13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-11, with 545 holding rows worth $432,071,000.
- Accession
- 0001542265-14-000003
- Filer
- CIK 1542265
- Filed
- 2014-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 554 entries on the cover page, a total value of $432,071,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $432,071,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPRINT CORP | 85207U105 | COM SER 1 | 66 | $1,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 35 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21 | $1,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 66 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 18 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 5 | $1,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 14 | $1,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 6 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 60 | $1,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 18 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 60 | $1,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 26 | $1,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 1,000 | $1,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 60 | $1,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 55 | $1,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIRECTV | 25490A309 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOSPIRA INC | 441060100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGILITY HLDGS INC | 29285W104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STILLWATER MINING CO | 86074Q102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERGE HEALTHCARE INC | 589499102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABRX INC | 19422J108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-14-000003 | this filing | 2014-04-11 | acceptance time not in the bulk data set |