13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-11, with 728 holding rows worth $1,017,795,000.
- Accession
- 0001542265-16-000010
- Filer
- CIK 1542265
- Filed
- 2016-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 728 entries on the cover page, a total value of $1,017,795,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,017,795,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 939,341 | $204,363,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 703,885 | $56,698,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 2,200,316 | $55,690,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 592,552 | $49,857,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 296,880 | $32,684,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 1,107,940 | $28,707,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,072,725 | $26,014,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 150,302 | $22,380,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 173,732 | $18,374,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 619,153 | $16,333,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 383,940 | $14,448,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 607,233 | $14,094,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 311,281 | $13,562,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 456,057 | $13,362,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 325,408 | $12,640,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 522,055 | $10,830,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 254,515 | $10,771,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 804,343 | $10,207,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 135,293 | $9,553,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 189,895 | $8,978,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 179,316 | $8,934,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 369,194 | $7,927,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,166 | $7,141,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 609,777 | $7,080,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 79,956 | $6,979,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 232,901 | $6,738,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 433,311 | $5,832,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 324,562 | $5,777,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 118,531 | $5,711,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 55,477 | $5,710,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 108,163 | $5,606,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 79,499 | $5,446,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 123,839 | $5,418,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 102,552 | $5,341,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 105,997 | $5,175,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 30,739 | $5,128,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 76,163 | $5,126,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 161,447 | $5,121,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 105,544 | $5,064,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 117,817 | $5,056,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 46,102 | $5,042,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 28,533 | $5,028,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 63,540 | $5,027,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,212 | $4,986,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 55,178 | $4,971,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 49,459 | $4,935,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 73,313 | $4,882,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 115,620 | $4,876,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 83,964 | $4,859,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 173,622 | $4,806,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 134,679 | $4,774,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 252,660 | $4,768,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 88,576 | $4,749,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 149,243 | $4,741,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 139,576 | $4,727,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 50,002 | $4,711,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 46,054 | $4,679,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 87,692 | $4,648,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 73,320 | $4,624,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 73,081 | $4,621,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 22,281 | $4,612,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 97,593 | $4,601,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 12,605 | $4,569,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 50,303 | $4,562,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 439,702 | $4,529,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 57,022 | $4,528,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 182,364 | $4,521,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 64,379 | $4,422,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 247,936 | $4,369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 121,729 | $4,366,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 93,475 | $4,349,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 191,336 | $4,299,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 72,516 | $4,295,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 273,244 | $4,295,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 313,299 | $4,283,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 96,591 | $4,277,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 385,871 | $4,268,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 354,741 | $4,186,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 193,285 | $4,136,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 951,067 | $3,956,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 50,352 | $3,899,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 147,007 | $3,628,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 136,134 | $3,367,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 139,455 | $2,973,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,581 | $2,505,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,386 | $2,035,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 78,960 | $1,918,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 36,012 | $1,859,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,480 | $1,685,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 74,113 | $1,681,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 63,375 | $1,507,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 31,561 | $1,434,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 43,803 | $1,131,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 41,463 | $1,030,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,308 | $992,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,083 | $979,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,660 | $976,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 19,042 | $954,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 15,926 | $855,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,047 | $842,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 45,937 | $836,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 20,650 | $786,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 11,245 | $780,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,865 | $748,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,864 | $736,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 15,060 | $736,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 21,596 | $724,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 40,165 | $719,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,421 | $718,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 18,718 | $701,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 16,809 | $683,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,770 | $669,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 30,508 | $662,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 80,790 | $659,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 94,175 | $653,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,701 | $646,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,183 | $644,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,298 | $631,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,382 | $610,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 9,014 | $604,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,128 | $593,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,201 | $544,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,411 | $535,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,006 | $530,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,673 | $454,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 58,130 | $447,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 22,718 | $438,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,719 | $432,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 541 | $421,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,423 | $419,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 7,311 | $417,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 30,216 | $409,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,343 | $403,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 44,576 | $394,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 9,309 | $386,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,999 | $384,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,713 | $373,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 6,603 | $357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,462 | $356,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,269 | $355,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,219 | $354,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,537 | $349,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,255 | $349,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,037 | $348,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,440 | $348,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,432 | $345,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 4,037 | $341,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 14,380 | $340,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 8,761 | $339,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 13,503 | $338,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,915 | $333,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,585 | $327,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,123 | $326,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 42,591 | $326,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,469 | $325,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 11,370 | $325,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 5,268 | $316,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 13,269 | $315,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,130 | $314,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,501 | $311,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,081 | $299,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,210 | $298,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,963 | $295,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 15,887 | $288,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,286 | $287,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,212 | $284,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 25,285 | $282,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,450 | $276,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,211 | $271,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,962 | $266,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,068 | $260,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,118 | $260,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,385 | $257,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,216 | $252,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 278 | $233,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,791 | $230,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,059 | $224,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,176 | $209,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,358 | $196,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,969 | $196,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 8,858 | $191,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,609 | $187,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,631 | $182,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 21,259 | $176,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,240 | $170,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,430 | $167,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,719 | $161,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,695 | $159,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 7,765 | $151,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,193 | $145,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,806 | $143,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,769 | $142,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,669 | $141,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 6,597 | $136,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,200 | $135,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,991 | $134,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,063 | $131,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,259 | $129,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,073 | $129,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,732 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 3,267 | $123,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 5,499 | $121,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,000 | $119,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 6,702 | $118,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,265 | $111,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,026 | $109,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,362 | $109,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 346 | $108,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 837 | $107,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,152 | $105,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 824 | $102,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,296 | $97,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,568 | $97,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,471 | $94,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,990 | $92,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,368 | $91,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,792 | $88,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 776 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 760 | $86,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,255 | $86,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,500 | $86,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 41,535 | $86,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 287 | $79,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,057 | $78,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 798 | $77,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,313 | $76,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 846 | $75,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 538 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 924 | $75,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,773 | $74,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,587 | $74,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,714 | $73,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 832 | $72,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 867 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 819 | $70,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 4,851 | $70,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 665 | $69,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 587 | $68,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 847 | $68,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 241 | $68,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 576 | $68,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 7,875 | $68,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,292 | $67,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 681 | $66,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,056 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 740 | $65,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,016 | $65,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,406 | $61,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,134 | $61,000 | thousands by filing date | |
| IJH | 464287507 | COM | 380 | $59,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,088 | $58,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,748 | $57,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 3,649 | $57,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 2,000 | $57,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,416 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 535 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 5,312 | $56,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 3,082 | $54,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 974 | $53,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,033 | $52,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 9,820 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,862 | $52,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 713 | $51,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 429 | $50,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 512 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,356 | $50,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,568 | $48,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,300 | $47,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 3,094 | $46,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,318 | $45,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,722 | $44,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 833 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,105 | $42,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 339 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 855 | $38,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,070 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 5,229 | $38,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 459 | $37,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 320 | $37,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 402 | $37,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 238 | $36,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 500 | $36,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,746 | $36,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 593 | $36,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,256 | $36,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 3,497 | $36,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 950 | $36,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 2,763 | $36,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 539 | $35,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 490 | $35,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 318 | $35,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,000 | $35,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,067 | $35,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 2,220 | $35,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 520 | $35,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,056 | $35,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 2,686 | $35,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 856 | $34,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,037 | $33,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 296 | $33,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 376 | $33,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 437 | $33,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 428 | $33,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 718 | $32,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 460 | $32,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 936 | $31,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 750 | $31,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 343 | $30,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,500 | $30,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,000 | $30,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 603 | $29,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 364 | $29,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 400 | $29,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,051 | $29,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,096 | $29,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 280 | $28,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 353 | $28,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 440 | $28,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,250 | $28,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,520 | $27,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 202 | $27,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 915 | $27,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 350 | $26,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 692 | $26,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 407 | $26,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,600 | $26,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 513 | $26,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 288 | $25,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 232 | $25,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 713 | $25,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,446 | $25,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,070 | $25,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,006 | $25,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 380 | $24,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 823 | $24,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,076 | $24,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,324 | $23,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 345 | $23,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 829 | $23,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 121 | $22,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 249 | $22,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 809 | $22,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 453 | $21,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 807 | $21,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 107 | $21,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 123 | $21,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 600 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 450 | $21,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 500 | $21,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,646 | $21,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 223 | $20,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 154 | $20,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 316 | $20,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 394 | $19,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 352 | $19,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 380 | $19,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 832 | $19,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 850 | $19,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $19,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,334 | $19,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 569 | $19,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 401 | $18,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 226 | $18,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 115 | $18,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 433 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 133 | $18,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,610 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 253 | $18,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 487 | $18,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 300 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 624 | $18,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 356 | $17,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 600 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 410 | $17,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 530 | $17,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 442 | $17,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,116 | $17,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4,495 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 617 | $17,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 137 | $16,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 348 | $16,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 121 | $16,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 193 | $16,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,500 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 534 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 687 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 327 | $16,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 200 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 121 | $16,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 457 | $15,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 117 | $15,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 408 | $15,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 125 | $15,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 276 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 155 | $15,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 404 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,144 | $15,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 488 | $15,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,230 | $15,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 1,700 | $15,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 206 | $14,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 550 | $14,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 140 | $14,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,280 | $14,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 130 | $14,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,374 | $14,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,065 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 450 | $14,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 102 | $14,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 210 | $13,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 158 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 103 | $13,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 235 | $13,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 132 | $13,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 850 | $13,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 418 | $13,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 850 | $13,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,000 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 367 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 500 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 135 | $12,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 270 | $12,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 66 | $12,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 303 | $12,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 190 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 203 | $12,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 50 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 362 | $12,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 730 | $12,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 139 | $12,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 120 | $12,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 846 | $12,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 94 | $11,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 261 | $11,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 25 | $11,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 95 | $11,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 200 | $11,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 107 | $11,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 215 | $11,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 303 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 267 | $11,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 740 | $11,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 200 | $11,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 103 | $10,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 81 | $10,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 73 | $10,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 107 | $10,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 272 | $10,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 97 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 98 | $10,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 300 | $10,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 96 | $10,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 60 | $10,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 77 | $10,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,219 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 94 | $10,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 566 | $10,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 164 | $10,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 133 | $10,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 150 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 116 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 165 | $10,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 100 | $9,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 123 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 172 | $9,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 420 | $9,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,000 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 900 | $9,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 131 | $9,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 326 | $9,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 110 | $8,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 63 | $8,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 105 | $8,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 60 | $8,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 62 | $8,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 189 | $8,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 104 | $8,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 190 | $8,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 120 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 200 | $8,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 161 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 235 | $8,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 250 | $8,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 147 | $8,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 82 | $8,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 102 | $8,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 117 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 550 | $8,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 478 | $8,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 90 | $8,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 227 | $7,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 177 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 314 | $7,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 495 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 213 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-16-000010 | this filing | 2016-10-11 | acceptance time not in the bulk data set |