13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-14, with 655 holding rows worth $704,662,000.
- Accession
- 0001542265-15-000005
- Filer
- CIK 1542265
- Filed
- 2015-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 655 entries on the cover page, a total value of $704,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $704,662,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RANDGOLD RES LTD | 752344309 | ADR | 50 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 717 | $3,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,655 | $3,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,680 | $3,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 10,000 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 350 | $3,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,000 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 50 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 34 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 143 | $2,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 51 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 47 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21 | $2,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 55 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 33 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31 | $2,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 50 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 123 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100 | $2,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 30 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 110 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 337 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 40 | $2,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 60 | $2,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 990 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 17 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 52 | $1,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 33 | $1,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 10 | $1,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 24 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 36 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17 | $1,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11 | $1,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 38 | $1,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 35 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6 | $1,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 94 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 65 | $1,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 19 | $1,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 20 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 26 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 42 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 47 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20 | $1,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 38 | $1,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 69 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 50 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 36 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 36 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 44 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 24 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17 | $1,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 13 | $1,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 17 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 20 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 171 | $1,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 218 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 4 | $1,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 42 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 40 | $1,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 18 | $1,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 16 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 63 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 40 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 63 | $1,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 141 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,000 | $1,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 55 | $1,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 142 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 400 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,000 | $1,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 334 | $1,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 60 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Danaher Corporation | 235851102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONYFINL | 87165B103 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TR CORP COM | 665859104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLINS INC COM | 775711104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARAMARK COM | 03852U106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M & T BK CORP COM | 55261F104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLY FINL INC COM | 02005N100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPLUNK INC | 848637104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WADDELL & REED FINL INC | 930059100 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUBRIDGE INC | 205306103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CA INC COM | 12673P105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTRUST BANKS INC | 867914103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FELCOR LODGING TR INC | 31430F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA INC | 013817101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-15-000005 | this filing | 2015-10-14 | acceptance time not in the bulk data set |