | 727,000 | $2,282,780 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 15,000 | $2,279,100 | dollars as filed | |
| CALL DOCU 55 02/16/24 | 9EGQVD5G5 | EQUITY OPTION | 40,100 | $2,205,500 | dollars as filed | call |
| UBISOFT ENTERTAINMENT SA ADR | 90348R102 | COM | 425,000 | $2,149,012 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 35,000 | $2,145,150 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,000 | $2,123,760 | dollars as filed | |
| CALL XPER 10 03/15/24 | 9EGPCAYW7 | EQUITY OPTION | 196,000 | $1,960,000 | dollars as filed | call |
| CASA SYS INC | 14713L102 | COM | 3,600,000 | $1,908,000 | dollars as filed | |
| CALL GOOG 120 02/16/24 | 9EGR2LP59 | EQUITY OPTION | 15,000 | $1,800,000 | dollars as filed | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 50,000 | $1,607,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 125,000 | $1,565,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 79,000 | $1,501,790 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 360,000 | $1,411,200 | dollars as filed | |
| PUT RILY 12.5 02/16/24 | 9EGR1AQ04 | EQUITY OPTION | 100,000 | $1,250,000 | dollars as filed | put |
| PUT RILY 20 02/16/24 | 9EGR1AQ20 | EQUITY OPTION | 60,000 | $1,200,000 | dollars as filed | put |
| PUT PLAB 20 01/19/24 | 9EGQXLCS1 | EQUITY OPTION | 59,900 | $1,198,000 | dollars as filed | put |
| INTEVAC INC | 461148108 | COM | 250,000 | $1,080,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 180,000 | $1,060,200 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 15,000 | $675,150 | dollars as filed | |
| PUT PLAB 30 03/15/24 | 9EGPBM9D2 | EQUITY OPTION | 20,000 | $600,000 | dollars as filed | put |
| PUT RILY 20 01/19/24 | 9EGO7K944 | EQUITY OPTION | 30,000 | $600,000 | dollars as filed | put |
| CALL MTRX 10 05/17/24 | 9EGQ1QJY5 | EQUITY OPTION | 50,000 | $500,000 | dollars as filed | call |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 40,000 | $451,600 | dollars as filed | |
| VERANO HOLDINGS CORP | 92338D101 | Common | 100,000 | $448,000 | dollars as filed | |
| PUT MARA 24 03/15/24 | 9EGPAA5D3 | EQUITY OPTION | 15,000 | $360,000 | dollars as filed | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 26,769 | $57,821 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001546172-24-000002 | this filing | 2024-02-14 | acceptance time not in the bulk data set |