13F-HR filed by Aviance Capital Partners, LLC
Aviance Capital Partners, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 182 holding rows worth $243,536,000.
- Accession
- 0001542383-15-000004
- Filer
- CIK 1542383
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 182 entries on the cover page, a total value of $243,536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,536,000 with VALUE read as thousands by filing date, 13F file number 028-14896. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLERGAN PLC | G0177J108 | SHS | 124,872 | $33,941,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 106,865 | $13,247,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 27,653 | $5,241,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 33,432 | $5,036,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 52,651 | $4,228,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 27,851 | $3,852,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 27,267 | $3,682,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 76,674 | $3,395,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 51,792 | $3,362,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 32,239 | $3,110,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 23,365 | $3,103,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,470 | $3,096,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,706 | $3,091,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 93,180 | $3,020,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 9,898 | $2,944,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 16,166 | $2,809,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 46,478 | $2,707,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,431 | $2,520,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 26,821 | $2,504,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 264,933 | $2,381,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 18,590 | $2,328,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 91,433 | $2,277,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 15,360 | $2,193,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,677 | $2,124,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 26,972 | $2,088,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 36,555 | $2,079,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 18,515 | $2,003,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,217 | $1,916,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 211,842 | $1,880,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 28,059 | $1,878,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 900 | $1,757,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 15,500 | $1,692,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 39,928 | $1,668,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 131,733 | $1,668,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 47,987 | $1,615,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 86,149 | $1,575,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 14,388 | $1,574,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 13,067 | $1,566,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 33,325 | $1,541,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 15,730 | $1,530,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,715 | $1,519,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 67,749 | $1,516,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 110,452 | $1,491,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 46,951 | $1,479,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 153,793 | $1,476,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,504 | $1,463,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,522 | $1,443,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 24,256 | $1,436,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 22,694 | $1,429,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,000 | $1,395,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 105,748 | $1,341,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 36,114 | $1,304,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 22,108 | $1,285,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 16,114 | $1,268,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 32,059 | $1,267,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,365 | $1,266,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,823 | $1,249,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 32,811 | $1,218,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 43,425 | $1,215,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 5,445 | $1,213,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 25,669 | $1,193,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 6,652 | $1,187,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 63,788 | $1,183,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 96,607 | $1,175,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 155,084 | $1,155,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 20,769 | $1,151,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 89,419 | $1,133,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 21,019 | $1,129,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 76,575 | $1,129,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,080 | $1,120,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 22,684 | $1,116,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,264 | $1,100,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 49,173 | $1,096,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 12,763 | $1,075,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 23,107 | $1,070,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 24,212 | $1,033,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 18,623 | $1,029,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 25,452 | $1,017,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 24,418 | $1,012,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 74,803 | $1,006,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 158,485 | $984,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,101 | $953,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 10,486 | $939,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,051 | $918,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,160 | $901,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 28,823 | $897,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 34,621 | $895,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,405 | $891,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 16,500 | $888,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 72,427 | $888,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 16,635 | $885,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 14,356 | $863,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 91,415 | $849,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,575 | $814,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,413 | $809,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,199 | $808,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,818 | $806,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 19,358 | $801,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,793 | $795,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,665 | $773,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,574 | $769,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 17,955 | $737,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 44,514 | $726,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,395 | $715,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 29,105 | $707,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,034 | $700,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,000 | $682,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 13,850 | $665,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 23,944 | $637,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,060 | $628,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,350 | $625,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,281 | $614,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,400 | $597,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 6,584 | $596,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,400 | $595,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10,000 | $590,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 48,640 | $589,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,500 | $586,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,651 | $565,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,114 | $559,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,505 | $556,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 26,721 | $549,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,335 | $530,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 47,808 | $529,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,837 | $525,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,575 | $498,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,575 | $488,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,128 | $486,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,530 | $485,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,738 | $442,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,575 | $430,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 705 | $429,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 34,457 | $426,000 | thousands by filing date | |
| PUBLIX SUPER MKTS INC RESTRICTED | 744663105 | REIT | 10,075 | $423,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 49,250 | $422,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,877 | $421,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 41,445 | $411,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,800 | $403,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 10,000 | $403,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 16,413 | $400,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,805 | $375,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 33,630 | $363,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,348 | $357,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,000 | $354,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,618 | $349,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,970 | $347,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,785 | $344,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,382 | $344,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,616 | $336,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,400 | $332,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,673 | $325,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 22,000 | $318,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,200 | $311,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,522 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,750 | $301,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 4,750 | $300,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,004 | $292,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,310 | $284,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,678 | $279,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 36,700 | $274,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,477 | $265,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,303 | $252,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,000 | $249,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,825 | $247,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 17,100 | $246,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,100 | $239,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,000 | $235,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,054 | $229,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,650 | $219,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,000 | $212,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 10,000 | $211,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,225 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,873 | $203,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,387 | $201,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 12,860 | $161,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 23,550 | $150,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,395 | $128,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,600 | $99,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 11,100 | $84,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,482 | $58,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 14,254 | $54,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 15,615 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542383-15-000004 | this filing | 2015-11-12 | acceptance time not in the bulk data set |