13F-HR filed by Aviance Capital Partners, LLC
Aviance Capital Partners, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-05, with 208 holding rows worth $317,219,000.
- Accession
- 0001542383-20-000002
- Filer
- CIK 1542383
- Filed
- 2020-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 208 entries on the cover page, a total value of $317,219,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,219,000 with VALUE read as thousands by filing date, 13F file number 028-14896. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 126,542 | $32,178,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 118,957 | $21,067,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,153 | $13,946,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 29,802 | $11,191,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 41,737 | $8,117,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 29,890 | $7,879,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 31,782 | $5,301,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 31,122 | $5,014,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,772 | $4,440,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,757 | $4,365,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 20,249 | $4,105,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 64,706 | $4,076,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 104,605 | $3,972,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12,072 | $3,819,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 39,525 | $3,558,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 63,312 | $3,529,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 18,779 | $3,433,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 187,895 | $3,213,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,979 | $3,070,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,961 | $3,011,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,906 | $2,982,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 56,083 | $2,860,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,884 | $2,827,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 11,621 | $2,755,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 25,738 | $2,733,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 10 | $2,720,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,535 | $2,704,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,548 | $2,590,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 46,948 | $2,541,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,870 | $2,329,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,000 | $2,298,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 24,913 | $2,285,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9,214 | $2,211,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 66,498 | $2,170,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 56,363 | $1,938,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,553 | $1,889,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 11,923 | $1,843,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 54,394 | $1,829,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18,413 | $1,829,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,594 | $1,815,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 31,240 | $1,797,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 12,396 | $1,777,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 180,191 | $1,764,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 23,079 | $1,758,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 9,815 | $1,739,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 29,812 | $1,626,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 150,586 | $1,592,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 15,354 | $1,587,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 73,304 | $1,556,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,094 | $1,544,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 13,011 | $1,543,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,631 | $1,531,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,160 | $1,488,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 157,306 | $1,428,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 14,408 | $1,426,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 14,337 | $1,400,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,314 | $1,393,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,619 | $1,392,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 79,977 | $1,345,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 29,013 | $1,322,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 25,196 | $1,314,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 14,527 | $1,298,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 28,161 | $1,288,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,495 | $1,253,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 126,166 | $1,233,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 62,367 | $1,185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 70,122 | $1,184,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 77,708 | $1,166,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11,686 | $1,166,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 75,300 | $1,157,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,834 | $1,145,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 57,769 | $1,123,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 128,900 | $1,106,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 33,830 | $1,077,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 56,945 | $1,073,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 120,531 | $1,067,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 184,688 | $1,064,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,391 | $1,061,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,546 | $1,030,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,511 | $1,022,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 81,373 | $1,019,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 9,391 | $1,001,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 239,073 | $997,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 53,139 | $993,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 84,552 | $979,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,119 | $973,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 179,181 | $959,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 127,992 | $951,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,877 | $918,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 14,442 | $913,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,500 | $888,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,445 | $888,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 11,684 | $882,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 99,487 | $862,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 27,860 | $852,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 8,356 | $844,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,463 | $833,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 56,487 | $832,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 125,409 | $825,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 61,965 | $825,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 64,946 | $820,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,164 | $818,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 19,021 | $809,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 59,756 | $803,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 25,052 | $800,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 44,287 | $783,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 31,431 | $770,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 12,655 | $768,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 46,248 | $765,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 8,883 | $747,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 50,492 | $741,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,965 | $740,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 34,971 | $735,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 17,246 | $727,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 8,055 | $720,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 27,474 | $705,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,575 | $704,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,120 | $671,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,439 | $666,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 43,447 | $666,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 35,802 | $666,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,732 | $651,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,258 | $649,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 33,597 | $647,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,200 | $627,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,519 | $624,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 49,178 | $622,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,000 | $615,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,945 | $602,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 25,423 | $597,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 38,410 | $593,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,855 | $590,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 43,991 | $590,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 8,000 | $575,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,000 | $564,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,300 | $563,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,154 | $556,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 15,000 | $539,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 39,166 | $538,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $524,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,082 | $510,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,511 | $509,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 39,616 | $505,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 52,591 | $503,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 49,519 | $503,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 42,808 | $499,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 38,604 | $490,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,660 | $486,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 9,556 | $482,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,080 | $474,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 43,798 | $462,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,572 | $453,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 74,208 | $453,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 34,909 | $450,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 378 | $440,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,514 | $429,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 32,816 | $429,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 20,889 | $423,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,400 | $421,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,566 | $409,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 50,631 | $404,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,100 | $401,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,241 | $392,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,234 | $382,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 30,136 | $382,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 32,673 | $378,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,115 | $352,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,537 | $351,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32,689 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,070 | $341,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,815 | $340,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,755 | $328,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,300 | $323,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,676 | $323,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 41,495 | $313,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 21,000 | $306,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,610 | $303,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,775 | $302,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,132 | $282,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,655 | $281,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,358 | $273,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 7,087 | $269,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,590 | $260,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,754 | $260,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,343 | $258,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,341 | $256,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,966 | $253,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 25,514 | $252,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,300 | $251,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,214 | $246,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,920 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,775 | $240,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,162 | $224,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,398 | $220,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,520 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,295 | $217,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,500 | $214,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,541 | $213,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 12,000 | $156,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,000 | $155,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,631 | $155,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,516 | $144,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,659 | $135,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,640 | $126,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,861 | $118,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,567 | $74,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,345 | $34,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 14,180 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542383-20-000002 | this filing | 2020-05-05 | acceptance time not in the bulk data set |