13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-13, with 760 holding rows worth $810,240,000.
- Accession
- 0001542265-16-000008
- Filer
- CIK 1542265
- Filed
- 2016-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 760 entries on the cover page, a total value of $810,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $810,240,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAIN STR CAP CORP | 56035L104 | COM | 176 | $6,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 213 | $6,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 75 | $6,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 213 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 114 | $6,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 112 | $6,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 110 | $6,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 100 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 185 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 5 | $6,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 149 | $6,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 158 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 75 | $6,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 200 | $6,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 175 | $6,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $6,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 298 | $6,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 77 | $5,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 50 | $5,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 61 | $5,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 58 | $5,000 | thousands by filing date | |
| VTI | 922908769 | COM | 51 | $5,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 89 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 77 | $5,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 44 | $5,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 72 | $5,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 40 | $5,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 407 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 143 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 75 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 69 | $5,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 50 | $5,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 94 | $5,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 350 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 379 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 349 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 322 | $5,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 280 | $5,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 535 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 234 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 101 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 152 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 750 | $5,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 50 | $5,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 880 | $5,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 87 | $5,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 125 | $5,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 131 | $5,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 402 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 155 | $5,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 375 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 215 | $5,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 44 | $4,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 100 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $4,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 100 | $4,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 25 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 82 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 147 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 251 | $4,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 200 | $4,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 104 | $4,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 123 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 138 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 107 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 81 | $4,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 79 | $4,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 20 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 85 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 140 | $4,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 434 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 158 | $4,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 105 | $4,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 250 | $4,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 129 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 288 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 152 | $4,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 242 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 35 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 105 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 59 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 204 | $3,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 112 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 359 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 59 | $3,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 86 | $3,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 131 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 154 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 203 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 46 | $3,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 45 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 106 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 44 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 40 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 424 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 123 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 150 | $3,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 276 | $3,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 100 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $3,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 729 | $3,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 76 | $3,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 115 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 20 | $2,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 33 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 50 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 200 | $2,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 150 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 34 | $2,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 18 | $2,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 51 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 89 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 109 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 25 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 293 | $2,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 100 | $2,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 100 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 123 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100 | $2,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 30 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 30 | $2,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 200 | $2,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 207 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 62 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 337 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 425 | $2,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 404 | $2,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,655 | $2,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 50 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 98 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 100 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 23 | $2,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 186 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 17 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 8 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 13 | $1,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7 | $1,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 53 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 25 | $1,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 24 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 36 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 21 | $1,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 21 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 15 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8 | $1,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15 | $1,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 15 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 30 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 9 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 18 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 53 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11 | $1,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 32 | $1,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 80 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 570 | $1,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 19 | $1,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 20 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4 | $1,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 55 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 26 | $1,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 15 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 32 | $1,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 28 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 7 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 18 | $1,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 121 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 47 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 18 | $1,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 18 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 8 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 36 | $1,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 44 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 20 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 24 | $1,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 39 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17 | $1,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 15 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 33 | $1,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 13 | $1,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 17 | $1,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 110 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 80 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 4 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 40 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 98 | $1,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 60 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 40 | $1,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 110 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 100 | $1,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 84 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 29 | $1,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 50 | $1,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 55 | $1,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 50 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 739 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 75 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 166 | $1,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 62 | $1,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 60 | $1,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WADDELL & REED FINL INC | 930059100 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATWOOD OCEANICS INC | 050095108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LinnCo, LLC | 535782106 | LTD | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-16-000008 | this filing | 2016-04-13 | acceptance time not in the bulk data set |