13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-06, with 1,213 holding rows worth $2,380,982,000.
- Accession
- 0001542265-20-000006
- Filer
- CIK 1542265
- Filed
- 2020-10-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,213 entries on the cover page, a total value of $2,380,982,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,380,982,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 75 | $2,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 139 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 55 | $2,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 30 | $2,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 135 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 369 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 181 | $2,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 2,000 | $2,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,000 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189H888 | COAL ETF | 20 | $2,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4 | $1,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 57 | $1,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 24 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 32 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 17 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 11 | $1,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 15 | $1,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 24 | $1,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 38 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 50 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 33 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 17 | $1,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 35 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 11 | $1,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 30 | $1,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 37 | $1,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 128 | $1,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4 | $1,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 4 | $1,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 60 | $1,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 43 | $1,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 87 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 29 | $1,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 119 | $1,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 51 | $1,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 47 | $1,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5 | $1,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 100 | $1,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 11 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 7 | $1,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2 | $1,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 33 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 29 | $1,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 52 | $1,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 4 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 216 | $1,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 58 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 43 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 26 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 100 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 39 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 18 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 22 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 32 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 18 | $1,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 20 | $1,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 80 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 31 | $1,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 520 | $1,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 50 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 35 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 59 | $1,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1 | $1,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 32 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 48 | $1,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 2 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 22 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 20 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 48 | $1,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 33 | $1,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 157 | $1,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3 | $1,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 30 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 192 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 80 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 44 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 59 | $1,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 42 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 150 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 60 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5 | $1,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 18 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 14 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 43 | $1,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 275 | $1,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 15 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 67 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 87 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $1,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 2,174 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 50 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 115 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 10 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 36 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 12 | $1,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 75 | $1,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 109 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 27 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 66 | $1,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 50 | $1,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 222 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 140 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 491 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 125 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 281 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 268 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 88 | $1,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 915 | $1,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,000 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 800 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 40 | $1,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,000 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 40 | $1,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 250 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 2,000 | $1,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 500 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONYFINL | 87165B103 | STOK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPART INC COM | 217204106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERPURE INC CL A | 74624M102 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY INC COM | 876030107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSS STORES INC COM | 778296103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ST JOE CO | 790148100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RALPH LAUREN CORP | 751212101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAUCH CORP | 024061103 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESIGNER BRANDS INC | 250565108 | CL A | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANSYS INC COM | 03662Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL RES INC | 212015101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEENAH PAPER INC | 640079109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 436106108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-20-000006 | this filing | 2020-10-06 | acceptance time not in the bulk data set |