13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-14, with 507 holding rows worth $553,146,000.
- Accession
- 0001542265-14-000005
- Filer
- CIK 1542265
- Filed
- 2014-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 507 entries on the cover page, a total value of $553,146,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $553,146,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF | 921937835 | SHS | 399,174 | $32,704,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 972,682 | $23,617,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 220,159 | $21,943,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 815,712 | $21,731,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 765,436 | $20,238,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 184,241 | $19,918,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 98,977 | $19,623,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 184,677 | $19,443,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 703,806 | $18,827,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 228,891 | $17,412,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 626,587 | $15,019,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 296,020 | $14,576,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 294,667 | $10,973,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 857,401 | $9,517,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 48,302 | $9,516,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 299,819 | $8,896,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 167,641 | $7,432,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 143,572 | $6,963,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 81,926 | $6,903,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 536,394 | $6,276,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 143,624 | $6,127,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 36,941 | $4,039,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 24,573 | $3,891,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20,938 | $3,827,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 105,725 | $3,726,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 158,278 | $3,602,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 69,942 | $3,213,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 76,324 | $3,172,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 67,744 | $3,141,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 134,600 | $3,097,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 61,699 | $3,084,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 53,277 | $3,077,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 28,485 | $3,036,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 73,028 | $2,986,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 118,300 | $2,978,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 50,216 | $2,977,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 24,898 | $2,971,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 49,171 | $2,962,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 66,191 | $2,926,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 61,401 | $2,918,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 269,355 | $2,904,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 37,884 | $2,899,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 34,445 | $2,884,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 48,932 | $2,880,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 96,441 | $2,852,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 50,254 | $2,847,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 279,711 | $2,831,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 82,861 | $2,821,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 74,066 | $2,811,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 56,828 | $2,807,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 197,197 | $2,802,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 58,591 | $2,797,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 113,561 | $2,779,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 108,410 | $2,777,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 50,062 | $2,774,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 89,663 | $2,773,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 90,665 | $2,756,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 75,607 | $2,753,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 83,631 | $2,746,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 79,455 | $2,716,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 65,510 | $2,699,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 78,683 | $2,690,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 69,065 | $2,687,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 74,612 | $2,657,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 29,830 | $2,655,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 65,890 | $2,616,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 73,742 | $2,605,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 81,346 | $2,598,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 156,826 | $2,583,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 172,661 | $2,554,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 46,130 | $2,537,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 57,149 | $2,537,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 196,860 | $2,522,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 60,462 | $2,498,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 55,804 | $2,136,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 76,763 | $2,054,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 50,997 | $2,015,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 89,968 | $2,008,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 174,401 | $1,979,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 142,037 | $1,926,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 93,670 | $1,918,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 127,896 | $1,901,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 165,335 | $1,882,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 77,310 | $1,844,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 93,315 | $1,829,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 155,376 | $1,826,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 59,842 | $1,791,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 48,061 | $1,759,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 59,224 | $1,511,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 37,236 | $1,496,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 55,387 | $1,465,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 29,049 | $1,456,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 76,998 | $1,335,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 68,656 | $1,316,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 70,447 | $1,249,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 49,222 | $1,230,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,200 | $1,229,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 45,598 | $1,217,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 39,485 | $1,216,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,330 | $1,160,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16,130 | $1,121,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 27,203 | $1,001,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 21,862 | $975,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 8,791 | $926,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 10,236 | $918,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,700 | $775,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 14,677 | $721,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 6,939 | $686,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 26,590 | $683,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 5,611 | $663,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 33,781 | $637,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 44,745 | $630,000 | thousands by filing date | |
| 38259p508 | COM | 1,060 | $624,000 | thousands by filing date | ||
| MERCADOLIBREINC | 58733R102 | STOK | 5,636 | $612,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,059 | $611,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,095 | $605,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,955 | $586,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,607 | $570,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 8,198 | $564,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 20,380 | $547,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,555 | $545,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,848 | $540,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,459 | $531,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 21,797 | $530,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 37,422 | $524,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 65,124 | $524,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,936 | $523,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,835 | $519,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,191 | $519,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,517 | $518,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,168 | $514,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 16,802 | $513,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,775 | $513,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,558 | $506,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 9,385 | $506,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 11,785 | $497,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,996 | $492,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,820 | $487,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 415 | $481,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 6,650 | $451,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,787 | $441,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 19,847 | $420,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,528 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,611 | $399,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 40,049 | $384,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 26,101 | $329,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,437 | $315,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,010 | $292,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 4,839 | $287,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,311 | $240,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,085 | $234,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,279 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,489 | $229,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,747 | $209,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,776 | $208,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $207,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,901 | $206,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 8,640 | $182,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 2,841 | $180,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,607 | $176,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,200 | $176,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,454 | $169,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 876 | $166,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,144 | $166,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,732 | $161,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,154 | $158,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 2,355 | $153,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,912 | $134,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 5,483 | $134,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 5,427 | $130,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,984 | $127,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 358 | $118,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,114 | $114,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 1,501 | $113,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,139 | $111,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 10,000 | $100,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 6,702 | $96,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,806 | $96,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,720 | $93,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,205 | $92,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,766 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,159 | $86,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 3,955 | $86,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,088 | $84,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,121 | $83,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 660 | $83,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,253 | $78,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,189 | $77,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 500 | $69,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 855 | $68,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 618 | $67,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,600 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 478 | $67,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 722 | $67,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,134 | $67,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,603 | $64,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 250 | $62,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 750 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,186 | $59,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 585 | $58,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 216 | $56,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 793 | $55,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,150 | $55,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,530 | $55,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 4,851 | $54,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 2,250 | $54,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 9,820 | $54,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,408 | $53,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 2,005 | $53,000 | thousands by filing date | |
| IJH | 464287507 | COM | 380 | $52,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 8,000 | $52,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,279 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 432 | $50,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 3,082 | $49,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,093 | $48,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 662 | $48,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 373 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,419 | $48,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 518 | $47,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,249 | $47,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 4,035 | $47,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 411 | $46,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,070 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 535 | $45,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,169 | $43,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 504 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 600 | $42,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,175 | $42,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 679 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 352 | $41,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 421 | $40,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,035 | $40,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 420 | $37,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 718 | $37,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 321 | $35,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 345 | $35,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 429 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 750 | $35,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,241 | $35,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 793 | $35,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,984 | $34,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 394 | $34,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,300 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,519 | $33,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 2,000 | $33,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,149 | $32,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,070 | $32,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 354 | $31,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,056 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,400 | $30,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,970 | $29,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,896 | $29,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 368 | $28,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 340 | $28,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 450 | $28,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,096 | $28,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 521 | $27,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 823 | $27,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 347 | $25,000 | thousands by filing date | |
| VTI | 922908769 | COM | 243 | $25,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 360 | $25,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 535 | $25,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 377 | $24,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,201 | $24,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 601 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 201 | $24,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 500 | $23,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 2,184 | $23,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 229 | $22,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 400 | $22,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 600 | $22,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 213 | $22,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 286 | $22,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 643 | $21,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 165 | $21,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 200 | $21,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 206 | $20,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 141 | $20,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,610 | $20,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 850 | $20,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 200 | $19,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 302 | $19,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 2,549 | $19,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 145 | $18,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 238 | $18,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 536 | $18,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 425 | $18,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 474 | $18,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 400 | $18,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,507 | $18,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 300 | $17,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 400 | $17,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 722 | $17,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 168 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,002 | $16,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 217 | $16,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 915 | $16,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 177 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,810 | $15,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 200 | $15,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 300 | $14,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 125 | $14,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 463 | $14,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 250 | $14,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 232 | $14,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 450 | $14,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,273 | $14,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 650 | $14,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 460 | $14,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 206 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 155 | $13,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 140 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 190 | $13,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,063 | $13,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 254 | $13,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 233 | $12,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 190 | $12,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,780 | $12,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 190 | $12,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 535 | $12,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 200 | $11,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 200 | $11,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100 | $11,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,031 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 570 | $11,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 236 | $10,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 200 | $10,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 103 | $10,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 25 | $10,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 424 | $10,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 321 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 100 | $10,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 115 | $9,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 500 | $9,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 259 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 152 | $9,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 200 | $9,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200 | $9,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 213 | $9,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 250 | $9,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 488 | $9,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 213 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 155 | $9,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 243 | $8,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 75 | $8,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 160 | $8,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 235 | $8,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 104 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 200 | $8,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 56 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 246 | $8,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 225 | $8,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 102 | $8,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 119 | $8,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 435 | $8,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 452 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 230 | $8,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 300 | $7,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 130 | $7,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 337 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 77 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 213 | $7,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,000 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,250 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 750 | $7,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 880 | $7,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 200 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 300 | $6,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 317 | $6,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 60 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100 | $6,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 110 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 480 | $6,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 104 | $6,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 325 | $5,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 80 | $5,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 215 | $5,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 359 | $4,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 18 | $4,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 200 | $4,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 60 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 263 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 662 | $4,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 79 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 288 | $4,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,000 | $4,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 990 | $4,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 41 | $3,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 62 | $3,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 250 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 52 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 42 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 400 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 80 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31 | $3,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100 | $3,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 50 | $3,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 100 | $3,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 35 | $3,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 100 | $3,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17 | $2,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 23 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13 | $2,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 25 | $2,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 26 | $2,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 51 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 47 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 12 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 200 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 44 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 37 | $2,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 30 | $2,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 26 | $2,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 337 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 100 | $2,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 5,000 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,680 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 25 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 19 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 32 | $1,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7 | $1,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 20 | $1,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 16 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 16 | $1,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 25 | $1,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12 | $1,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 53 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 65 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 35 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9 | $1,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 19 | $1,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 26 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 22 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 42 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 24 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 14 | $1,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 10 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 36 | $1,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 24 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 24 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17 | $1,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 17 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21 | $1,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 22 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 4 | $1,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 14 | $1,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 6 | $1,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 14 | $1,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 20 | $1,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 18 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 60 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 60 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 195 | $1,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 14 | $1,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 55 | $1,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 60 | $1,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-14-000005 | this filing | 2014-10-14 | acceptance time not in the bulk data set |