13F-HR filed by WOLVERINE TRADING, LLC
WOLVERINE TRADING, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 4,704 holding rows worth $27,648,741,000.
- Accession
- 0001542456-18-000004
- Filer
- CIK 927337
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 4,704 entries on the cover page, a total value of $27,648,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,648,741,000 with VALUE read as thousands by filing date, 13F file number 028-17509. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 35,000 | $83,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,500 | $83,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,200 | $83,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,809 | $83,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,100 | $83,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,917 | $82,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 24,500 | $82,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 37,223 | $82,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 18,000 | $82,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 11,000 | $82,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,600 | $80,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,800 | $79,000 | thousands by filing date | put |
| QUANTUM CORP | 747906501 | COM | 14,000 | $79,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,500 | $78,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,739 | $77,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 19,684 | $77,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 18,700 | $77,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 15,463 | $76,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,200 | $76,000 | thousands by filing date | call |
| MATTERSIGHT CORP | 577097108 | COM | 29,800 | $76,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,400 | $75,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 14,441 | $75,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 26,400 | $75,000 | thousands by filing date | put |
| KLONDEX MNS LTD | 498696103 | COM | 28,900 | $75,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 12,897 | $74,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 14,500 | $74,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 31,500 | $74,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 13,599 | $74,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,114 | $73,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,027 | $73,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 29,738 | $73,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,300 | $73,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 13,400 | $73,000 | thousands by filing date | call |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 12,700 | $73,000 | thousands by filing date | call |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 13,600 | $73,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 25,000 | $73,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 19,900 | $73,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,600 | $72,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 12,100 | $72,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,300 | $72,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 30,500 | $72,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 14,000 | $72,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,927 | $72,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 13,834 | $71,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 10,800 | $71,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 10,000 | $71,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 25,600 | $70,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 30,905 | $69,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 10,200 | $69,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,700 | $68,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 25,200 | $68,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 33,800 | $68,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,800 | $68,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,466 | $67,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,777 | $67,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 10,400 | $66,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,841 | $65,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,700 | $65,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 49,600 | $65,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 31,900 | $65,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 26,200 | $64,000 | thousands by filing date | put |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 10,198 | $64,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,100 | $64,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,000 | $63,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 26,600 | $63,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 22,328 | $63,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,100 | $62,000 | thousands by filing date | put |
| KLONDEX MNS LTD | 498696103 | COM | 23,900 | $62,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,174 | $61,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 28,380 | $61,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,855 | $61,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 13,200 | $61,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 33,500 | $60,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 11,500 | $60,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,200 | $60,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,000 | $60,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 33,500 | $59,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,100 | $59,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,700 | $59,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 14,985 | $59,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 11,231 | $59,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 15,100 | $59,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 28,600 | $58,000 | thousands by filing date | put |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,600 | $58,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,200 | $57,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,155 | $57,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 17,100 | $57,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 13,900 | $57,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 16,100 | $57,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 12,500 | $57,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 12,567 | $56,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 13,133 | $56,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 19,700 | $56,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 44,400 | $55,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,251 | $55,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 12,483 | $55,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 33,047 | $54,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,523 | $54,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,000 | $54,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,000 | $53,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 40,144 | $53,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 24,589 | $53,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 26,300 | $52,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 27,338 | $51,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,000 | $50,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 12,365 | $50,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,500 | $49,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,900 | $49,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,400 | $49,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 19,950 | $49,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,140 | $49,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,100 | $49,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 20,200 | $48,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 33,600 | $48,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 19,900 | $48,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,500 | $47,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 14,300 | $47,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 23,226 | $46,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 23,200 | $46,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,800 | $46,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 27,454 | $46,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,799 | $45,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 26,400 | $45,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,692 | $44,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,100 | $44,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 21,700 | $44,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,700 | $44,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,900 | $44,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 10,800 | $44,000 | thousands by filing date | call |
| BOVIE MEDICAL CORP | 10211F100 | COM | 17,092 | $44,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,244 | $44,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 32,600 | $43,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,000 | $43,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,700 | $43,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 10,219 | $42,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 11,186 | $41,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 22,400 | $41,000 | thousands by filing date | call |
| CYTRX CORP | 232828608 | COM PAR | 23,900 | $40,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,268 | $39,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 27,600 | $39,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 32,830 | $39,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,300 | $39,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,900 | $39,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 14,000 | $39,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 15,979 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,586 | $38,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,111 | $37,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 15,400 | $37,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,229 | $36,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,500 | $34,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,430 | $34,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 12,500 | $34,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,400 | $34,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20,600 | $33,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,765 | $33,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,400 | $32,000 | thousands by filing date | call |
| NOBILIS HEALTH CORP | 65500B103 | COM | 23,800 | $32,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 18,200 | $31,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 17,822 | $31,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 24,961 | $31,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 16,000 | $30,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 25,500 | $30,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 15,400 | $29,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,000 | $29,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 13,400 | $29,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 10,500 | $29,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 15,700 | $28,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 11,688 | $28,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 20,200 | $28,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 14,400 | $27,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 15,300 | $27,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 11,200 | $26,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,600 | $25,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,289 | $24,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 17,029 | $24,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,400 | $23,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 22,334 | $23,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 21,500 | $23,000 | thousands by filing date | put |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 12,900 | $23,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 12,184 | $22,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 11,900 | $22,000 | thousands by filing date | put |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 12,200 | $22,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 11,900 | $21,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 12,300 | $21,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 10,300 | $20,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 10,450 | $20,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 14,258 | $20,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,071 | $19,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 16,229 | $18,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 17,325 | $17,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 11,262 | $17,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 10,000 | $17,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 11,700 | $16,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 15,000 | $16,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 10,048 | $16,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 13,285 | $15,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 13,544 | $14,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,100 | $13,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 14,600 | $12,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 16,371 | $12,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 10,200 | $12,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 21,400 | $11,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 10,800 | $9,000 | thousands by filing date | put |
| THE9 LTD | 88337K104 | ADR | 12,629 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542456-18-000004 | this filing | 2018-02-14 | acceptance time not in the bulk data set |