13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-10, with 1,123 holding rows worth $2,193,041,000.
- Accession
- 0001542265-20-000005
- Filer
- CIK 1542265
- Filed
- 2020-07-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,123 entries on the cover page, a total value of $2,193,041,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,193,041,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITI GROUP INC | 91325V108 | COM | 60 | $1,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 18 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 14 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 63 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 43 | $1,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 500 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 67 | $1,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 157 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 50 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 10 | $1,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 12 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 39 | $1,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 75 | $1,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 109 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 27 | $1,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 50 | $1,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 30 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 16 | $1,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 222 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 76 | $1,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 36 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 32 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 491 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 181 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 268 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 88 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 800 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 40 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 516 | $1,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 250 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189H888 | COAL ETF | 20 | $1,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNOX INTL INC COM | 526107107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPART INC COM | 217204106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY INC COM | 876030107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSS STORES INC COM | 778296103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMARK GROUP INC | 65158N102 | CL A | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ST JOE CO | 790148100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RALPH LAUREN CORP | 751212101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANSYS INC COM | 03662Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 786 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL RES INC | 212015101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEENAH PAPER INC | 640079109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 436106108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 258 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-20-000005 | this filing | 2020-07-10 | acceptance time not in the bulk data set |