13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-17, with 766 holding rows worth $1,141,282,000.
- Accession
- 0001542265-17-000001
- Filer
- CIK 1542265
- Filed
- 2017-01-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 766 entries on the cover page, a total value of $1,141,282,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,141,282,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP NEW | 912909108 | COM | 218 | $7,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 420 | $7,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 161 | $7,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 112 | $7,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 273 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 200 | $7,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 633 | $7,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 55 | $7,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 215 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 155 | $7,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 314 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 76 | $6,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 61 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 61 | $6,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 68 | $6,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 37 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 72 | $6,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100 | $6,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 190 | $6,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 111 | $6,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 60 | $6,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 92 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 143 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 50 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 53 | $6,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 176 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 138 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 107 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 69 | $6,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 28 | $6,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 33 | $6,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 213 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $6,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 100 | $6,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 116 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 105 | $6,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 119 | $6,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 137 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 322 | $6,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 81 | $6,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 115 | $6,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 345 | $6,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 600 | $6,000 | thousands by filing date | |
| VTI | 922908769 | COM | 43 | $5,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 83 | $5,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 89 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 120 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 314 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 82 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 147 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 251 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 110 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 200 | $5,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 112 | $5,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 325 | $5,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 424 | $5,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 152 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 140 | $5,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $5,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 91 | $5,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 880 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 174 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 558 | $5,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 404 | $5,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 129 | $5,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 288 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 255 | $5,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 89 | $4,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 118 | $4,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 34 | $4,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 112 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 200 | $4,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 34 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 84 | $4,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 200 | $4,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 104 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 500 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 379 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 816 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 132 | $4,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 121 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 158 | $4,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 131 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 84 | $4,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 134 | $4,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 363 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 35 | $3,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24 | $3,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 30 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 35 | $3,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 34 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 209 | $3,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 51 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 114 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 89 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 107 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 106 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 44 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 40 | $3,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 200 | $3,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 79 | $3,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 121 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 155 | $3,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 100 | $3,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 186 | $3,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 46 | $2,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 19 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 322 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 54 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 50 | $2,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 33 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 37 | $2,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 111 | $2,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 14 | $2,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 420 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 19 | $2,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 48 | $2,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 106 | $2,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 41 | $2,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 76 | $2,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 41 | $2,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 77 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 18 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 18 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 59 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 109 | $2,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 55 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 76 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 32 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 126 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 101 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 54 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 67 | $2,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 20 | $2,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 39 | $2,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 95 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 44 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 50 | $2,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 83 | $2,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 47 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 105 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 128 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 73 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 141 | $2,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 27 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 98 | $2,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 60 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 89 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 100 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 33 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9 | $1,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10 | $1,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 17 | $1,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8 | $1,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 13 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 18 | $1,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 14 | $1,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 24 | $1,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 20 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 22 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32 | $1,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 12 | $1,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 378 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 23 | $1,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 14 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 18 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 104 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 39 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 18 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 48 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 26 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 93 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 103 | $1,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 121 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 47 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 55 | $1,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 17 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 8 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 50 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 36 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 10 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 24 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 55 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 55 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17 | $1,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 15 | $1,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 13 | $1,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 17 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 654 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 500 | $1,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 20 | $1,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 169 | $1,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 18 | $1,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 55 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 75 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 23 | $1,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 62 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 29 | $1,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 60 | $1,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLA CORP | 482480100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTA SVCS INC | 74762E102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FMC CORP COM NEW | 302491303 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUBRIDGE INC | 205306103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSRA INC | 12650T104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNIPFMC PLC | 30249U101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAKER HUGHES INC | 057224107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-17-000001 | this filing | 2017-01-17 | acceptance time not in the bulk data set |