13F-HR filed by Aviance Capital Partners, LLC
Aviance Capital Partners, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 205 holding rows worth $295,750,000.
- Accession
- 0001542383-17-000004
- Filer
- CIK 1542383
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 206 entries on the cover page, a total value of $295,750,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,750,000 with VALUE read as thousands by filing date, 13F file number 028-14896. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 165,874 | $25,564,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 121,885 | $24,980,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 37,280 | $9,477,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 41,585 | $7,623,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 85,245 | $6,988,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 31,041 | $5,788,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 43,195 | $4,758,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 122,146 | $4,651,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 16 | $4,396,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 40,692 | $3,886,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,948 | $3,844,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,573 | $3,605,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 142,971 | $3,297,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,221 | $3,136,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 33,765 | $3,072,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 12,011 | $2,913,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,206 | $2,887,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,023 | $2,767,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 237,704 | $2,729,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,645 | $2,673,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 70,709 | $2,524,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,574 | $2,492,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 16,523 | $2,416,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,706 | $2,391,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 16,327 | $2,381,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 59,363 | $2,284,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,393 | $2,272,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,125 | $2,177,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,999 | $2,114,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,840 | $2,065,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 44,680 | $2,031,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,333 | $2,004,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 32,014 | $1,999,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 22,200 | $1,916,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 23,502 | $1,913,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 20,271 | $1,863,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 243,220 | $1,824,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 112,692 | $1,758,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 21,684 | $1,744,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,848 | $1,737,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 65,523 | $1,736,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 39,413 | $1,724,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 39,977 | $1,699,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,927 | $1,689,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 119,423 | $1,676,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 31,279 | $1,669,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 98,326 | $1,668,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 21,242 | $1,652,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 15,657 | $1,649,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,846 | $1,581,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,251 | $1,577,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,116 | $1,573,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 16,982 | $1,539,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 12,052 | $1,488,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,190 | $1,462,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 18,025 | $1,441,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,697 | $1,436,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,726 | $1,388,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 87,850 | $1,374,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,000 | $1,341,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 23,181 | $1,329,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 106,316 | $1,267,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,370 | $1,245,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,318 | $1,241,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 55,376 | $1,225,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,300 | $1,224,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 22,052 | $1,197,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,751 | $1,175,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 94,849 | $1,151,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 34,424 | $1,149,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 25,122 | $1,131,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 43,248 | $1,127,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,160 | $1,100,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 21,635 | $1,089,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,799 | $1,086,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 20,049 | $1,079,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 78,474 | $1,064,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,160 | $1,063,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 21,876 | $1,063,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 23,346 | $1,036,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 77,514 | $1,012,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 54,093 | $1,005,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,879 | $1,001,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,981 | $1,000,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,564 | $997,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15,268 | $985,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,296 | $975,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 13,689 | $973,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 50,284 | $954,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,690 | $945,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 39,564 | $941,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,406 | $937,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 86,342 | $925,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,654 | $911,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 18,500 | $909,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 23,049 | $895,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,492 | $883,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,563 | $853,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 94,513 | $851,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 71,286 | $843,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 21,455 | $829,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 18,658 | $828,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 33,939 | $825,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,575 | $825,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,227 | $817,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 67,724 | $817,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 16,163 | $806,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 8,120 | $806,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 10,500 | $804,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 14,315 | $797,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 5,700 | $795,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,259 | $794,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 85,576 | $792,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,285 | $784,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 7,555 | $779,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 33,677 | $775,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 9,564 | $742,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 8,640 | $731,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 15,936 | $713,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,712 | $700,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,290 | $691,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,100 | $687,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 9,844 | $682,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 14,557 | $665,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 30,103 | $650,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,006 | $623,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 9,097 | $622,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,280 | $621,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 18,342 | $613,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,313 | $608,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 12,957 | $607,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,032 | $604,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 44,166 | $586,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 78,146 | $575,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 23,736 | $574,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 962 | $572,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 8,810 | $560,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 29,695 | $555,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,907 | $545,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,835 | $544,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,999 | $538,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,375 | $529,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 32,355 | $517,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,929 | $516,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 14,761 | $515,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 28,118 | $513,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,743 | $512,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 34,621 | $511,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 17,007 | $508,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 43,013 | $502,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 36,794 | $499,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,290 | $498,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 8,470 | $492,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 36,556 | $491,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 84,597 | $491,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 47,920 | $483,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 16,713 | $482,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 30,520 | $480,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,682 | $473,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,350 | $471,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,000 | $464,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 33,381 | $464,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 38,000 | $463,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,470 | $458,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,104 | $455,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,830 | $450,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,350 | $446,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 460 | $441,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 46,628 | $440,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,320 | $406,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,087 | $383,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 21,501 | $357,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,575 | $355,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 365 | $351,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,070 | $349,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,163 | $331,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,225 | $316,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,530 | $310,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,000 | $307,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,840 | $302,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,000 | $296,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 12,362 | $290,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,538 | $288,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 18,500 | $286,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,100 | $285,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,614 | $276,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,200 | $269,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 30,095 | $250,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,022 | $244,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,275 | $239,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,963 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 4,950 | $231,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,658 | $230,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,464 | $221,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,165 | $220,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,250 | $219,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,152 | $209,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,710 | $209,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,000 | $206,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,000 | $203,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,175 | $202,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,721 | $173,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 20,030 | $154,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,537 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542383-17-000004 | this filing | 2017-11-09 | acceptance time not in the bulk data set |