13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 595 holding rows worth $1,298,051,000.
- Accession
- 0001541625-20-000005
- Filer
- CIK 1541625
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 595 entries on the cover page, a total value of $1,298,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,298,051,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,902 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 7,845 | $271,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,177 | $270,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,902 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,443 | $268,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,409 | $267,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,665 | $265,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,313 | $260,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 7,704 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 4,874 | $256,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,589 | $255,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,944 | $253,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,111 | $253,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,079 | $252,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,390 | $251,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,612 | $251,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,918 | $251,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 706 | $250,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,923 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,484 | $245,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,010 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,240 | $243,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,373 | $243,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,474 | $243,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,789 | $240,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 3,043 | $238,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,728 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 12,093 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,870 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 9,200 | $235,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,159 | $233,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,478 | $233,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,813 | $232,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,720 | $231,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,134 | $231,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 9,735 | $231,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,835 | $230,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,338 | $229,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,143 | $228,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 5,187 | $228,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 6,803 | $228,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 615 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 7,994 | $225,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,359 | $221,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,632 | $220,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,500 | $220,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 2,925 | $219,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,286 | $218,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,007 | $217,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,155 | $217,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,450 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,720 | $217,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,312 | $217,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,484 | $215,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,327 | $215,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 5,475 | $215,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,630 | $211,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,883 | $211,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,184 | $211,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,261 | $210,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,878 | $208,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,911 | $205,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,084 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 7,695 | $204,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 872 | $203,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,675 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 2,624 | $203,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,859 | $202,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,858 | $201,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,112 | $200,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 9,510 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,126 | $190,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 18,441 | $178,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,507 | $174,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 33,158 | $174,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,083 | $173,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,998 | $156,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,324 | $143,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,715 | $138,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,188 | $138,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,365 | $131,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 42,225 | $128,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 12,060 | $125,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 22,800 | $124,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,300 | $113,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,447 | $106,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 13,113 | $70,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,305 | $64,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,105 | $53,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 66,851 | $45,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 31,370 | $39,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $27,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 13,526 | $23,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,697 | $15,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 12,900 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-20-000005 | this filing | 2020-02-12 | acceptance time not in the bulk data set |