13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-10, with 568 holding rows worth $1,128,663,000.
- Accession
- 0001541625-20-000008
- Filer
- CIK 1541625
- Filed
- 2020-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 568 entries on the cover page, a total value of $1,128,663,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,128,663,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,762 | $238,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,877 | $238,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 544 | $237,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 14,501 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,129 | $236,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,138 | $234,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,747 | $234,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,125 | $234,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,338 | $230,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,706 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,556 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 11,430 | $229,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,868 | $229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,187 | $228,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,999 | $224,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,329 | $223,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 5,252 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,875 | $223,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,290 | $222,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,477 | $220,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,059 | $219,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 514 | $217,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,279 | $217,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,931 | $216,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,095 | $215,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,072 | $215,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,946 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,368 | $212,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,778 | $210,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 8,255 | $206,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,446 | $205,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 767 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 2,108 | $205,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,000 | $204,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,925 | $203,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,518 | $203,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 5,657 | $202,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 692 | $201,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,290 | $200,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,282 | $198,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 28,200 | $197,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 19,263 | $192,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,467 | $184,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,978 | $183,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,970 | $180,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 17,650 | $177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,268 | $174,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,107 | $170,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 12,701 | $168,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,372 | $165,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 17,423 | $158,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 13,332 | $154,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,089 | $148,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 16,465 | $143,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,788 | $139,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,372 | $136,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 17,160 | $132,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 12,186 | $127,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,018 | $119,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,300 | $110,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 33,800 | $97,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,904 | $96,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 17,500 | $66,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 112,317 | $54,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 15,400 | $41,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 15,000 | $12,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,200 | $8,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 13,526 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-20-000008 | this filing | 2020-08-10 | acceptance time not in the bulk data set |