13F-HR filed by Gradient Investments LLC
Gradient Investments LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-13, with 586 holding rows worth $375,977,000.
- Accession
- 0001542265-14-000001
- Filer
- CIK 1542265
- Filed
- 2014-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 586 entries on the cover page, a total value of $375,977,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,977,000 with VALUE read as thousands by filing date, 13F file number 028-14840. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOLIDATED EDISON INC | 209115104 | COM | 32 | $2,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 198 | $2,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 34 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 39 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32 | $2,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 65 | $2,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 51 | $2,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 17 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 52 | $2,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 27 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 73 | $2,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 77 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 12 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 28 | $2,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 30 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 28 | $2,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 16 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 103 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 80 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 25 | $2,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 34 | $2,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 34 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 44 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 102 | $2,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 200 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 400 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 32 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 337 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 60 | $2,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 1,500 | $2,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 150 | $2,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 100 | $2,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6 | $1,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 52 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 23 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 13 | $1,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 32 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 26 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 80 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 65 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 14 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 71 | $1,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 150 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 31 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 27 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 42 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 42 | $1,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 17 | $1,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 33 | $1,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 29 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 60 | $1,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 18 | $1,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 125 | $1,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 18 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 65 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 35 | $1,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 60 | $1,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOSPIRA INC | 441060100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Brigus Gold Corp | 109490102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINES MGMT INC | 603432105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABRX INC | 19422J108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001542265-14-000001 | this filing | 2014-01-13 | acceptance time not in the bulk data set |