13F-HR filed by RWA WEALTH PARTNERS, LLC
RWA WEALTH PARTNERS, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-03, with 211 holding rows worth $818,020,000.
- Accession
- 0001544576-20-000005
- Filer
- CIK 1544576
- Filed
- 2020-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 211 entries on the cover page, a total value of $818,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $818,020,000 with VALUE read as thousands by filing date, 13F file number 028-17711. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 162,716 | $50,392,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 397,004 | $46,521,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 728,621 | $36,263,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 414,653 | $34,466,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 414,615 | $34,459,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 349,327 | $33,235,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 565,442 | $30,613,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65,930 | $24,051,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 69,761 | $21,511,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 292,559 | $20,646,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 100,911 | $20,536,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 341,989 | $18,443,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 303,531 | $15,137,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 75,105 | $14,991,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 90,138 | $14,880,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 139,285 | $11,455,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 75,157 | $10,109,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 69,086 | $10,098,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 63,397 | $8,916,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 64,745 | $8,850,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 43,657 | $8,823,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 38,154 | $8,664,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 74,056 | $8,234,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 32,850 | $8,229,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 39,930 | $7,713,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 160,392 | $7,481,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 30,338 | $7,286,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 131,968 | $7,076,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 51,948 | $6,871,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 67,464 | $6,624,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 93,290 | $6,555,000 | thousands by filing date | |
| IJH | 464287507 | COM | 36,851 | $6,553,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 69,376 | $6,525,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,269 | $6,260,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 190,161 | $6,218,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 138,078 | $6,096,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 155,669 | $6,068,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 81,407 | $6,065,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100,974 | $6,041,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 109,042 | $6,011,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 169,517 | $5,986,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 28,897 | $5,786,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,562 | $5,747,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 22,028 | $5,196,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 19,668 | $5,172,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 55,733 | $5,111,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 208,371 | $4,949,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 53,008 | $4,637,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 72,370 | $4,459,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,234 | $4,316,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 54,392 | $4,206,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,508 | $4,196,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 22,660 | $4,180,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 18,159 | $4,171,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 40,746 | $3,995,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 22,673 | $3,833,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 18,857 | $3,533,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 61,043 | $3,442,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,255 | $3,377,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 57,457 | $3,080,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 31,003 | $2,996,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 21,583 | $2,900,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 17,241 | $2,893,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 97,236 | $2,893,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,897 | $2,737,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 67,875 | $2,644,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 21,792 | $2,576,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,434 | $2,566,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 62,959 | $2,471,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,121 | $2,406,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 85,390 | $2,358,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,628 | $2,308,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 40,650 | $2,261,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,136 | $2,145,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,419 | $2,005,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $1,871,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 71,660 | $1,864,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 10,859 | $1,864,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,518 | $1,830,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 15,483 | $1,827,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,883 | $1,704,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 19,452 | $1,668,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 15,213 | $1,526,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,017 | $1,502,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 24,321 | $1,430,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,040 | $1,405,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,961 | $1,398,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 14,336 | $1,365,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,536 | $1,281,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 6,809 | $1,278,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,637 | $1,251,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 191,432 | $1,244,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 32,466 | $1,185,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 66,939 | $1,160,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,891 | $1,079,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,549 | $1,065,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,856 | $1,036,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,340 | $1,023,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,600 | $1,008,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 59,208 | $1,006,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 17,438 | $997,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,266 | $996,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,168 | $972,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 15,415 | $933,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 34,000 | $931,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,726 | $909,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 35,685 | $895,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,072 | $882,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,914 | $862,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 29,273 | $840,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 33,425 | $831,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,839 | $826,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 14,850 | $823,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,335 | $755,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 8,093 | $741,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 8,775 | $733,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,318 | $723,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 14,146 | $715,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,354 | $709,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,563 | $704,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,234 | $670,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 19,262 | $667,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,424 | $644,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,106 | $634,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,707 | $625,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 35,068 | $623,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,427 | $621,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 11,986 | $619,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,277 | $609,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,011 | $602,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 15,479 | $600,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 4,961 | $596,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,610 | $593,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,627 | $587,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,919 | $575,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,680 | $574,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,760 | $571,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,914 | $569,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,890 | $551,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,922 | $541,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,724 | $533,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,400 | $527,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,781 | $525,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,388 | $511,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,751 | $496,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,020 | $488,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,970 | $476,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,562 | $474,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,830 | $473,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,315 | $465,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,224 | $456,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,422 | $455,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,342 | $439,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,609 | $428,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,377 | $427,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 892 | $406,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,356 | $386,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,966 | $375,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 7,099 | $371,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,228 | $369,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,579 | $361,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,488 | $360,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 8,572 | $359,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,340 | $350,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,589 | $341,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,536 | $340,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 457 | $325,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,978 | $313,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,714 | $309,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,283 | $299,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,991 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,677 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,436 | $297,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,182 | $293,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,010 | $288,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,965 | $286,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,602 | $285,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10,209 | $283,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 26,158 | $282,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,625 | $279,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,077 | $278,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,900 | $278,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,371 | $272,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,316 | $264,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,300 | $259,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,978 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,793 | $255,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,604 | $250,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,422 | $248,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,565 | $246,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 39,246 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,929 | $239,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,807 | $234,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,700 | $232,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,497 | $231,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,202 | $230,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,109 | $228,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,329 | $226,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,380 | $224,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,355 | $224,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 8,082 | $223,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,728 | $218,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,949 | $216,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,787 | $211,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,900 | $206,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 3,000 | $203,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 24,509 | $125,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,630 | $77,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,620 | $32,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17324XYC8 | MTNF 10.150% 2/1 | 60,000 | $28,000 | thousands by filing date | principal |
| RIOT PLATFORMS INC | 767292105 | COM | 11,000 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001544576-20-000005 | this filing | 2020-08-03 | acceptance time not in the bulk data set |