13F-HR/A filed by WOLVERINE TRADING, LLC
WOLVERINE TRADING, LLC filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-08-17, with 3,945 holding rows worth $17,709,766,000.
- Accession
- 0001542456-16-000007
- Filer
- CIK 927337
- Filed
- 2016-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 3,945 entries on the cover page, a total value of $17,709,766,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,709,766,000 with VALUE read as thousands by filing date, 13F file number 028-17509. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 13,944 | $135,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 19,700 | $135,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 17,734 | $135,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 32,000 | $135,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 13,400 | $134,000 | thousands by filing date | put |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 31,000 | $134,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 24,790 | $133,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 24,800 | $133,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 26,200 | $132,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 21,700 | $132,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 24,724 | $132,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 42,900 | $132,000 | thousands by filing date | call |
| CHEROKEE INC | 16444H102 | COM | 11,400 | $132,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 26,275 | $132,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 15,600 | $132,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 72,000 | $131,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 14,230 | $131,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 23,800 | $131,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 12,225 | $131,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 19,100 | $131,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 27,025 | $131,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 16,100 | $131,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 21,100 | $131,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 21,500 | $131,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,000 | $130,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,397 | $130,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 39,900 | $130,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 57,760 | $130,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 32,600 | $129,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,600 | $129,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 26,300 | $129,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 11,200 | $129,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 97,900 | $129,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 30,300 | $129,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,700 | $127,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 14,353 | $125,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,100 | $125,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 16,894 | $125,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 19,500 | $125,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 25,800 | $124,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 12,648 | $124,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 39,900 | $124,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 59,000 | $124,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 24,093 | $123,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 17,800 | $123,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 88,209 | $123,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,700 | $123,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K729 | Cmn | 19,400 | $123,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 19,300 | $122,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 19,900 | $122,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 11,000 | $122,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 40,913 | $122,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 19,131 | $121,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 23,700 | $120,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 17,856 | $119,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,800 | $119,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 31,200 | $119,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,633 | $119,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 16,000 | $119,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 12,409 | $118,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,600 | $118,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 54,200 | $118,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 35,600 | $118,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 15,000 | $118,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 30,896 | $117,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,045 | $117,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 16,600 | $117,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 15,300 | $117,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,400 | $116,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 51,400 | $116,000 | thousands by filing date | put |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 17,900 | $116,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 11,200 | $116,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 21,500 | $116,000 | thousands by filing date | put |
| APIGEE CORP COM | 03765N108 | Stock | 10,000 | $116,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 21,600 | $115,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 11,700 | $115,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,900 | $115,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,600 | $114,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 32,600 | $114,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 22,600 | $114,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 45,100 | $114,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 19,119 | $113,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,400 | $113,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 28,500 | $113,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 10,200 | $113,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,500 | $112,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 22,816 | $112,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 10,100 | $112,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 45,900 | $111,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,800 | $111,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 13,300 | $111,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 11,085 | $110,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 59,000 | $110,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 12,000 | $110,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 10,100 | $110,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,300 | $110,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 13,900 | $109,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 14,500 | $108,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 13,200 | $108,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 12,200 | $108,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 19,400 | $107,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 14,900 | $106,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 49,067 | $106,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 31,700 | $105,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 11,425 | $105,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,700 | $104,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 15,900 | $104,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 16,438 | $104,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 14,600 | $104,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 21,100 | $104,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 13,307 | $104,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 14,000 | $103,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 75,500 | $103,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 10,588 | $103,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 10,200 | $103,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 16,600 | $103,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,200 | $102,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,900 | $102,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 45,200 | $102,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 60,600 | $102,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 11,993 | $102,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 18,300 | $101,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 14,700 | $101,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 289,300 | $101,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 12,900 | $101,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,400 | $100,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 18,121 | $100,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 15,533 | $100,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,700 | $99,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 11,100 | $99,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 15,400 | $99,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 19,400 | $99,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 59,600 | $99,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 11,800 | $98,000 | thousands by filing date | call |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 19,600 | $98,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 12,500 | $98,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,000 | $97,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 14,500 | $97,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 15,511 | $97,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 22,797 | $97,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,600 | $96,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,600 | $96,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,700 | $96,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K364 | DAILY NAT GAS 3X | 10,100 | $96,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 15,500 | $94,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 23,748 | $94,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 18,800 | $94,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 67,300 | $94,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 37,246 | $94,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,400 | $93,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,900 | $93,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,500 | $93,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 12,700 | $93,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 38,040 | $93,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,587 | $92,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 14,906 | $92,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 48,600 | $92,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 31,363 | $92,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 15,200 | $92,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 49,943 | $91,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,848 | $91,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 17,600 | $91,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,100 | $91,000 | thousands by filing date | call |
| ParkerVision Inc | 701354300 | USD | 27,700 | $91,000 | thousands by filing date | call |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 13,400 | $91,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,890 | $90,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 15,200 | $90,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 27,657 | $90,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 27,100 | $89,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 78,551 | $89,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,192 | $89,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 12,700 | $89,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 14,400 | $89,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,900 | $88,000 | thousands by filing date | put |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 28,600 | $88,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,300 | $87,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 19,600 | $86,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 18,100 | $86,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 11,300 | $86,000 | thousands by filing date | call |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 33,900 | $86,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15,912 | $85,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,000 | $85,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12,939 | $85,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,997 | $85,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,300 | $85,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 14,800 | $84,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,300 | $84,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,400 | $84,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 10,000 | $84,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 12,600 | $84,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,976 | $84,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 27,800 | $83,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 13,800 | $83,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,849 | $82,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 14,500 | $82,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 12,442 | $82,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 11,900 | $82,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 30,600 | $81,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,335 | $81,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 18,200 | $81,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 19,128 | $81,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 10,734 | $80,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,200 | $79,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,100 | $79,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 47,700 | $79,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 55,500 | $79,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 45,354 | $78,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,800 | $78,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A108 | COM | 21,200 | $78,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 10,200 | $78,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 37,179 | $78,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,300 | $77,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 17,440 | $77,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 15,600 | $77,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 26,500 | $77,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,100 | $76,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 35,007 | $76,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,100 | $76,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 55,200 | $76,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,300 | $76,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 22,700 | $76,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,544 | $75,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 14,000 | $75,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 10,643 | $74,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 22,600 | $74,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 11,900 | $74,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 15,200 | $74,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 15,835 | $73,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 39,200 | $73,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 22,301 | $73,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 15,200 | $73,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 19,344 | $73,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 13,000 | $73,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,055 | $72,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 13,466 | $72,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 15,800 | $72,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 12,592 | $71,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,600 | $71,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,800 | $71,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 14,700 | $71,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 28,900 | $71,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,900 | $70,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 11,400 | $70,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,600 | $70,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 11,165 | $70,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,400 | $70,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 28,700 | $70,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 18,300 | $70,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,700 | $70,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 12,100 | $69,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 41,800 | $69,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 24,100 | $69,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 48,400 | $69,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 18,900 | $68,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 30,200 | $68,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 11,000 | $68,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 10,800 | $67,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,700 | $66,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,100 | $66,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 30,600 | $66,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 12,436 | $66,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 10,200 | $65,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,704 | $64,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 19,200 | $64,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 38,400 | $64,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 13,900 | $64,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 13,600 | $63,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 10,357 | $63,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 29,903 | $63,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 29,900 | $63,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 18,700 | $63,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,400 | $62,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 38,800 | $62,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,238 | $62,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,200 | $62,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 12,184 | $62,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 25,400 | $62,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 10,000 | $62,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 24,400 | $62,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 18,358 | $62,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 13,500 | $62,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 32,200 | $61,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,259 | $61,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 12,031 | $61,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 29,500 | $61,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 26,000 | $61,000 | thousands by filing date | call |
| MATTERSIGHT CORP | 577097108 | COM | 16,087 | $61,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,100 | $60,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 21,800 | $60,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 10,100 | $60,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 20,115 | $60,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,132 | $59,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,700 | $59,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 15,200 | $58,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 10,800 | $58,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 23,236 | $58,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,300 | $57,000 | thousands by filing date | put |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 117,900 | $57,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,002 | $56,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 19,800 | $56,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,042 | $55,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 33,229 | $55,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 18,800 | $55,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 10,300 | $55,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,600 | $54,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 14,700 | $54,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 38,800 | $54,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,053 | $54,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,400 | $54,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 152,300 | $53,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,400 | $53,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,540 | $52,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 14,128 | $52,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,226 | $51,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 37,300 | $50,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 22,735 | $50,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,500 | $49,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 35,900 | $49,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 23,500 | $49,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 22,800 | $48,000 | thousands by filing date | put |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 15,100 | $48,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 18,600 | $47,000 | thousands by filing date | put |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 24,200 | $47,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,600 | $46,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,071 | $46,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 10,207 | $46,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,700 | $45,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 13,627 | $45,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 34,384 | $45,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 15,000 | $45,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,758 | $44,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 12,172 | $44,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 32,900 | $44,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 32,000 | $43,000 | thousands by filing date | call |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 16,300 | $43,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 24,000 | $43,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 17,393 | $42,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 17,200 | $42,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 15,500 | $42,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 48,600 | $41,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 12,900 | $41,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 14,900 | $41,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 16,500 | $40,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 13,200 | $40,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 23,427 | $39,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 23,100 | $39,000 | thousands by filing date | put |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 20,100 | $39,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,100 | $38,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 22,000 | $38,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,900 | $38,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 17,900 | $38,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 18,300 | $38,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 17,500 | $37,000 | thousands by filing date | put |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,000 | $37,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 12,128 | $36,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,200 | $35,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 24,564 | $35,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 47,000 | $35,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 14,800 | $34,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,400 | $34,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 12,000 | $34,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 20,200 | $34,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,100 | $33,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,657 | $33,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 15,600 | $33,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,900 | $33,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 15,700 | $32,000 | thousands by filing date | put |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 10,333 | $32,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,889 | $31,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 11,390 | $31,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,000 | $31,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 17,700 | $30,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 26,700 | $30,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 16,200 | $29,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 18,400 | $28,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 13,200 | $28,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 11,870 | $28,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 11,108 | $28,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 11,878 | $27,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 13,000 | $27,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,400 | $27,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 12,600 | $26,000 | thousands by filing date | put |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 15,600 | $26,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 12,045 | $26,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 10,818 | $26,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,600 | $25,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 17,800 | $24,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 12,400 | $24,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 11,216 | $24,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 17,700 | $24,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,800 | $23,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 13,500 | $23,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,690 | $22,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 15,844 | $22,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,700 | $22,000 | thousands by filing date | put |
| THE9 LTD | 88337K104 | ADR | 12,685 | $22,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 22,400 | $22,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 14,200 | $21,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,257 | $21,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 18,300 | $21,000 | thousands by filing date | call |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 31,800 | $21,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,258 | $20,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,800 | $20,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22,904 | $19,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 10,400 | $19,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 12,582 | $18,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 13,450 | $18,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 11,700 | $18,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 15,722 | $18,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,230 | $18,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10,300 | $18,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 12,700 | $17,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 12,067 | $17,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 49,132 | $17,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 12,061 | $16,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,300 | $16,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 10,300 | $16,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 12,520 | $16,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 25,100 | $15,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 13,200 | $14,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 11,402 | $14,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 13,100 | $14,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 11,000 | $13,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 19,800 | $13,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 14,200 | $13,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,500 | $12,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 10,258 | $12,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,327 | $11,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 28,509 | $11,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 29,897 | $11,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 11,000 | $11,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 19,056 | $10,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 13,900 | $10,000 | thousands by filing date | call |
| GEVO INC COM PAR | 374396208 | Stock | 17,006 | $10,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 11,300 | $9,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 12,880 | $8,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,600 | $8,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 12,500 | $7,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 12,400 | $7,000 | thousands by filing date | put |
| GEVO INC COM PAR | 374396208 | Stock | 10,900 | $7,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 10,000 | $5,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 12,100 | $4,000 | thousands by filing date | put |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 13,897 | $4,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,300 | $4,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,791 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542456-16-000005 | superseded | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001542456-16-000007 | this filing | 2016-08-17 | acceptance time not in the bulk data set |