13F-HR filed by Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 99 holding rows worth $107,898,000.
- Accession
- 0001545545-21-000022
- Filer
- CIK 1545545
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 99 entries on the cover page, a total value of $107,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,898,000 with VALUE read as thousands by filing date, 13F file number 028-14928. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMitsubishi UFJ Financial Group, Inc. 028-13582
- included managerMitsubishi UFJ Securities Holdings Co., Ltd. 028-13570
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 674,890 | $95,497,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,760,000 | $1,770,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,000,000 | $1,349,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 2,050 | $578,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,240 | $443,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 130 | $427,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 120 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,670 | $273,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 790 | $268,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,090 | $268,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,820 | $266,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,430 | $260,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 840 | $219,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 80 | $213,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 110 | $187,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,290 | $185,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 160 | $159,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $155,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,150 | $148,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 230 | $139,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 940 | $137,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,110 | $136,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 250 | $135,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 580 | $129,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 220 | $127,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,100 | $126,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,520 | $117,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,930 | $111,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 180 | $110,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 570 | $110,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 390 | $106,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 890 | $106,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,400 | $98,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 620 | $96,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 210 | $94,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 260 | $94,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 310 | $93,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 230 | $89,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 380 | $88,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 520 | $87,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,610 | $87,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 610 | $85,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,300 | $80,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 700 | $79,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 230 | $77,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 230 | $77,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 120 | $75,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 170 | $72,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,050 | $71,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 710 | $71,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 470 | $71,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 460 | $70,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 500 | $69,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50 | $69,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 340 | $66,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 370 | $64,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 310 | $60,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 170 | $60,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 900 | $59,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,210 | $59,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 210 | $59,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 280 | $58,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $57,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 90 | $56,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 270 | $55,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 150 | $53,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 390 | $52,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 270 | $52,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 130 | $51,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 540 | $48,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 240 | $47,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 420 | $46,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 720 | $45,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,090 | $45,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,780 | $39,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 590 | $32,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 810 | $30,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 40 | $29,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 620 | $28,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 300 | $27,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 160 | $26,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 90 | $26,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 60 | $26,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 780 | $20,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 230 | $18,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 40 | $17,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $17,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 70 | $15,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 170 | $15,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 180 | $14,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 70 | $11,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80 | $11,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 40 | $10,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 30 | $9,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 30 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 60 | $5,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 60 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 90 | $3,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 30 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001545545-21-000022 | this filing | 2021-11-12 | acceptance time not in the bulk data set |