13F-HR filed by Aviance Capital Partners, LLC
Aviance Capital Partners, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-29, with 218 holding rows worth $236,519,184.
- Accession
- 0001542383-14-000002
- Filer
- CIK 1542383
- Filed
- 2014-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 255 entries on the cover page, a total value of $236,519,184 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,519,184 with VALUE read as dollars, detected, 13F file number 028-14896. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAVIANCE CAPITAL MANAGEMENT, LLC028-14439
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOREST LABS INC | 345838106 | COM | 316,600 | $29,212,682 | dollars, detected | |
| Apple Inc | 037833100 | COM | 17,211 | $9,237,696 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 54,035 | $5,278,139 | dollars, detected | |
| Boeing Company | 097023105 | COM | 40,438 | $5,074,538 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 20,447 | $3,935,843 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 28,830 | $3,555,892 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 43,855 | $3,458,405 | dollars, detected | |
| JAZZ PHARMACEUTICALS PLC | 472147107 | COM | 23,950 | $3,321,386 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,405 | $3,135,787 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 93,769 | $3,011,860 | dollars, detected | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 23,625 | $2,988,563 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 48,962 | $2,967,903 | dollars, detected | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 9,191 | $2,890,515 | dollars, detected | |
| AFLAC INC COM | 001055102 | Stock | 42,313 | $2,667,421 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 26,525 | $2,605,527 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 73,856 | $2,590,132 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,381 | $2,547,014 | dollars, detected | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 187,961 | $2,516,802 | dollars, detected | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 155,600 | $2,399,352 | dollars, detected | |
| PROSHARES | 74347R297 | EXCHANGE TRADED | 35,365 | $2,388,906 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 28,644 | $2,308,677 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 29,640 | $2,218,850 | dollars, detected | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 185,568 | $2,096,918 | dollars, detected | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 206,725 | $2,028,440 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 36,770 | $1,964,253 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 30,943 | $1,914,723 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 26,950 | $1,869,252 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 13,620 | $1,847,689 | dollars, detected | |
| CIGNA CORPORATION | 125509109 | COM | 22,000 | $1,842,060 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 44,770 | $1,831,541 | dollars, detected | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 31,835 | $1,724,820 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,470 | $1,690,675 | dollars, detected | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 900 | $1,686,150 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 33,163 | $1,658,905 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 59,216 | $1,623,117 | dollars, detected | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 28,025 | $1,579,601 | dollars, detected | |
| SanDisk Corporation | 80004C101 | COM | 18,711 | $1,519,146 | dollars, detected | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 112,125 | $1,506,077 | dollars, detected | |
| ALLSTATE CORP COM | 020002101 | Stock | 26,556 | $1,500,493 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 91,890 | $1,451,403 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,800 | $1,444,210 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 18,672 | $1,427,252 | dollars, detected | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 49,050 | $1,378,796 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 30,971 | $1,343,815 | dollars, detected | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 76,100 | $1,337,838 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,072 | $1,331,341 | dollars, detected | |
| SPY | 78462F103 | SHS | 6,991 | $1,307,440 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 7,900 | $1,289,613 | dollars, detected | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 89,850 | $1,277,846 | dollars, detected | |
| 38259p508 | COM | 1,125 | $1,253,824 | dollars, detected | ||
| American Express Company | 025816109 | COM | 13,760 | $1,238,813 | dollars, detected | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 52,325 | $1,182,623 | dollars, detected | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 33,099 | $1,167,419 | dollars, detected | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 71,907 | $1,160,579 | dollars, detected | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 77,751 | $1,137,497 | dollars, detected | |
| SEADRILL ORD | G7945E105 | COM | 32,250 | $1,133,910 | dollars, detected | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 38,510 | $1,080,200 | dollars, detected | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 84,800 | $1,079,504 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 20,583 | $1,057,962 | dollars, detected | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 58,100 | $1,033,599 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,824 | $1,011,871 | dollars, detected | |
| SKYWEST INC COM | 830879102 | Stock | 77,499 | $988,891 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 15,900 | $978,486 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 37,550 | $972,174 | dollars, detected | |
| CASH AMER INTL INC | 14754D100 | COM | 24,871 | $963,002 | dollars, detected | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 26,825 | $949,873 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 16,265 | $946,460 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 11,161 | $931,944 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,921 | $927,391 | dollars, detected | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 11,400 | $907,815 | dollars, detected | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 44,320 | $906,795 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,952 | $906,311 | dollars, detected | |
| HCC INS HLDGS INC | 404132102 | COM | 19,919 | $906,114 | dollars, detected | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,000 | $900,840 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 18,845 | $891,745 | dollars, detected | |
| POLARIS INC COM | 731068102 | Stock | 6,280 | $877,379 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 13,447 | $866,122 | dollars, detected | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 58,204 | $859,091 | dollars, detected | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 32,600 | $842,384 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 63,695 | $837,589 | dollars, detected | |
| ASSURANT INC COM | 04621X108 | Stock | 12,880 | $836,699 | dollars, detected | |
| DEL MONTE CORP ORD | G36738105 | Stock | 30,001 | $827,128 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,650 | $821,051 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,745 | $807,487 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 19,669 | $806,218 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 16,500 | $802,890 | dollars, detected | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 15,213 | $800,052 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 12,600 | $778,680 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 23,143 | $776,695 | dollars, detected | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 36,300 | $773,547 | dollars, detected | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,865 | $773,193 | dollars, detected | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,050 | $770,918 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,515 | $768,233 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 8,150 | $755,994 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 34,382 | $745,403 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 67,525 | $744,349 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,450 | $740,812 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,682 | $738,332 | dollars, detected | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 28,100 | $736,220 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 6,163 | $732,843 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 8,615 | $732,017 | dollars, detected | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,977 | $727,877 | dollars, detected | |
| ITT CORP | 450911201 | COM | 16,950 | $724,782 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 18,541 | $723,645 | dollars, detected | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,399 | $723,368 | dollars, detected | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 11,633 | $714,760 | dollars, detected | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 32,600 | $708,072 | dollars, detected | |
| AGRIUM INC | 008916108 | COM | 7,258 | $707,795 | dollars, detected | |
| VALE S A | 91912E105 | SPONSORED ADS | 50,019 | $691,760 | dollars, detected | |
| Southern Company | 842587107 | COM | 15,593 | $685,135 | dollars, detected | |
| VANGUARD | 92205F106 | Domestic Common | 22,274 | $663,097 | dollars, detected | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,000 | $660,420 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,971 | $659,850 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 9,769 | $654,621 | dollars, detected | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 9,900 | $642,807 | dollars, detected | |
| MOSAIC CO COM | 61945C103 | Stock | 12,482 | $624,100 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,180 | $615,978 | dollars, detected | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 30,270 | $612,362 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,358 | $607,077 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 11,800 | $596,962 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,338 | $590,831 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,801 | $576,899 | dollars, detected | |
| BEST BUY INC COM | 086516101 | Stock | 21,840 | $576,790 | dollars, detected | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,400 | $571,724 | dollars, detected | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 81,265 | $566,417 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 6,761 | $553,523 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 3,775 | $526,990 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 9,274 | $526,779 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,740 | $515,504 | dollars, detected | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,035 | $514,047 | dollars, detected | |
| Covidien Ltd | G2554F105 | SHS | 6,800 | $500,888 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 45,825 | $494,910 | dollars, detected | |
| QUAKER HOUGHTON | 747316107 | COM | 6,275 | $494,658 | dollars, detected | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 22,600 | $492,002 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 6,500 | $485,550 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,800 | $477,630 | dollars, detected | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,000 | $471,360 | dollars, detected | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,245 | $469,428 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 12,112 | $468,256 | dollars, detected | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 30,000 | $467,700 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,885 | $467,132 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,750 | $456,398 | dollars, detected | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,390 | $446,904 | dollars, detected | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 78,392 | $439,779 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 3,900 | $439,608 | dollars, detected | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 28,775 | $438,819 | dollars, detected | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,035 | $425,155 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 33,630 | $418,357 | dollars, detected | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,102 | $409,598 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,000 | $405,280 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,178 | $402,772 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,200 | $401,604 | dollars, detected | |
| LinnCo, LLC | 535782106 | LTD | 14,812 | $400,665 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 4,000 | $392,120 | dollars, detected | |
| Deere & Company | 244199105 | COM | 4,233 | $384,356 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,676 | $383,397 | dollars, detected | |
| WINDSTREAM CORP | 97381W104 | COM | 45,700 | $376,568 | dollars, detected | |
| CUMMINS INC COM | 231021106 | Stock | 2,527 | $376,498 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 2,000 | $375,320 | dollars, detected | |
| Duke Energy | 26441C105 | Common | 5,242 | $373,332 | dollars, detected | |
| ARROW ELECTRS INC | 042735100 | COM | 6,288 | $373,256 | dollars, detected | |
| INGREDION INC COM | 457187102 | Stock | 5,425 | $369,334 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 3,775 | $368,063 | dollars, detected | |
| AVNET INC COM | 053807103 | Stock | 7,854 | $365,450 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,898 | $361,560 | dollars, detected | |
| Danaher Corporation | 235851102 | COM | 4,660 | $349,500 | dollars, detected | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 33,200 | $347,272 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 4,159 | $345,000 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 4,680 | $344,354 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 4,226 | $338,392 | dollars, detected | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 13,753 | $333,634 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 8,904 | $333,268 | dollars, detected | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 3,018 | $318,610 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,945 | $317,795 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,527 | $312,362 | dollars, detected | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,034 | $309,037 | dollars, detected | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,087 | $306,938 | dollars, detected | |
| PUBLIX SUPER MKTS INC RESTRICTED | 744663105 | REIT | 10,075 | $303,761 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 6,149 | $303,044 | dollars, detected | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,571 | $302,678 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,300 | $299,882 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,966 | $289,564 | dollars, detected | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 14,474 | $289,046 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,250 | $282,880 | dollars, detected | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,400 | $282,000 | dollars, detected | |
| CENCORA INC COM | 03073E105 | Stock | 4,184 | $274,429 | dollars, detected | |
| TIFFANY & CO NEW | 886547108 | COM | 3,149 | $271,286 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,972 | $266,729 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,785 | $265,383 | dollars, detected | |
| ST JUDE MED INC | 790849103 | COM | 4,010 | $262,214 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,000 | $260,550 | dollars, detected | |
| ING INTERNATIONAL | 45684Q100 | COM | 27,975 | $256,531 | dollars, detected | |
| BXP INC COM | 101121101 | REIT | 2,100 | $240,513 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 4,987 | $237,240 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,206 | $236,174 | dollars, detected | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 12,169 | $234,016 | dollars, detected | |
| AMDOCS LTD | G02602103 | SHS | 5,000 | $232,300 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,050 | $225,761 | dollars, detected | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,080 | $221,000 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,610 | $220,598 | dollars, detected | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 8,000 | $217,440 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,888 | $214,798 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,953 | $212,632 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 5,457 | $210,134 | dollars, detected | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,475 | $207,145 | dollars, detected | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 11,300 | $196,733 | dollars, detected | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,000 | $172,500 | dollars, detected | |
| BSB BANCORP INC MD | 05573H108 | COM | 10,000 | $171,900 | dollars, detected | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 15,757 | $166,394 | dollars, detected | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 16,000 | $147,200 | dollars, detected | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,000 | $130,700 | dollars, detected | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 12,774 | $106,278 | dollars, detected | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,213 | $88,243 | dollars, detected | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,962 | $60,620 | dollars, detected | |
| HEXAGON COMPOSITES ASA | R32035116 | COM | 10,000 | $58,125 | dollars, detected | |
| TASEKO MINES LTD COM | 876511106 | Stock | 25,000 | $49,250 | dollars, detected | |
| Visualant, Inc. (Restricted) | 928449107 | common | 60,000 | $5,400 | dollars, detected | |
| GLOBAL ENERGY HLDGS GR COM | 37991A100 | COM | 18,800 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542383-14-000002 | this filing | 2014-04-29 | acceptance time not in the bulk data set |