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13F-HR filed by Gradient Investments LLC

Gradient Investments LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-15, with 1,183 holding rows worth $2,245,454,000.

Accession
0001542265-20-000002
Filed
2020-01-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2019

A holdings report, 1,183 entries on the cover page, a total value of $2,245,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,245,454,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
MOODYS CORP COM615369105Stock5$1,000thousands by filing date
ARCHER DANIELS MIDLAND CO COM039483102Stock26$1,000thousands by filing date
WW GRAINGER INC COM384802104Stock4$1,000thousands by filing date
MACYS INC COM55616P104Stock32$1,000thousands by filing date
POLARIS INC COM731068102Stock13$1,000thousands by filing date
HUNTINGTON INGALLS INDS INC COM446413106Stock4$1,000thousands by filing date
FIDELITY NATL INFORMATION SVCS COM31620M106Stock6$1,000thousands by filing date
ELECTRONIC ARTS INC COM285512109Stock10$1,000thousands by filing date
ROPER TECHNOLOGIES INC COM776696106Stock2$1,000thousands by filing date
LOEWS CORP COM540424108Stock18$1,000thousands by filing date
PRICE T ROWE GROUP INC COM74144T108Stock6$1,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock21$1,000thousands by filing date
NUTRIEN LTD COM67077M108Stock28$1,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock2$1,000thousands by filing date
NVENT ELEC PLC SHSG6700G107Stock29$1,000thousands by filing date
NISOURCE INC COM65473P105Stock40$1,000thousands by filing date
AUTOZONE INC COM053332102Stock1$1,000thousands by filing date
PENSKE AUTOMOTIVE GRP INC COM70959W103Stock27$1,000thousands by filing date
WIX COM LTD SHSM98068105Stock8$1,000thousands by filing date
VULCAN MATLS CO COM929160109Stock9$1,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock11$1,000thousands by filing date
PACCAR INC COM693718108Stock16$1,000thousands by filing date
LAUDER ESTEE COS INC CL A518439104Stock4$1,000thousands by filing date
TYSON FOODS INC CL A902494103Stock6$1,000thousands by filing date
TRANSDIGM GROUP INC COM893641100Stock2$1,000thousands by filing date
DXC TECHNOLOGY CO COM23355L106Stock33$1,000thousands by filing date
ALEXANDRIA REAL ESTATE EQ INC COM015271109REIT4$1,000thousands by filing date
OLD REP INTL CORP COM680223104Stock59$1,000thousands by filing date
NEW YORK LIFE INVESTMENTS ET45409B107NYLI HEDGE MULTI43$1,000thousands by filing date
VANECK ETF TRUST92189F643MRNGSTR WDE MOAT22$1,000thousands by filing date
ISHARES TR MSCI UK ETF NEW46435G334MSCI UK ETF NEW32$1,000thousands by filing date
ISHARES INC MSCI EURZONE ETF464286608MSCI EURZONE ETF18$1,000thousands by filing date
NEBIUS GROUP N.V.N97284108SHS CLASS A20$1,000thousands by filing date
AXCELIS TECHNOLOGIES INC054540208COM NEW31$1,000thousands by filing date
DENTSPLY SIRONA INC24906P109COM14$1,000thousands by filing date
BRIGHTHOUSE FINL INC10922N103COM22$1,000thousands by filing date
NEWMARK GROUP INC65158N102CL A85$1,000thousands by filing date
LEGGETT & PLATT INC524660107COM19$1,000thousands by filing date
SMUCKER J M CO832696405COM NEW9$1,000thousands by filing date
COHEN & STEERS INFRASTRUCTUR19248A109COM24$1,000thousands by filing date
COHU INC192576106COM32$1,000thousands by filing date
COLUMBIA ETF TR II19762B509RESEARCH ENHANCD48$1,000thousands by filing date
CONDUENT INC206787103COM109$1,000thousands by filing date
COPT DEFENSE PROPERTIES22002T108SHS BEN INT26$1,000thousands by filing date
EXCHANGE TRADED CONCEPTS TRU301505707ROBO GLB ETF22$1,000thousands by filing date
KONTOOR BRANDS INC50050N103COM17$1,000thousands by filing date
HELMERICH & PAYNE INC423452101COM18$1,000thousands by filing date
CREDIT SUISSE GROUP-ADR225401108SPONSORED ADR98$1,000thousands by filing date
DESIGNER BRANDS INC250565108CL A82$1,000thousands by filing date
FEDERAL REALTY INVESTMENT TRUS313747206SH BEN INT NEW6$1,000thousands by filing date
BUNGE LTDG16962105COM18$1,000thousands by filing date
FIRST TRUST MLP AND ENERGY INC33739B104COM75$1,000thousands by filing date
LINDE PLCG5494J103SHS7$1,000thousands by filing date
CANON INC-ADR138006309SPONSORED ADR47$1,000thousands by filing date
Whiting Petroleum Corpora966387409COM NEW178$1,000thousands by filing date
UNILEVER N V904784709N Y SHS NEW15$1,000thousands by filing date
AVANOS MED INC05350V106COM43$1,000thousands by filing date
KANSAS CITY SOUTHERN485170302COM NEW4$1,000thousands by filing date
TILRAY INC88688T100COM CL 230$1,000thousands by filing date
ARCONIC INC03965L100COM38$1,000thousands by filing date
AIRCASTLE LTDG0129K104COM36$1,000thousands by filing date
AON PLCG0408V102SHS CL A5$1,000thousands by filing date
ADVISORSHARES TR00768Y495PURE CANNABIS50$1,000thousands by filing date
NATURAL GROCERS BY VITAMIN C63888U108COMMON STOCK115$1,000thousands by filing date
ISHARES TR464287374NORTH AMERN NAT44$1,000thousands by filing date
PROSHARES TR74347B235PSHS SHORT DOW3012$1,000thousands by filing date
SPDR SERIES TRUST78464A789ST STR SP INS39$1,000thousands by filing date
HILLENBRAND INC431571108COM24$1,000thousands by filing date
PEOPLE'S UNITED FINANCIAL INC712704105COM75$1,000thousands by filing date
RENAISSANCE CAP GREENWICH FD759937204IPO ETF30$1,000thousands by filing date
NORTH EUROPEAN OIL RTY TR659310106SH BEN INT222$1,000thousands by filing date
FRONTLINE PLC FG3682E192ORD SHS76$1,000thousands by filing date
NEXTIER OILFIELD SOLUTIONS INC65290C105COMMON STOCK204$1,000thousands by filing date
BRISTOL-MYERS SQUIBB CO110122157RIGHT 99/99/9999281$1,000thousands by filing date
APHRIA INC03765K104COM268$1,000thousands by filing date
ENERPLUS CORP292766102COM100$1,000thousands by filing date
UNITED STS NAT GAS FD LP912318300UNIT PAR88$1,000thousands by filing date
PENNEY J C INC708160106COM1,000$1,000thousands by filing date
AK STEEL HOLDING CORP001547108COM200$1,000thousands by filing date
ASHFORD HOSPITALITY044103109COMMON STOCK252$1,000thousands by filing date
CNS PHARMACEUTICALS INC18978H102COM200$1,000thousands by filing date
MARRONE BIO INNOVATIONS INC57165B106COM800$1,000thousands by filing date
DIREXION SHS ETF TR25460E133DAILY FINL BEAR40$1,000thousands by filing date
National Holdings Corporation636375206COM NEW250$1,000thousands by filing date
GEVO INC374396406COM PAR1$0thousands by filing dateValue filed as zero, left out of ratios.
SBA COMMUNICATIONS CORP CL A78410G104REIT2$0thousands by filing dateValue filed as zero, left out of ratios.
ALCOA CORP COM013872106Stock11$0thousands by filing dateValue filed as zero, left out of ratios.
EDWARDS LIFESCIENCES CORP COM28176E108Stock2$0thousands by filing dateValue filed as zero, left out of ratios.
UNUM GROUP COM91529Y106Stock10$0thousands by filing dateValue filed as zero, left out of ratios.
CHENIERE ENERGY INC COM NEW16411R208Stock4$0thousands by filing dateValue filed as zero, left out of ratios.
EQUIFAX INC COM294429105Stock3$0thousands by filing dateValue filed as zero, left out of ratios.
COPART INC COM217204106Stock2$0thousands by filing dateValue filed as zero, left out of ratios.
RESIDEO TECHNOLOGIES INC COM76118Y104Stock10$0thousands by filing dateValue filed as zero, left out of ratios.
DOLLAR TREE INC COM256746108Stock3$0thousands by filing dateValue filed as zero, left out of ratios.
FOX CORP CL A COM35137L105Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock60$0thousands by filing dateValue filed as zero, left out of ratios.
MAKEMYTRIP LIMITED MAURITIUS SHSV5633W109Stock10$0thousands by filing dateValue filed as zero, left out of ratios.
TARGA RES CORP COM87612G101Stock8$0thousands by filing dateValue filed as zero, left out of ratios.
TWILIO INC CL A90138F102Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
FORTINET INC COM34959E109Stock3$0thousands by filing dateValue filed as zero, left out of ratios.
WEYERHAEUSER CO COM NEW962166104REIT16$0thousands by filing dateValue filed as zero, left out of ratios.
RAYMOND JAMES FINL INC COM754730109Stock4$0thousands by filing dateValue filed as zero, left out of ratios.
TAPESTRY INC COM876030107Stock3$0thousands by filing dateValue filed as zero, left out of ratios.
NEWS CORP NEW CL A65249B109Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
KEURIG DR PEPPER INC COM49271V100Stock13$0thousands by filing dateValue filed as zero, left out of ratios.
MOTOROLA SOLUTIONS INC COM NEW620076307Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
SCIENCE APPLICATIONS INTL CORP COM808625107Stock4$0thousands by filing dateValue filed as zero, left out of ratios.
ROSS STORES INC COM778296103Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
PITNEY BOWES INC COM724479100Stock5$0thousands by filing dateValue filed as zero, left out of ratios.
BAKER HUGHES COMPANY CL A05722G100Stock18$0thousands by filing dateValue filed as zero, left out of ratios.
FRANKLIN RESOURCES INC COM354613101Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
PERRIGO CO PLC SHSG97822103Stock7$0thousands by filing dateValue filed as zero, left out of ratios.
CELANESE CORP DEL COM150870103Stock3$0thousands by filing dateValue filed as zero, left out of ratios.
EXACT SCIENCES CORP COM30063P105Stock2$0thousands by filing dateValue filed as zero, left out of ratios.
MGM RESORTS INTERNATIONAL552953101COM14$0thousands by filing dateValue filed as zero, left out of ratios.
PARAMOUNT GLOBAL92556H206CLASS B COM7$0thousands by filing dateValue filed as zero, left out of ratios.
HECLA MNG CO422704106COM100$0thousands by filing dateValue filed as zero, left out of ratios.
GARRETT MOTION INC366505105COM6$0thousands by filing dateValue filed as zero, left out of ratios.
JEFFERIES FINANCIAL GROUP IN47233W109COM16$0thousands by filing dateValue filed as zero, left out of ratios.
ADIENT PLCG0084W101ORD SHS13$0thousands by filing dateValue filed as zero, left out of ratios.
ADVANSIX INC00773T101COM4$0thousands by filing dateValue filed as zero, left out of ratios.
ST JOE CO790148100COM3$0thousands by filing dateValue filed as zero, left out of ratios.
RALPH LAUREN CORP751212101CL A1$0thousands by filing dateValue filed as zero, left out of ratios.
WYNN RESORTS LTD983134107COM2$0thousands by filing dateValue filed as zero, left out of ratios.
MATTEL INC577081102COM13$0thousands by filing dateValue filed as zero, left out of ratios.
HESS CORP42809H107COM6$0thousands by filing dateValue filed as zero, left out of ratios.
VMWARE, INC.928563402CL A COM3$0thousands by filing dateValue filed as zero, left out of ratios.
ANSYS INC COM03662Q105COM1$0thousands by filing dateValue filed as zero, left out of ratios.
INTERPUBLIC GROUP COS460690100COM19$0thousands by filing dateValue filed as zero, left out of ratios.
NUVEEN REAL ASSET INCOME AND G67074Y105COM20$0thousands by filing dateValue filed as zero, left out of ratios.
SVB FINANCIAL GROUP78486Q101COM1$0thousands by filing dateValue filed as zero, left out of ratios.
APTIV PLCG6095L109SHS5$0thousands by filing dateValue filed as zero, left out of ratios.
TATA MTRS LTD876568502SPONSORED ADR22$0thousands by filing dateValue filed as zero, left out of ratios.
SHAW COMMUNICATIONS INC82028K200CL B CONV24$0thousands by filing dateValue filed as zero, left out of ratios.
UNITI GROUP INC91325V108COM60$0thousands by filing dateValue filed as zero, left out of ratios.
IAC INTERACTIVECORP44919P508COM2$0thousands by filing dateValue filed as zero, left out of ratios.
APACHE CORP037411105COM15$0thousands by filing dateValue filed as zero, left out of ratios.
OUTFRONT MEDIA INC69007J106COM9$0thousands by filing dateValue filed as zero, left out of ratios.
CONTINENTAL RES INC212015101COM10$0thousands by filing dateValue filed as zero, left out of ratios.
CALIFORNIA RES CORP13057Q206COM NEW45$0thousands by filing dateValue filed as zero, left out of ratios.
MICRO FOCUS INTL PLC594837403SPON ADR NEW35$0thousands by filing dateValue filed as zero, left out of ratios.
NATIONAL OILWELL VARCO INC637071101COM19$0thousands by filing dateValue filed as zero, left out of ratios.
PERSPECTA INC715347100COM12$0thousands by filing dateValue filed as zero, left out of ratios.
TIFFANY & CO NEW886547108COM1$0thousands by filing dateValue filed as zero, left out of ratios.
HANCOCK JOHN PREM DIVID FD41013T105COM SH BEN INT6$0thousands by filing dateValue filed as zero, left out of ratios.
LENNAR CORP CL B526057302Stock8$0thousands by filing dateValue filed as zero, left out of ratios.
SENIOR HSG PPTYS TR81721M109SH BEN INT50$0thousands by filing dateValue filed as zero, left out of ratios.
TIVO CORP88870P106COM1$0thousands by filing dateValue filed as zero, left out of ratios.
DONNELLEY FINL SOLUTIONS INC25787G100COM8$0thousands by filing dateValue filed as zero, left out of ratios.
BROOKDALE SR LIVING INC112463104COM10$0thousands by filing dateValue filed as zero, left out of ratios.
TRUBRIDGE INC205306103COM10$0thousands by filing dateValue filed as zero, left out of ratios.
3D SYSTEMS CORP88554D205COMMON STOCK27$0thousands by filing dateValue filed as zero, left out of ratios.
SFL CORP LTDG7738W106COMMON STOCK26$0thousands by filing dateValue filed as zero, left out of ratios.
FOSSIL GROUP INC34988V106COMMON STOCK2$0thousands by filing dateValue filed as zero, left out of ratios.
WISDOMTREE TR97717W125FUTRE STRAT FD10$0thousands by filing dateValue filed as zero, left out of ratios.
VALARIS PLC XXX SHS CL AG9402V109COM25$0thousands by filing dateValue filed as zero, left out of ratios.
CHESEPEAKE ENERGY CORP165167107COM7$0thousands by filing dateValue filed as zero, left out of ratios.
FRONTIER COMMUNICATIONS CORP35906A306COM NEW193$0thousands by filing dateValue filed as zero, left out of ratios.
NEENAH PAPER INC640079109COM5$0thousands by filing dateValue filed as zero, left out of ratios.
HOLLYFRONTIER CORP436106108COM8$0thousands by filing dateValue filed as zero, left out of ratios.
PROSHARES TR74347B201PSHS ULTSH 20YRS17$0thousands by filing dateValue filed as zero, left out of ratios.
DONNELLEY R R & SONS CO257867200COM22$0thousands by filing dateValue filed as zero, left out of ratios.
DIEBOLD NXDF INC253651103COM40$0thousands by filing dateValue filed as zero, left out of ratios.
VITAL ENERGY INC516806106COMMON STOCK3$0thousands by filing dateValue filed as zero, left out of ratios.
NUVEEN67072C105EXCHANGE TRADED48$0thousands by filing dateValue filed as zero, left out of ratios.
AVID BIOSERVICES INC05368M106COM3$0thousands by filing dateValue filed as zero, left out of ratios.
MONEYGRAM INTL INC60935Y208COM NEW32$0thousands by filing dateValue filed as zero, left out of ratios.
INVESCO QQQ TRUST SERIES 174347B268ULTRAPRO SHORT S3$0thousands by filing dateValue filed as zero, left out of ratios.
RITE AID CORP767754872COM16$0thousands by filing dateValue filed as zero, left out of ratios.
AMERICAN INTL GROUP INC026874156*W EXP 01/19/2026$0thousands by filing dateValue filed as zero, left out of ratios.
HEXO CORP428304109COM149$0thousands by filing dateValue filed as zero, left out of ratios.
AVON PRODS INC054303102COM11$0thousands by filing dateValue filed as zero, left out of ratios.
CALUMET SPECIALTY PRODS PART131476103COM120$0thousands by filing dateValue filed as zero, left out of ratios.
NAVIDEA BIOPHARMACEUTICALS INC63937x202COM31$0thousands by filing dateValue filed as zero, left out of ratios.
TENAX THERAPEUTICS INC88032L209COM1$0thousands by filing dateValue filed as zero, left out of ratios.
SONOMA PHARMACEUTICALS INC83558L204COM NEW31$0thousands by filing dateValue filed as zero, left out of ratios.
FITBIT INC33812L102CL A75$0thousands by filing dateValue filed as zero, left out of ratios.
PROSHARES TR74347B748ULTSHT FINLS NEW16$0thousands by filing dateValue filed as zero, left out of ratios.
AXOVANT SCIENCES LTDG0750W203COM12$0thousands by filing dateValue filed as zero, left out of ratios.
DIREXION SHS ETF TR25460E562DAILY TECHNOLOGY1$0thousands by filing dateValue filed as zero, left out of ratios.
NORTHERN LTS FD TR IV66538H575FRMLAFLIO TACT17$0thousands by filing dateValue filed as zero, left out of ratios.
PROSHARES TR74348A319ULTSHT RUSS20006$0thousands by filing dateValue filed as zero, left out of ratios.
PROSHARES TR74348A244ULTSHT REAL EST2$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001542265-20-000002this filing2020-01-15acceptance time not in the bulk data set