13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-10, with 676 holding rows worth $669,143,000.
- Accession
- 0001542265-15-000003
- Filer
- CIK 1542265
- Filed
- 2015-04-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 676 entries on the cover page, a total value of $669,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $669,143,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 100 | $4,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 990 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 31 | $3,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 38 | $3,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 33 | $3,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 15 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $3,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 37 | $3,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 30 | $3,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 41 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 359 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 48 | $3,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 250 | $3,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 20 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 52 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 400 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 80 | $3,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 37 | $3,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $3,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100 | $3,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 60 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 62 | $3,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 50 | $3,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 24 | $3,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 337 | $3,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 100 | $3,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 57 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,000 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10 | $2,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 23 | $2,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 16 | $2,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35 | $2,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 38 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 35 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 26 | $2,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 16 | $2,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 51 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 47 | $2,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 32 | $2,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 227 | $2,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 47 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 270 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 168 | $2,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 50 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 55 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 91 | $2,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 115 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 44 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 35 | $2,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 26 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 185 | $2,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 110 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 63 | $2,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 242 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 63 | $2,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 141 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 310 | $2,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 285 | $2,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 275 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 28 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 69 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11 | $1,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 23 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 7 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5 | $1,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 20 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12 | $1,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 24 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13 | $1,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 20 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17 | $1,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 75 | $1,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 25 | $1,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 65 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 155 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 35 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 23 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 190 | $1,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 19 | $1,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 20 | $1,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 26 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 42 | $1,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 90 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 45 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 24 | $1,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 14 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21 | $1,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 34 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 36 | $1,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 106 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 24 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 24 | $1,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 17 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 26 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 100 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 25 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 4 | $1,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 14 | $1,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 14 | $1,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 5,000 | $1,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 18 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 63 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 990 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 404 | $1,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 75 | $1,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 55 | $1,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 2,000 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 121 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 35 | $1,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 85 | $1,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 60 | $1,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434V548 | EXCHANGE TRADED | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565100 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-15-000003 | this filing | 2015-04-10 | acceptance time not in the bulk data set |