13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-06, with 743 holding rows worth $1,685,203,000.
- Accession
- 0001541625-21-000003
- Filer
- CIK 1541625
- Filed
- 2021-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 743 entries on the cover page, a total value of $1,685,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,685,203,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,752 | $471,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 48,940 | $469,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 51,413 | $467,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,597 | $466,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,474 | $464,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 11,869 | $463,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 11,366 | $462,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,388 | $461,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 141,731 | $461,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,801 | $460,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 903 | $458,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,453 | $458,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 8,737 | $458,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,652 | $457,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,998 | $457,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 28,901 | $455,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 14,204 | $454,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,823 | $451,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,595 | $449,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,214 | $448,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 12,251 | $447,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 25,937 | $447,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 20,504 | $446,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,232 | $443,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,138 | $440,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 4,384 | $439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 43,336 | $438,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 2,100 | $435,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 18,664 | $435,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,274 | $432,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,825 | $431,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 7,219 | $428,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,328 | $425,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 20,703 | $424,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,053 | $424,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,373 | $422,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 12,123 | $420,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 7,863 | $419,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 26,400 | $419,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,287 | $417,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,708 | $416,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,173 | $415,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,079 | $413,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,634 | $406,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,084 | $405,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,149 | $404,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,422 | $402,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,056 | $401,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 8,745 | $401,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 32,415 | $401,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,388 | $396,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,998 | $393,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 20,075 | $393,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,444 | $391,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $386,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 23,724 | $384,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 8,517 | $381,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,824 | $377,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 16,759 | $377,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,879 | $376,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,592 | $374,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,034 | $371,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 14,403 | $370,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,297 | $368,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,799 | $367,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 7,497 | $367,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 24,718 | $366,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,311 | $365,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,225 | $362,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,322 | $361,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,805 | $361,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 3,820 | $360,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 45,459 | $355,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,105 | $354,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,396 | $353,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,232 | $349,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,689 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 11,147 | $348,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 4,702 | $345,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,292 | $343,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 10,410 | $343,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,464 | $342,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 5,360 | $341,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,039 | $340,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 37,948 | $340,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,661 | $340,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 8,773 | $339,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,477 | $339,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 7,927 | $338,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 22,443 | $336,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 22,075 | $334,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,634 | $332,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,155 | $330,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,342 | $326,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 16,443 | $326,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,956 | $324,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 9,188 | $323,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 7,381 | $318,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,926 | $317,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,136 | $317,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,406 | $316,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 18,337 | $316,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 6,495 | $316,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 16,797 | $315,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,533 | $313,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 915 | $312,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,516 | $312,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,634 | $308,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,800 | $308,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,209 | $305,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,832 | $305,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,659 | $305,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,499 | $305,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F797 | ACTV FCTR SMCP | 12,163 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,086 | $303,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,626 | $302,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 5,000 | $302,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,228 | $301,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,114 | $297,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,377 | $296,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,314 | $295,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 11,942 | $295,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,220 | $294,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,282 | $294,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,525 | $293,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,428 | $292,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 395 | $292,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,810 | $292,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,725 | $291,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 14,288 | $290,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,567 | $290,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,153 | $289,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,736 | $289,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,575 | $288,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 18,280 | $285,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 14,705 | $285,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,675 | $284,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,307 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,829 | $280,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,088 | $279,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,720 | $278,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,448 | $272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,129 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12,521 | $272,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,506 | $271,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,648 | $270,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 858 | $270,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,458 | $267,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,442 | $267,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,000 | $267,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,000 | $266,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,076 | $264,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,013 | $264,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,034 | $263,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,869 | $263,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,427 | $263,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,993 | $263,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 15,359 | $263,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 923 | $258,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 432 | $258,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9,192 | $258,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,338 | $257,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 9,825 | $257,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,214 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,094 | $254,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,958 | $254,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 764 | $252,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,887 | $252,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,549 | $249,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,518 | $248,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 26,650 | $247,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 25,083 | $246,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,265 | $244,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,380 | $242,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 17,255 | $241,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 6,795 | $240,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 5,277 | $240,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,238 | $240,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,658 | $240,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 750 | $239,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,724 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,738 | $238,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 561 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,822 | $236,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 13,450 | $234,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,123 | $233,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 10,800 | $233,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,922 | $231,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 748 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,282 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 6,535 | $229,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,535 | $228,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,104 | $225,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,932 | $224,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,155 | $223,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 6,600 | $223,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 690 | $222,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,994 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,414 | $219,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,780 | $219,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,235 | $218,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 6,600 | $216,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,934 | $216,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 3,971 | $215,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 2,220 | $214,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,098 | $214,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,950 | $212,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 21,768 | $212,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,026 | $211,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,178 | $210,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 6,656 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,483 | $206,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,748 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,287 | $205,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 14,035 | $204,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,159 | $204,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,861 | $202,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,345 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,753 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 3,712 | $200,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,430 | $199,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,310 | $197,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,400 | $171,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,001 | $163,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 15,670 | $148,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,541 | $147,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,300 | $147,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,100 | $147,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 34,000 | $143,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,013 | $135,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 31,739 | $126,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,030 | $124,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,600 | $117,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 40,224 | $63,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,440 | $62,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 31,300 | $58,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 14,123 | $52,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,322 | $41,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 14,000 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 10,184 | $34,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 10,913 | $34,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 21,000 | $24,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 14,754 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-21-000003 | this filing | 2021-05-06 | acceptance time not in the bulk data set |