13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-22, with 542 holding rows worth $973,725,000.
- Accession
- 0001541625-19-000007
- Filer
- CIK 1541625
- Filed
- 2019-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 542 entries on the cover page, a total value of $973,725,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $973,725,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXELON CORP COM | 30161N101 | Stock | 4,575 | $221,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,424 | $220,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,258 | $217,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,879 | $212,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,704 | $212,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 874 | $211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,588 | $210,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,602 | $210,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 6,000 | $209,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 16,000 | $209,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,261 | $206,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,806 | $206,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 6,500 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,710 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 7,994 | $205,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,718 | $204,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,714 | $202,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,277 | $201,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,143 | $200,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 4,470 | $200,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,888 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,263 | $189,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 32,180 | $183,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 33,147 | $165,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 19,556 | $158,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,575 | $146,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 41,225 | $144,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,288 | $140,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13,501 | $133,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 208,600 | $129,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 26,300 | $128,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 11,731 | $113,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,273 | $111,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,300 | $107,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,437 | $99,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 46,911 | $95,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,305 | $76,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,200 | $58,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,400 | $35,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $23,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 14,690 | $23,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 10,117 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-19-000007 | this filing | 2019-10-22 | acceptance time not in the bulk data set |