13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 668 holding rows worth $1,451,585,000.
- Accession
- 0001541625-21-000002
- Filer
- CIK 1541625
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 668 entries on the cover page, a total value of $1,451,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,451,585,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 24,879 | $340,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 26,400 | $340,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 4,890 | $338,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 8,786 | $338,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,045 | $337,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,682 | $335,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,225 | $334,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,304 | $333,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 5,756 | $333,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,512 | $332,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,530 | $331,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 21,664 | $330,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,454 | $329,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,344 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,854 | $326,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 12,658 | $326,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 15,862 | $325,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,138 | $324,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 14,158 | $323,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,729 | $322,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,790 | $320,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,534 | $319,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,759 | $319,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,904 | $318,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 8,820 | $317,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 10,483 | $314,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,060 | $314,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,618 | $314,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,800 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,418 | $311,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 4,048 | $311,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 8,042 | $309,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 44,544 | $307,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,691 | $305,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 4,334 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 38,367 | $304,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 7,592 | $302,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,852 | $300,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,921 | $298,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,099 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 10,570 | $297,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,534 | $296,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,456 | $295,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 17,708 | $293,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 2,050 | $288,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,319 | $287,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,775 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,616 | $286,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,110 | $286,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,264 | $285,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,711 | $283,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,930 | $282,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 341 | $279,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,114 | $279,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,581 | $279,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,736 | $278,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 7,293 | $278,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 26,450 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,756 | $277,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 13,473 | $275,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,069 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,032 | $274,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,763 | $272,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F797 | ACTV FCTR SMCP | 12,163 | $269,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 787 | $267,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,316 | $266,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7,928 | $266,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,093 | $265,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,536 | $262,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 2,605 | $262,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,271 | $262,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,702 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,129 | $261,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 683 | $260,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,361 | $260,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,503 | $260,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 577 | $258,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,740 | $258,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,133 | $256,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,338 | $255,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,920 | $255,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,946 | $255,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,467 | $255,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,954 | $252,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,471 | $251,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,643 | $250,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 670 | $250,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,054 | $250,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,923 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 6,475 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,389 | $247,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 522 | $247,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,699 | $246,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 691 | $245,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 23,337 | $245,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,053 | $243,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 750 | $243,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,232 | $239,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,615 | $237,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,525 | $237,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 16,179 | $237,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 18,018 | $236,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,753 | $234,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 609 | $234,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,635 | $234,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,369 | $233,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,524 | $233,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 926 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 11,490 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 13,776 | $232,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,294 | $231,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 5,277 | $231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,814 | $231,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 646 | $230,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,917 | $230,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,707 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,796 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,093 | $228,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,365 | $227,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,772 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,882 | $226,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 3,562 | $225,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,281 | $224,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,398 | $224,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,044 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,282 | $219,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,332 | $219,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,234 | $218,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,800 | $216,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,694 | $215,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,510 | $214,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,971 | $211,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,286 | $211,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,768 | $208,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 6,600 | $208,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,231 | $207,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 16,660 | $207,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,593 | $204,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 9,424 | $204,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,000 | $204,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,700 | $204,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,219 | $202,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 6,290 | $201,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,360 | $201,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,153 | $200,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 11,396 | $197,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 18,828 | $193,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 37,948 | $190,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,106 | $186,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 35,000 | $183,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,278 | $178,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,400 | $171,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,874 | $151,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,787 | $151,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 19,604 | $146,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 16,201 | $144,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,300 | $139,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,802 | $133,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,880 | $131,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 15,416 | $131,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,123 | $125,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,759 | $113,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 39,300 | $86,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,202 | $69,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 93,231 | $58,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 14,900 | $42,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 38,611 | $31,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 15,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-21-000002 | this filing | 2021-02-12 | acceptance time not in the bulk data set |