13F-HR filed by WOLVERINE TRADING, LLC
WOLVERINE TRADING, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,355 holding rows worth $20,371,315,000.
- Accession
- 0001542456-17-000003
- Filer
- CIK 927337
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 4,355 entries on the cover page, a total value of $20,371,315,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,371,315,000 with VALUE read as thousands by filing date, 13F file number 028-17509. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOLLO INVT CORP | 03761U106 | COM | 19,724 | $116,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 13,031 | $115,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,100 | $115,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 17,304 | $115,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 15,000 | $115,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,900 | $114,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 32,400 | $114,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 26,100 | $114,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,981 | $114,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,200 | $114,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 10,600 | $114,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 40,416 | $114,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 28,500 | $114,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 27,400 | $113,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 37,000 | $113,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,068 | $113,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 31,200 | $113,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,500 | $112,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 11,000 | $112,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 26,700 | $112,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 10,800 | $112,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,100 | $112,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 14,200 | $112,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 53,700 | $111,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14,200 | $111,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 14,600 | $111,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 10,375 | $110,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 28,606 | $110,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 33,500 | $110,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 27,411 | $110,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,200 | $109,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 37,500 | $109,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,479 | $108,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,866 | $108,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,700 | $107,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,296 | $107,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 16,881 | $107,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 34,700 | $107,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 26,793 | $106,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 38,600 | $105,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 59,100 | $105,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 33,847 | $105,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 22,579 | $105,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 14,703 | $105,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 12,217 | $104,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 11,000 | $103,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 22,000 | $103,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,247 | $103,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 12,261 | $102,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 15,400 | $102,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 18,591 | $102,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 23,900 | $102,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 19,700 | $101,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,600 | $101,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,481 | $101,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12,330 | $101,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,600 | $101,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 12,900 | $101,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 13,635 | $101,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 25,400 | $101,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 11,670 | $100,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,325 | $99,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 14,676 | $99,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 29,100 | $99,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,800 | $98,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 13,100 | $98,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 11,300 | $98,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 78,500 | $96,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,306 | $96,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,425 | $95,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 61,600 | $95,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 18,640 | $95,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 11,006 | $95,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,385 | $94,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 78,300 | $94,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 17,567 | $94,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 15,200 | $93,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,400 | $93,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,195 | $93,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 21,300 | $93,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,500 | $92,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10,600 | $92,000 | thousands by filing date | put |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 11,200 | $91,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 25,826 | $90,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,297 | $90,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,574 | $90,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 27,100 | $90,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,300 | $89,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,400 | $89,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 21,287 | $89,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 12,009 | $89,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 13,894 | $88,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 18,900 | $88,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 11,637 | $87,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 12,400 | $87,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 21,422 | $87,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 24,700 | $86,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 25,247 | $85,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 40,200 | $84,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,603 | $84,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 37,000 | $84,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 10,000 | $84,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 21,200 | $84,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 40,132 | $83,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 12,147 | $83,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 24,301 | $83,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 14,430 | $83,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 10,505 | $83,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 13,637 | $82,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 47,200 | $82,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 18,700 | $81,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,300 | $81,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 13,200 | $81,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17,300 | $80,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 63,800 | $80,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 17,000 | $80,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 14,800 | $80,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 12,400 | $80,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H101 | COM | 19,393 | $80,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 38,000 | $79,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 40,600 | $79,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 11,500 | $79,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,500 | $79,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 27,000 | $79,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 11,000 | $79,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 15,800 | $79,000 | thousands by filing date | put |
| FORM HLDGS CORP COM | 34634E102 | Stock | 37,000 | $79,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,142 | $78,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 15,687 | $78,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 22,100 | $78,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 21,900 | $77,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,300 | $77,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,868 | $77,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,972 | $76,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 33,515 | $76,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 43,200 | $76,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,600 | $75,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 20,700 | $75,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 14,500 | $74,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 22,800 | $74,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 14,500 | $74,000 | thousands by filing date | call |
| FORM HLDGS CORP COM | 34634E102 | Stock | 34,700 | $74,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 35,498 | $73,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 47,100 | $73,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 13,100 | $73,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 23,000 | $73,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 22,700 | $72,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 13,400 | $72,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 28,400 | $72,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,900 | $72,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 16,531 | $72,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 12,300 | $72,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,896 | $71,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 13,200 | $70,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,634 | $70,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 10,600 | $70,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 48,900 | $70,000 | thousands by filing date | call |
| GLOBALSCAPE INC | 37940G109 | COM | 17,100 | $70,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,100 | $69,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 32,600 | $69,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 13,315 | $68,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 24,200 | $68,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,402 | $68,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,700 | $67,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 21,800 | $67,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 20,941 | $67,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 21,200 | $67,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 26,300 | $67,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 11,586 | $66,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,500 | $65,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 11,420 | $65,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 100,300 | $64,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 36,032 | $64,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 17,400 | $63,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 22,952 | $63,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 26,100 | $62,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 40,000 | $62,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 28,700 | $61,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 70,000 | $61,000 | thousands by filing date | put |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 13,832 | $61,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 28,479 | $60,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 34,900 | $58,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,496 | $58,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 46,100 | $58,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 26,500 | $58,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,654 | $57,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,972 | $57,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 16,500 | $57,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,090 | $56,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 25,900 | $56,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 15,863 | $56,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,200 | $55,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,100 | $55,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 41,000 | $55,000 | thousands by filing date | put |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 12,924 | $55,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 13,300 | $55,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,200 | $54,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 43,101 | $54,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 20,000 | $54,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 44,000 | $54,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,300 | $52,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 12,100 | $51,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 20,200 | $51,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,900 | $51,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 14,000 | $51,000 | thousands by filing date | call |
| NOBILIS HEALTH CORP | 65500B103 | COM | 24,400 | $51,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 18,100 | $50,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 13,457 | $50,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,200 | $50,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,000 | $50,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 22,400 | $50,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 11,248 | $50,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,978 | $49,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 15,248 | $49,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 18,900 | $49,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 19,399 | $49,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 20,800 | $49,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 10,600 | $49,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 40,000 | $48,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,000 | $48,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 16,700 | $48,000 | thousands by filing date | put |
| PATRIOT NATL INC | 70338T102 | COM | 10,400 | $48,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 48,000 | $47,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,900 | $46,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,000 | $45,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,300 | $45,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 13,341 | $45,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 12,200 | $45,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 15,800 | $45,000 | thousands by filing date | call |
| FORM HLDGS CORP COM | 34634E102 | Stock | 21,250 | $45,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 25,600 | $44,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 20,402 | $44,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 20,300 | $44,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 12,274 | $44,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 38,429 | $44,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,600 | $43,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 20,200 | $43,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 14,969 | $43,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,200 | $42,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,337 | $42,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 21,400 | $42,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,800 | $41,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,900 | $41,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 17,500 | $41,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 47,100 | $41,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,100 | $40,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 17,700 | $39,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 10,768 | $38,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,900 | $38,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,400 | $38,000 | thousands by filing date | call |
| MATTERSIGHT CORP | 577097108 | COM | 10,200 | $38,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 19,800 | $38,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X105 | COM | 18,942 | $38,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,817 | $37,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 16,600 | $37,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 33,941 | $37,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,759 | $36,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 26,479 | $36,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 11,500 | $36,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 20,000 | $35,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 19,900 | $35,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,600 | $35,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 30,700 | $35,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 16,800 | $35,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,000 | $35,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,800 | $34,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 17,300 | $34,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,800 | $33,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 10,896 | $33,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 12,522 | $33,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 28,520 | $33,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 28,900 | $33,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 10,400 | $32,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,400 | $32,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,000 | $32,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 23,900 | $31,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 16,700 | $31,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 34,900 | $31,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 28,524 | $31,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 10,866 | $31,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 26,800 | $31,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,500 | $30,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,000 | $30,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 10,500 | $30,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 24,373 | $29,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 14,097 | $29,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 19,600 | $29,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,730 | $29,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 12,500 | $29,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 17,101 | $29,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 22,800 | $28,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 26,700 | $27,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 11,809 | $27,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 18,300 | $25,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 11,297 | $25,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 21,800 | $24,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 12,535 | $24,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 35,700 | $24,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 12,318 | $24,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 13,779 | $24,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 22,904 | $23,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 11,100 | $23,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,548 | $22,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 10,000 | $22,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 11,700 | $22,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,600 | $21,000 | thousands by filing date | put |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 12,096 | $21,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 12,100 | $21,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 13,100 | $21,000 | thousands by filing date | put |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 14,600 | $21,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 15,000 | $21,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 13,604 | $21,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 19,700 | $20,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,884 | $20,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 10,000 | $20,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 12,000 | $19,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 20,300 | $19,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J101 | COM | 11,100 | $19,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15,900 | $18,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 11,484 | $17,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 25,133 | $17,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 45,600 | $17,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 13,409 | $17,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,326 | $16,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 11,400 | $16,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 42,864 | $16,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 16,100 | $16,000 | thousands by filing date | put |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 11,073 | $16,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 11,186 | $16,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 12,629 | $16,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 14,416 | $15,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,541 | $15,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 11,900 | $15,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 20,300 | $14,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 12,000 | $14,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,214 | $14,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 11,800 | $13,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 10,780 | $13,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,700 | $13,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 10,077 | $12,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 38,200 | $11,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 32,431 | $10,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 10,419 | $10,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 11,103 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 13,800 | $9,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,100 | $8,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,200 | $8,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 59,500 | $7,000 | thousands by filing date | call |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 40,000 | $6,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 11,000 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,791 | $4,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 12,445 | $3,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 10,300 | $3,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 11,019 | $3,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 11,200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542456-17-000003 | this filing | 2017-02-14 | acceptance time not in the bulk data set |